-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T1AB8CAOUZRdS9MW690dQ3ASzJoAeAq+eIG+/Hfu7JKu/A8De/j8fbvm40Y7+GaY 0qdMbhlhRgDFbXkXHLkhiw== 0001228875-06-000001.txt : 20060201 0001228875-06-000001.hdr.sgml : 20060201 20060201184031 ACCESSION NUMBER: 0001228875-06-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060201 FILED AS OF DATE: 20060201 DATE AS OF CHANGE: 20060201 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SUTTER HILL ENTREPRENEURS FUND AI LP CENTRAL INDEX KEY: 0001228875 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 333-129497 FILM NUMBER: 06571098 BUSINESS ADDRESS: STREET 1: 755 PAGE MILL RD STREET 2: STE A200 CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 6504935600 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDICA INC CENTRAL INDEX KEY: 0001178104 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943287832 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-9975 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 3 1 sut40.xml X0202 3 2006-02-01 0 0001178104 CARDICA INC CRDC 0001228875 SUTTER HILL ENTREPRENEURS FUND AI LP 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 943041005 0 0 1 0 Series C Preferred Stock Common Stock 5096 D Series D Preferred Stock Common Stock 1442 D The issuer's preferred stock will automatically be converted into common stock on a one-for-one basis immediately upon the completion of the issuer's initial public offering. By: Robert Yin, by power of attorney 2006-02-01 EX-24 2 crdcshai.txt POWER OF ATTORNEY POWER OF ATTORNEY Know all by these presents, that the undersigned hereby authorizes David E. Sweet, Robert Yin, or Patricia Tom to execute for and on behalf of the undersigned Forms 3, 4, and 5, and any Amendments thereto for Cardica, Inc. ("the Company"), and cause such form(s) to be filed with the United States Securities and Exchange Commission pursuant to Section 16(a) of the Securities Act of 1934, relating to the undersigned's beneficial ownership of securities in the Company. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such a capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of, and transactions in, securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. In witness whereof, the undersigned has caused this Power of Attorney to be executed as of this 27th day of January, 2006. SUTTER HILL ENTREPRENEURS FUND (AI), L.P. /s/ William H. Younger, Jr. Managing Director of the General Partner -----END PRIVACY-ENHANCED MESSAGE-----