0001225208-16-025534.txt : 20160202
0001225208-16-025534.hdr.sgml : 20160202
20160202184648
ACCESSION NUMBER: 0001225208-16-025534
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160129
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARDICA INC
CENTRAL INDEX KEY: 0001178104
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 943287832
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-364-9975
MAIL ADDRESS:
STREET 1: 900 SAGINAW DRIVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YOUNGER WILLIAM H JR
CENTRAL INDEX KEY: 0001201717
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51772
FILM NUMBER: 161382497
MAIL ADDRESS:
STREET 1: 755 PAGE MILL ROAD, SUITE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
4
1
doc4.xml
X0306
4
2016-01-29
0001178104
CARDICA INC
CRDC
0001201717
YOUNGER WILLIAM H JR
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Non-Qualified Stock Option (Right to Buy)
0.2800
2016-01-29
4
A
0
150000.0000
0.0000
A
2023-01-29
Common Stock
150000.0000
150000.0000
D
The options were granted under the Cardica 2016 Equity Incentive Plan and vest one twelfth (1/12th) per month over one (1) year from the date of grant.
The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
/s/ Robert Yin, by power of attorney
2016-02-02