0001140361-16-071701.txt : 20160706
0001140361-16-071701.hdr.sgml : 20160706
20160706111915
ACCESSION NUMBER: 0001140361-16-071701
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160705
FILED AS OF DATE: 20160706
DATE AS OF CHANGE: 20160706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ocean Thermal Energy Corp
CENTRAL INDEX KEY: 0001531272
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 800968237
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 SOUTH QUEEN STREET
CITY: LANCASTER
STATE: PA
ZIP: 17603
BUSINESS PHONE: 717-299-1344
MAIL ADDRESS:
STREET 1: 800 SOUTH QUEEN STREET
CITY: LANCASTER
STATE: PA
ZIP: 17603
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FEAKINS JEREMY
CENTRAL INDEX KEY: 0001177496
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-55573
FILM NUMBER: 161752847
MAIL ADDRESS:
STREET 1: 1200 WEST PENN GRANT RD.
CITY: LANCASTER
STATE: PA
ZIP: 17603
3
1
doc1.xml
FORM 3
X0206
3
2016-07-05
0
0001531272
Ocean Thermal Energy Corp
OTEC
0001177496
FEAKINS JEREMY
800 SOUTH QUEEN STREET
LANCASTER
PA
17603
1
1
1
0
CEO
Common Stock
6844334
D
Common Stock
4143164
I
by JPF Venture Fund 1, LP
Common Stock
800000
I
by Queen Street Development Partners
Common Stock
1000000
I
by Phoenix Investment
Warrants
3.00
2012-04-16
2017-03-31
Common Stock
200000
D
Warrants
0.43
2014-04-01
2017-01-31
Common Stock
12912500
I
by Jeremy P. Feakins & Associates LLC
Warrants
0.43
2013-12-01
Common Stock
300000
I
by Jeremy P. Feakins & Associates LLC
Warrants
0.68
2013-08-15
2023-08-31
Common Stock
10000
I
by JPF Venture Fund 1, LP
Warrants
0.25
2015-07-28
2017-03-15
Common Stock
8000000
I
by JPF Venture Fund 1, LP
Warrant expires on the day that is one year after the date of the issuer's public offering of shares on a public exchange.
/s/ Jeremy P. Freakins
2016-07-05