0001140361-16-071701.txt : 20160706 0001140361-16-071701.hdr.sgml : 20160706 20160706111915 ACCESSION NUMBER: 0001140361-16-071701 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160705 FILED AS OF DATE: 20160706 DATE AS OF CHANGE: 20160706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ocean Thermal Energy Corp CENTRAL INDEX KEY: 0001531272 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 800968237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 SOUTH QUEEN STREET CITY: LANCASTER STATE: PA ZIP: 17603 BUSINESS PHONE: 717-299-1344 MAIL ADDRESS: STREET 1: 800 SOUTH QUEEN STREET CITY: LANCASTER STATE: PA ZIP: 17603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FEAKINS JEREMY CENTRAL INDEX KEY: 0001177496 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-55573 FILM NUMBER: 161752847 MAIL ADDRESS: STREET 1: 1200 WEST PENN GRANT RD. CITY: LANCASTER STATE: PA ZIP: 17603 3 1 doc1.xml FORM 3 X0206 3 2016-07-05 0 0001531272 Ocean Thermal Energy Corp OTEC 0001177496 FEAKINS JEREMY 800 SOUTH QUEEN STREET LANCASTER PA 17603 1 1 1 0 CEO Common Stock 6844334 D Common Stock 4143164 I by JPF Venture Fund 1, LP Common Stock 800000 I by Queen Street Development Partners Common Stock 1000000 I by Phoenix Investment Warrants 3.00 2012-04-16 2017-03-31 Common Stock 200000 D Warrants 0.43 2014-04-01 2017-01-31 Common Stock 12912500 I by Jeremy P. Feakins & Associates LLC Warrants 0.43 2013-12-01 Common Stock 300000 I by Jeremy P. Feakins & Associates LLC Warrants 0.68 2013-08-15 2023-08-31 Common Stock 10000 I by JPF Venture Fund 1, LP Warrants 0.25 2015-07-28 2017-03-15 Common Stock 8000000 I by JPF Venture Fund 1, LP Warrant expires on the day that is one year after the date of the issuer's public offering of shares on a public exchange. /s/ Jeremy P. Freakins 2016-07-05