0001225208-16-028784.txt : 20160301
0001225208-16-028784.hdr.sgml : 20160301
20160301172438
ACCESSION NUMBER: 0001225208-16-028784
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160226
FILED AS OF DATE: 20160301
DATE AS OF CHANGE: 20160301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDICA INC
CENTRAL INDEX KEY: 0001178104
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 943287832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-9975
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YOUNGER WILLIAM H JR
CENTRAL INDEX KEY: 0001201717
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51772
FILM NUMBER: 161474573
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD, SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
4
1
doc4.xml
X0306
4
2016-02-26
0001178104
CARDICA INC
CRDC
0001201717
YOUNGER WILLIAM H JR
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Common Stock
2016-02-26
4
J
0
44665.0000
0.0000
D
296614.0000
I
By Ltd Partnership (SHV)
Common Stock
2016-02-26
4
J
0
56.0000
0.0000
A
26468.0000
I
By Trust (Trustee)
Common Stock
233.0000
D
Common Stock
44415.0000
I
By Ltd Partnership (YVST)
Common Stock
17286.0000
I
By Profit Sharing Plan Trust
Distribution of shares without consideration to the managing directors of the general partner of Sutter Hill Ventures, a California Limited Partnership, including the reporting person, in accordance with the partnership agreement.
On February 17, 2016, the Issuer effected a one-for-ten reverse stock split of its common stock. Shares reported as being beneficially owned in this Form 4 have been adjusted for the reverse stock split.
Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the partnership.
Shares held by a trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
Shares held by a limited partnership of which the reporting person is the trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
/s/ Robert Yin, by power of attorney
2016-03-01