Delaware | 001-31892 | 94-2703333 | ||||||||||||
(State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
44201 Nobel Drive Fremont, California | 94538 | |||||||
(Address of principal executive offices) | (Zip Code) |
☒ | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023. | ||||
☐ | Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13q-1) for the fiscal year ended _____________. |
Item 1.01 | Conflict Minerals Disclosure and Report |
Item 1.02 | Exhibit |
Item 3.01 | Exhibits |
Exhibit No. | Description | |||||||
1.01 |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Gold | ABC Refinery Pty Ltd. | Australia | On Smelter Look-up Tab List Only | |||||||||||
Gold | Abington Reldan Metals, LLC | United States of America | Conformant | |||||||||||
Gold | Advanced Chemical Company | United States of America | Active | |||||||||||
Gold | Agosi AG | Germany | Conformant | |||||||||||
Gold | Aida Chemical Industries Co., Ltd. | Japan | Conformant | |||||||||||
Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | On Smelter Look-up Tab List Only | |||||||||||
Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | Conformant | |||||||||||
Gold | AngloGold Ashanti Córrego do Sítio Mineração | Brazil | Conformant | |||||||||||
Gold | Argor-Heraeus S.A. | Switzerland | Conformant | |||||||||||
Gold | Asahi Pretec Corp. | Japan | Conformant |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Gold | Asahi Refining Canada Ltd. | Canada | Conformant | |||||||||||
Gold | Asahi Refining USA Inc. | United States of America | Conformant | |||||||||||
Gold | Asaka Riken Co., Ltd. | Japan | Conformant | |||||||||||
Gold | Augmont Enterprises Private Limited | India | On Smelter Look-up Tab List Only | |||||||||||
Gold | Aurubis AG | Germany | Conformant | |||||||||||
Gold | Bangalore Refinery | India | Active | |||||||||||
Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | Conformant | |||||||||||
Gold | Boliden Ronnskar | Sweden | Conformant | |||||||||||
Gold | C. Hafner GmbH + Co. KG | Germany | Conformant | |||||||||||
Gold | CCR Refinery – Glencore Canada Corporation | Canada | Conformant | |||||||||||
Gold | Chimet S.p.A. | Italy | Conformant | |||||||||||
Gold | Chugai Mining | Japan | Conformant | |||||||||||
Gold | Coimpa Industrial LTDA | Brazil | Conformant | |||||||||||
Gold | Daye Non-Ferrous Metals Mining Ltd. | China | On Smelter Look-up Tab List Only | |||||||||||
Gold | Dongwu Gold Group | China | On Smelter Look-up Tab List Only | |||||||||||
Gold | Dowa | Japan | Conformant | |||||||||||
Gold | DSC (Do Sung Corporation) | Republic of Korea | Conformant | |||||||||||
Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | Conformant | |||||||||||
Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | Conformant | |||||||||||
Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | Conformant | |||||||||||
Gold | Emirates Gold DMCC | United Arab Emirates | On Smelter Look-up Tab List Only | |||||||||||
Gold | Geib Refining Corporation | United States of America | On Smelter Look-up Tab List Only | |||||||||||
Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India | On Smelter Look-up Tab List Only |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Gold | Gold by Gold Colombia | Colombia | Conformant | |||||||||||
Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | Conformant | |||||||||||
Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | On Smelter Look-up Tab List Only | |||||||||||
Gold | Heimerle + Meule GmbH | Germany | Conformant | |||||||||||
Gold | Heraeus Germany GmbH Co. KG | Germany | Conformant | |||||||||||
Gold | Heraeus Metals Hong Kong Ltd. | China | Conformant | |||||||||||
Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | Conformant | |||||||||||
Gold | Ishifuku Metal Industry Co., Ltd. | Japan | Conformant | |||||||||||
Gold | Istanbul Gold Refinery | Turkey | Conformant | |||||||||||
Gold | Italpreziosi | Italy | Conformant | |||||||||||
Gold | Japan Mint | Japan | Conformant | |||||||||||
Gold | Jiangxi Copper Co., Ltd. | China | Conformant | |||||||||||
Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | Conformant | |||||||||||
Gold | Kazzinc | Kazakhstan | Conformant | |||||||||||
Gold | Kennecott Utah Copper LLC | United States of America | Conformant | |||||||||||
Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | Conformant | |||||||||||
Gold | Kojima Chemicals Co., Ltd. | Japan | Conformant | |||||||||||
Gold | Korea Zinc Co., Ltd. | Republic of Korea | Conformant | |||||||||||
Gold | L’Orfebre S.A. | Andorra | Conformant | |||||||||||
Gold | LS MnM Inc. | Republic of Korea | Conformant | |||||||||||
Gold | LT Metal Ltd. | Republic of Korea | Conformant | |||||||||||
Gold | Materion | United States of America | Conformant | |||||||||||
Gold | Matsuda Sangyo Co., Ltd. | Japan | Conformant |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | Conformant | |||||||||||
Gold | Metalor Technologies (Hong Kong) Ltd. | China | Conformant | |||||||||||
Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | Conformant | |||||||||||
Gold | Metalor Technologies (Suzhou) Ltd. | China | Conformant | |||||||||||
Gold | Metalor Technologies S.A. | Switzerland | Conformant | |||||||||||
Gold | Metalor USA Refining Corporation | United States of America | Conformant | |||||||||||
Gold | Metalurgica Met-Mex Penoles S.A. De CV | Mexico | Conformant | |||||||||||
Gold | Mitsubishi Materials Corporation | Japan | Conformant | |||||||||||
Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | Conformant | |||||||||||
Gold | MKS PAMP SA | Switzerland | Conformant | |||||||||||
Gold | MMTC-PAMP India Pvt., Ltd. | India | Conformant | |||||||||||
Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | Conformant | |||||||||||
Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | Conformant | |||||||||||
Gold | NH Recytech Company | Republic of Korea | Conformant | |||||||||||
Gold | Nihon Material Co., Ltd. | Japan | Conformant | |||||||||||
Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | Conformant | |||||||||||
Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | Conformant | |||||||||||
Gold | Planta Recuperadora de Metales SpA | Chile | Conformant | |||||||||||
Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | Conformant | |||||||||||
Gold | PX Precinox S.A. | Switzerland | Conformant | |||||||||||
Gold | Rand Refinery (Pty) Ltd. | South Africa | Conformant | |||||||||||
Gold | REMONDIS PMR B.V. | Netherlands | Conformant | |||||||||||
Gold | Royal Canadian Mint | Canada | Conformant |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Gold | Safimet S.p.A | Italy | On Smelter Look-up Tab List Only | |||||||||||
Gold | SAFINA A.S. | Czechia | Conformant | |||||||||||
Gold | SEMPSA Joyeria Plateria S.A. | Spain | Conformant | |||||||||||
Gold | Shandong Gold Smelting Co., Ltd. | China | Conformant | |||||||||||
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd.. | China | Conformant | |||||||||||
Gold | Shenzhen CuiLu Gold Co., Ltd. | China | On Smelter Look-up Tab List Only | |||||||||||
Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | Conformant | |||||||||||
Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China | Conformant | |||||||||||
Gold | Sumitomo Metal Mining Co., Ltd. | Japan | Conformant | |||||||||||
Gold | SungEel HiMetal Co., Ltd. | Republic of Korea | Conformant | |||||||||||
Gold | T.C.A S.p.A | Italy | Conformant | |||||||||||
Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | Conformant | |||||||||||
Gold | Tokuriki Honten Co., Ltd. | Japan | Conformant | |||||||||||
Gold | TOO Tau-Ken-Altyn | Kazakhstan | Conformant | |||||||||||
Gold | Torecom | Republic of Korea | Conformant | |||||||||||
Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | Conformant | |||||||||||
Gold | United Precious Metal Refining, Inc. | United States of America | Conformant | |||||||||||
Gold | Valcambi SA | Switzerland | Conformant | |||||||||||
Gold | WEEEREFINING | France | Conformant | |||||||||||
Gold | Western Australian Mint (T/a The Perth Mint) | Australia | Conformant | |||||||||||
Gold | WIELAND Edelmetalle GmbH | Germany | Conformant | |||||||||||
Gold | Yamakin Co., Ltd. | Japan | Conformant | |||||||||||
Gold | Yokohama Metal Co., Ltd. | Japan | Conformant |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | Conformant | |||||||||||
Tantalum | AMG Brasil | Brazil | Conformant | |||||||||||
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | Conformant | |||||||||||
Tantalum | D Block Metals, LLC | United States of America | Conformant | |||||||||||
Tantalum | F&X Electro-Materials Ltd. | China | Conformant | |||||||||||
Tantalum | FIR Metals & Resource Ltd. | China | Conformant | |||||||||||
Tantalum | Global Advanced Metals Aizu | Japan | Conformant | |||||||||||
Tantalum | Global Advanced Metals Boyertown | United States of America | Conformant | |||||||||||
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | Conformant | |||||||||||
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | Conformant | |||||||||||
Tantalum | Jiangxi Tuohong New Raw Material | China | Conformant | |||||||||||
Tantalum | Jiujiang JinXin Nonferrous Metals Co., Ltd. | China | Conformant | |||||||||||
Tantalum | Jiujiang Tanbre Co., Ltd. | China | Conformant | |||||||||||
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | Conformant | |||||||||||
Tantalum | KEMET de Mexico | Mexico | Conformant | |||||||||||
Tantalum | Materion Newton Inc. | United States of America | Conformant | |||||||||||
Tantalum | Metallurgical Products India Pvt., Ltd. | India | Conformant | |||||||||||
Tantalum | Mineracao Taboca S.A. | Brazil | Conformant | |||||||||||
Tantalum | Mitsui Mining & Smelting Co., Ltd. | Japan | Conformant | |||||||||||
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | Conformant | |||||||||||
Tantalum | NPM Silmet AS | Estonia | Conformant | |||||||||||
Tantalum | QuantumClean | United States of America | Conformant | |||||||||||
Tantalum | Resind Industria e Comercio Ltda. | Brazil | Conformant |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd | China | Conformant | |||||||||||
Tantalum | Taki Chemicals Co., Ltd. | Japan | Conformant | |||||||||||
Tantalum | TANIOBIS Co., Ltd. | Thailand | Conformant | |||||||||||
Tantalum | TANIOBIS GmbH | Germany | Conformant | |||||||||||
Tantalum | TANIOBIS Japan Co., Ltd. | Japan | Conformant | |||||||||||
Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | Conformant | |||||||||||
Tantalum | Telex Metals | United States of America | Conformant | |||||||||||
Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | Conformant | |||||||||||
Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | Conformant | |||||||||||
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | Conformant | |||||||||||
Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | Conformant | |||||||||||
Tin | Alpha | United States of America | Conformant | |||||||||||
Tin | Aurubis Beerse | Belgium | Conformant | |||||||||||
Tin | Aurubis Berango | Spain | Conformant | |||||||||||
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | Conformant | |||||||||||
Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | Conformant | |||||||||||
Tin | China Tin Group Co., Ltd. | China | Conformant | |||||||||||
Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | Conformant | |||||||||||
Tin | CRM Synergies | Spain | Conformant | |||||||||||
Tin | CV Ayi Jaya | Indonesia | Conformant | |||||||||||
Tin | CV Venus Inti Perkasa | Indonesia | Conformant | |||||||||||
Tin | Dowa | Japan | Conformant | |||||||||||
Tin | DS Myanmar | Myanmar | Conformant |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Tin | EM Vinto | Bolivia (Plurinational State of) | Conformant | |||||||||||
Tin | Estanho de Rondonia S.A. | Brazil | Conformant | |||||||||||
Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | Conformant | |||||||||||
Tin | Fenix Metals | Poland | Conformant | |||||||||||
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | Conformant | |||||||||||
Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | Conformant | |||||||||||
Tin | HuiChang Hill Tin Industry Co., Ltd. | China | Conformant | |||||||||||
Tin | Jiangxi New Nanshan Technology Ltd. | China | Conformant | |||||||||||
Tin | Luna Smelter, Ltd. | Rwanda | Conformant | |||||||||||
Tin | Magnu’s Minerais Metais e Ligas Ltda. | Brazil | Conformant | |||||||||||
Tin | Malaysia Smelting Corporation (MSC) | Malaysia | Conformant | |||||||||||
Tin | Metallic Resources, Inc. | United States of America | Conformant | |||||||||||
Tin | Mineracao Taboca S.A. | Brazil | Conformant | |||||||||||
Tin | Mining Minerals Resources SARL | Democratic Republic of The Congo | Conformant | |||||||||||
Tin | Minsur | Peru | Conformant | |||||||||||
Tin | Mitsubishi Materials Corporation | Japan | Conformant | |||||||||||
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | Conformant | |||||||||||
Tin | O.M. Manufacturing Philippines, Inc. | Philippines | Conformant | |||||||||||
Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State of) | Conformant | |||||||||||
Tin | Precious Minerals and Smelting Limited | India | Active | |||||||||||
Tin | PT Aries Kencana Sejahtera | Indonesia | Conformant | |||||||||||
Tin | PT Artha Cipta Langgeng | Indonesia | Conformant | |||||||||||
Tin | PT ATD Makmur Mandiri Jaya | Indonesia | Conformant |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Tin | PT Babel Inti Perkasa | Indonesia | Conformant | |||||||||||
Tin | PT Babel Surya Alam Lestari | Indonesia | Conformant | |||||||||||
Tin | PT Bangka Prima Tin | Indonesia | Conformant | |||||||||||
Tin | PT Bangka Serumpun | Indonesia | Conformant | |||||||||||
Tin | PT Belitung Industri Sejahtera | Indonesia | Conformant | |||||||||||
Tin | PT Bukit Timah | Indonesia | Conformant | |||||||||||
Tin | PT Cipta Persada Mulia | Indonesia | Conformant | |||||||||||
Tin | PT Menara Cipta Mulia | Indonesia | Conformant | |||||||||||
Tin | PT Mitra Stania Prima | Indonesia | Conformant | |||||||||||
Tin | PT Mitra Sukses Globalindo | Indonesia | Conformant | |||||||||||
Tin | PT Premium Tin Indonesia | Indonesia | Conformant | |||||||||||
Tin | PT Prima Timah Utama | Indonesia | Conformant | |||||||||||
Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia | Conformant | |||||||||||
Tin | PT Rajawali Rimba Perkasa | Indonesia | Conformant | |||||||||||
Tin | PT Rajehan Ariq | Indonesia | Conformant | |||||||||||
Tin | PT Refined Bangka Tin | Indonesia | Conformant | |||||||||||
Tin | PT Sariwiguna Binasentosa | Indonesia | Conformant | |||||||||||
Tin | PT Stanindo Inti Perkasa | Indonesia | Conformant | |||||||||||
Tin | PT Sukses Inti Makmur (SIM) | Indonesia | Conformant | |||||||||||
Tin | PT Timah Nusantara | Indonesia | Conformant | |||||||||||
Tin | PT Timah Tbk Kundur | Indonesia | Conformant | |||||||||||
Tin | PT Timah Tbk Mentok | Indonesia | Conformant |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Tin | PT Tinindo Inter Nusa | Indonesia | Conformant | |||||||||||
Tin | PT Tommy Utama | Indonesia | Conformant | |||||||||||
Tin | Resind Indústria e Comércio Ltda. | Brazil | Conformant | |||||||||||
Tin | Rui Da Hung | Taiwan, Province of China | Conformant | |||||||||||
Tin | Super Ligas | Brazil | Conformant | |||||||||||
Tin | Thaisarco | Thailand | Conformant | |||||||||||
Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China | Conformant | |||||||||||
Tin | Tin Technology & Refining | United States of America | Conformant | |||||||||||
Tin | White Solder Metalurgia e Mineração Ltda. | Brazil | Conformant | |||||||||||
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | Conformant | |||||||||||
Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | Conformant | |||||||||||
Tungsten | A.L.M.T. Corp. | Japan | Conformant | |||||||||||
Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | Conformant | |||||||||||
Tungsten | China Molybdenum Tungsten Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Cronimet Brasil Ltda | Brazil | Conformant | |||||||||||
Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | On Smelter Look-up Tab List Only | |||||||||||
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Global Tungsten & Powders Corp. | United States of America | Conformant | |||||||||||
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | Conformant | |||||||||||
Tungsten | H.C. Starck Tungsten GmbH | Germany | Conformant |
Mineral | Smelter or Refiner Name | Smelter or Refiner Location | Compliance Status | |||||||||||
Tungsten | Hubei Green Tungsten Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Hunan Jintai New Material Co., Ltd. | China | On Smelter Look-up Tab List Only | |||||||||||
Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | China | Conformant | |||||||||||
Tungsten | Japan New Metals Co., Ltd. | Japan | Conformant | |||||||||||
Tungsten | Jiangwu H. C. Starck Tungsten Products Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Kennametal Fallon | United States of America | Conformant | |||||||||||
Tungsten | Kennametal Huntsville | United States of America | Conformant | |||||||||||
Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province of China | Conformant | |||||||||||
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Masan High-Tech Materials | Viet Nam | Conformant | |||||||||||
Tungsten | Niagara Refining LLC | United States of America | Conformant | |||||||||||
Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | Conformant | |||||||||||
Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | Conformant | |||||||||||
Tungsten | Tungsten Vietnam Joint Stock Company | Viet Nam | Conformant | |||||||||||
Tungsten | Wolfram Bergbau und Hütten AG | Austria | Conformant | |||||||||||
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | Conformant | |||||||||||
Tungsten | Xiamen Tungsten Co., Ltd. | China | Conformant |