0001225208-17-012477.txt : 20170710 0001225208-17-012477.hdr.sgml : 20170710 20170710171822 ACCESSION NUMBER: 0001225208-17-012477 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170630 FILED AS OF DATE: 20170710 DATE AS OF CHANGE: 20170710 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DEXTERA SURGICAL INC CENTRAL INDEX KEY: 0001178104 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943287832 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-9975 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: CARDICA INC DATE OF NAME CHANGE: 20020719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YOUNGER WILLIAM H JR CENTRAL INDEX KEY: 0001201717 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51772 FILM NUMBER: 17958530 MAIL ADDRESS: STREET 1: 755 PAGE MILL ROAD, SUITE A-200 CITY: PALO ALTO STATE: CA ZIP: 94304-1005 5 1 doc5.xml X0306 5 2017-06-30 1 0 0 0001178104 DEXTERA SURGICAL INC DXTR 0001201717 YOUNGER WILLIAM H JR 755 PAGE MILL ROAD, SUITE A-200 PALO ALTO CA 94304-1005 1 Former Director Common Stock 2016-10-01 5 G 0 0.0000 0.0000 D 44415.0000 I By Ltd Partnership (YVST) Common Stock 233.0000 D Common Stock 296614.0000 I By Ltd Partnership (SHV) Common Stock 17286.0000 I By Profit Sharing Plan Trust Common Stock 26467.0000 I By Trust (Trustee) Represents gift of limited partnership interest in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein. In accordance with Instruction 4(a) (i) of Form 5, represents the number of shares owned as of October 1, 2016, the date of the transaction reported hereby. Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein. The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares. Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person. Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust. /s/ Robert Yin, by power of attorney 2017-07-10