0001178104-15-000006.txt : 20150619 0001178104-15-000006.hdr.sgml : 20150619 20150619165203 ACCESSION NUMBER: 0001178104-15-000006 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150617 FILED AS OF DATE: 20150619 DATE AS OF CHANGE: 20150619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARDICA INC CENTRAL INDEX KEY: 0001178104 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 943287832 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 650-364-9975 MAIL ADDRESS: STREET 1: 900 SAGINAW DRIVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burns Liam CENTRAL INDEX KEY: 0001596841 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51772 FILM NUMBER: 15942899 MAIL ADDRESS: STREET 1: CARDICA, INC. STREET 2: 900 SAGINAW DR. CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-06-17 0 0001178104 CARDICA INC CRDC 0001596841 Burns Liam 900 SAGINAW DRIVE REDWOOD CITY CA 94063 0 1 0 0 VP Sales & Marketing Non-Qualified Stock Option (right to buy) 0.41 2015-06-17 4 A 0 200000 0.41 A 2015-06-17 2024-06-17 Common Stock 200000 200000 D One twenty-fourth (1/24th) of the option shares vest monthly over two (2) years from the date of grant. By: Robert Y. Newell For: Liam Burns 2015-06-19