0001178104-16-000020.txt : 20160203 0001178104-16-000020.hdr.sgml : 20160203 20160203191542 ACCESSION NUMBER: 0001178104-16-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160129 FILED AS OF DATE: 20160203 DATE AS OF CHANGE: 20160203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDICA INC CENTRAL INDEX KEY: 0001178104 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943287832 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-9975 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Watson Gregory P. CENTRAL INDEX KEY: 0001643053 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51772 FILM NUMBER: 161386431 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2016-01-29 0 0001178104 CARDICA INC CRDC 0001643053 Watson Gregory P. 900 SAGINAW DRIVE REDWOOD CITY CA 94063 0 1 0 0 V.P., Operations Non-Qualified Stock Option (right to buy) 0.28 2016-01-29 4 A 0 400000 0.28 A 2016-02-29 2023-01-29 Common Stock 400000 400000 D The options were granted under the Cardica 2016 Equity Incentive Plan and vest 1/48 per month starting January 29, 2016. By: Robert Y. Newell IV For: Gregory P. Watson 2016-02-03