0001225208-17-012477.txt : 20170710
0001225208-17-012477.hdr.sgml : 20170710
20170710171822
ACCESSION NUMBER: 0001225208-17-012477
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170710
DATE AS OF CHANGE: 20170710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DEXTERA SURGICAL INC
CENTRAL INDEX KEY: 0001178104
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 943287832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-9975
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: CARDICA INC
DATE OF NAME CHANGE: 20020719
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YOUNGER WILLIAM H JR
CENTRAL INDEX KEY: 0001201717
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51772
FILM NUMBER: 17958530
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD, SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
5
1
doc5.xml
X0306
5
2017-06-30
1
0
0
0001178104
DEXTERA SURGICAL INC
DXTR
0001201717
YOUNGER WILLIAM H JR
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Former Director
Common Stock
2016-10-01
5
G
0
0.0000
0.0000
D
44415.0000
I
By Ltd Partnership (YVST)
Common Stock
233.0000
D
Common Stock
296614.0000
I
By Ltd Partnership (SHV)
Common Stock
17286.0000
I
By Profit Sharing Plan Trust
Common Stock
26467.0000
I
By Trust (Trustee)
Represents gift of limited partnership interest in a limited partnership to other limited partners. The reporting person disclaims beneficial ownership of the shares held by the limited partnership except as to the reporting person's pecuniary interest therein.
In accordance with Instruction 4(a) (i) of Form 5, represents the number of shares owned as of October 1, 2016, the date of the transaction reported hereby.
Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
/s/ Robert Yin, by power of attorney
2017-07-10