EX-1.01 2 exhibit101conflictminerals.htm EX-1.01 Document


Exhibit 1.01
CONFLICT MINERALS REPORT

OVERVIEW
This report for the reporting period from January 1, 2021 to December 31, 2021 has been prepared by TD SYNNEX Corporation (the “Company,” “we,” “us” or “our”) pursuant to Rule 13p-1 promulgated under the Securities Exchange Act of 1934, as amended, and Form SD (collectively, the “Conflict Minerals Rule”). As used herein and consistent with the Conflict Minerals Rule, “Conflict Minerals” or “3TG” are columbite-tantalite (coltan), cassiterite, gold, wolframite and the derivatives tantalum, tin and tungsten, without regard to the location of origin of the minerals or derivative metals.
We are a leading provider of a comprehensive range of distribution and integration solutions for the technology industry. On September 1, 2021, legacy SYNNEX Corporation acquired legacy Tech Data Corporation through a series of two mergers (collectively “Merger”). After completion of the Merger, we changed our corporate name from SYNNEX Corporation to TD SYNNEX Corporation, effective November 3, 2021.
We distribute PC systems, mobile phones and accessories, printers, peripherals, information technology (“IT”) systems including data center server and storage solutions, system components, software, networking, communications and security equipment, consumer electronics and complementary products. We also provide systems design and integration solutions. Our revenues for 2021 largely were from distribution and business services that were not in-scope for purposes of our compliance with the Conflict Minerals Rule.




PRODUCT SCOPING; REASONABLE COUNTRY OF ORIGIN INQUIRY; DUE DILIGENCE DETERMINATION
For 2021, a portion of our systems design and integration business involved our manufacture, through assembly or integration, of data center servers and storage products. 3TG were necessary to the functionality or production of these manufactured products. Accordingly, these products were in-scope for purposes of our compliance with the Conflict Minerals Rule. Taken as a whole, our in-scope products contained one or more of 3TG.
We purchase only finished components and do not purchase 3TG directly from any smelter, refiner or mine. We have relationships with an extensive network of suppliers throughout the world, and we believe that there are generally multiple tiers between the mines, smelters, refiners and our direct suppliers. Therefore, we have requested our direct suppliers to work with their upstream suppliers so that they may provide us with information about the origin of 3TG in the components we purchase for inclusion in the products that we manufacture.
To determine whether any of the 3TG in the components contained in our data center servers and storage products originated in the Democratic Republic of the Congo or an adjoining country (the “Covered Countries”), or were from recycled or scrap sources, we conducted a “reasonable country of origin inquiry” (“RCOI”) within the meaning of the Conflict Minerals Rule, requesting that suppliers of the components we included in our manufactured products for 2021 complete the Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template (“CMRT”), which includes questions regarding identified smelters and refiners in the supplier’s supply chain and the supplier’s compliance procedures. We determined that requesting that our suppliers complete the CMRT represented our reasonable best efforts to determine the mines or locations of origin of 3TG in our supply chain. Our RCOI utilized the processes and procedures contemplated by Steps 1 and 2 of the OECD Guidance (as defined below). Selected elements of those steps are discussed under “Due Diligence.”



A majority of the suppliers provided CMRT responses. Of the suppliers that completed CMRTs, the majority provided data at the company level, with a minority reporting at a level specific to the products or category of components that we purchased from them. For the suppliers that responded at the product level, some suppliers indicated that it was unknown if 3TG contained in their products were sourced from the Covered Countries, and some suppliers indicated that their products contain 3TG sourced from the Covered Countries, but those suppliers also indicated that they require their direct suppliers to source the 3TG from smelters whose due diligence practices have been validated by an independent third party audit program.
After conducting an RCOI and exercising the due diligence described in this Conflict Minerals Report, as applicable, and in light of the limited information specific to our products provided to us by our suppliers, we concluded for 2021 that each of our data center servers and storage products contained 3TG of undetermined origin. Based on the information provided by the suppliers that completed CMRTs, we believe that the facilities used to process necessary 3TG contained in our in-scope products may include the smelters and refiners listed in the Annex at the end of this Conflict Minerals Report; we are not able to determine the countries of origin of the 3TG processed by such smelters and refiners. We endeavored to determine the mine or location of origin of the necessary 3TG contained in our in-scope products by requesting that the suppliers provide us with a completed CMRT and through the other procedures followed by us that are described in this Conflict Minerals Report.




DUE DILIGENCE
Our due diligence measures have been designed to conform, in all material respects, with the due diligence framework presented by the Organisation for Economic Co-operation and Development in the publication OECD Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (Third Edition), including the related Supplements for gold and for tin, tantalum and tungsten (the “OECD Guidance”). The OECD Guidance has established a five-step framework for due diligence as a basis for responsible global supply chain management of minerals from conflict-affected and high-risk areas. Our implementation of the OECD Guidance in respect of 2021 is discussed below, but these were not all of the discrete measures that we took in furtherance of our conflict minerals policy (which is discussed below) or pursuant to the Conflict Minerals Rule and the OECD Guidance.
1.Establish Strong Company Management Systems
Our 3TG due diligence team was led by our Chief Legal Officer, and our President, Hyve Solutions, and included subject matter experts from legal, finance, supply chain, product management, sales, corporate social responsibility and environmental, social and governance.
We used the CMRT to identify smelters and refiners that were possibly in our supply chain. We maintain business records relating to 3TG due diligence in respect of 2021, including records of due diligence processes, findings and resulting decisions, on a computerized database, and relevant materials are preserved for appropriate periods consistent with the OECD Guidance.
We have a conflict minerals policy, which is available on our website at https://ir.synnex.com/governance/default.aspx#section=governance-documents (the “Conflict Minerals Policy”). The Conflict Minerals Policy sets forth our expectation that the suppliers in our supply chain procure 3TG responsibly and avoid sourcing that funds armed conflict contributing to the crisis in the Covered Countries. Our Conflict Minerals Policy also sets forth



our expectation that our suppliers facilitate our efforts by providing us with appropriate information when we request, and conduct the necessary due diligence to identify smelters and refiners, from which the 3TG in their respective supply chains originate. We have a public email address (conflictmineralsinquiries@synnex.com) available on our website for general inquiries and grievances regarding our 3TG program and sources of 3TG. This mechanism serves as our grievance mechanism.
We do not support the embargo of 3TG from the Covered Countries and other conflict-affected and high-risk regions and are supportive of suppliers continuing to source from responsible sources in those areas.
2.Identify and Assess Risks in the Supply Chain
To determine whether any of the necessary 3TG contained in our in-scope products originated in the Covered Countries, we requested that direct suppliers of the components we used in the in-scope products complete the CMRT. We requested our suppliers’ cooperation in gathering information from their respective suppliers.
We reviewed the completed CMRTs received from our suppliers. To the extent that a CMRT identified a smelter or refiner, we reviewed that information against the Smelter Look-up tab list of the CMRT and the list of “Conformant” and “Active” smelters and refiners published by the RMI. We also used the CMRT responses to review our direct suppliers’ due diligence activities, such as whether they had a conflict minerals policy and required their own suppliers to source from Conformant sources.
3.Design and Implement a Strategy to Respond to Identified Risks
Senior management was briefed about our due diligence efforts. We have a risk management plan that outlines our responses in general terms to identified risks.
4.Carry Out Third-Party Audit of Supply Chain Due Diligence at Identified Points in the Supply Chain



In connection with our due diligence, we utilized and relied on information made available by the RMI concerning independent third-party audits of smelters and refiners. We do not have a direct relationship with any smelters or refiners and do not perform or direct audits of those entities within our supply chain.
5.Report on Supply Chain Due Diligence
This Conflict Minerals Report and our Form SD are available on our website and are filed with the Securities and Exchange Commission. Based on the information provided by our suppliers, we believe that the facilities used to process the 3TG in our products may include the smelters and refiners listed in the Annex below.










ANNEX
Capitalized terms used and not otherwise defined in this Annex have the meanings set forth in the Conflict Minerals Report of which this Annex is a part.

Smelters and Refiners (1)
The following list includes smelters and refiners in “product” level CMRTs that we received. The list may not include all of the smelters and refiners that processed 3TG in the products that we manufactured for 2021 and may include smelters and refiners that processed 3TG in the general category of components a supplier sells but were not in the individual components we purchased from the supplier, as (i) the list contains only smelters and refiners listed as smelters and refiners by the RMI, (ii) not all of our suppliers completed CMRTs, and (iii) not all of our suppliers confirmed to us that their CMRTs were limited to only the individual components we purchased.
MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
Gold8853 S.p.A.ItalyConformant
GoldAbington Reldan Metals, LLCUnited States of AmericaActive
GoldAdvanced Chemical CompanyUnited States of AmericaConformant
GoldAfrican Gold RefineryUgandaOn Smelter Look-up Tab List Only
GoldAgosi AGGermanyConformant
GoldAida Chemical Industries Co., Ltd.JapanConformant
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesConformant
GoldAlexy MetalsUnited States of AmericaActive
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanConformant
GoldAngloGold Ashanti Córrego do Sítio MineraçãoBrazilConformant
GoldArgor-Heraeus SASwitzerlandConformant
GoldAsahi Pretec Corp.JapanConformant
GoldAsahi Refining Canada Ltd.CanadaConformant
GoldAsahi Refining USA Inc.United States of AmericaConformant
GoldAsaka Riken Co., Ltd.JapanConformant
A-1




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyOn Smelter Look-up Tab List Only
GoldAU Traders and RefinersSouth AfricaOn Smelter Look-up Tab List Only
GoldAugmont Enterprises Private LimitedIndiaActive
GoldAurubis AGGermanyConformant
GoldBangalore RefineryIndiaConformant
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesConformant
GoldBoliden ABSwedenConformant
GoldCaridadMexicoOn Smelter Look-up Tab List Only
GoldC. Hafner GmbH + Co. KGGermanyConformant
GoldC.I Metales Procesados Industriales SASColombiaActive
GoldCCR Refinery - Glencore Canada CorporationCanadaConformant
GoldCendres + Metaux S.A.SwitzerlandConformant
GoldCGR Metalloys Pvt Ltd.IndiaOn Smelter Look-up Tab List Only
GoldChimet S.p.A.ItalyConformant
GoldChugai MiningJapanConformant
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaOn Smelter Look-up Tab List Only
GoldDegussa Sonne/ Mond Goldhandel GmbHGermanyOn Smelter Look-up Tab List Only
GoldDijlah Gold Refinery FZCUnited Arab EmiratesOn Smelter Look-up Tab List Only
GoldDODUCO Contacts and Refining GmbHGermanyConformant
GoldDowaJapanConformant
GoldDSC (Do Sung CorporationRepublic of KoreaConformant
GoldEco-System Recycling Co., Ltd. East PlantJapanConformant
GoldEco -System Recycling Co., Ltd. North PlantJapanConformant
GoldEco-System Recycling Co., Ltd. West PlantJapanConformant
GoldEmirates Gold DMCCUnited Arab EmiratesConformant
GoldFidelity Printers and Refiners Ltd.ZimbabweOn Smelter Look-up Tab List Only
GoldFujairah Gold FZCUnited Arab EmiratesOn Smelter Look-up Tab List Only
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaActive
GoldGeib Refining CorporationUnited States of AmericaConformant
GoldGold Refinery of Zijing Mining Group Co., Ltd.ChinaConformant
A-2




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaOn Smelter Look-up Tab List Only
GoldGuangdong Jinding Gold LimitedChinaOn Smelter Look-up Tab List Only
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd. ChinaChinaOn Smelter Look-up Tab List Only
GoldHangzhou Fuchunjiang Smelting Co., Ltd.China
On Smelter Look-up Tab List Only
GoldHeimerle + Meule GmbHGermanyConformant
GoldHeraeus Germany GmbH Co. KGGermanyConformant
GoldHeraeus Metals Hong Kong Ltd.ChinaConformant
GoldHunan Chenzhou Mining Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldHwaSeong CJ CO., LTD.Republic of KoreaOn Smelter Look-up Tab List Only
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaConformant
GoldInternational Precious Metal RefinersUnited Arab EmiratesOn Smelter Look-up Tab List Only
GoldIshifuku Metal Industry Co., Ltd.JapanConformant
GoldIstanbul Gold RefineryTurkeyConformant
GoldItalpreziosiItalyConformant
GoldJALAN & CompanyIndiaOn Smelter Look-up Tab List Only
GoldJapan MintJapanConformant
GoldJiangxi Copper Co., Ltd.ChinaConformant
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationOn Smelter Look-up Tab List Only
GoldJSC Novosibirsk RefineryRussian FederationOn Smelter Look-up Tab List Only
GoldJSC UralelectromedRussian FederationOn Smelter Look-up Tab List Only
GoldJX Nippon Mining & Metals Co., Ltd.JapanConformant
GoldKaloti Precious MetalsUnited Arab EmiratesOn Smelter Look-up Tab List Only
GoldKazakhmys Smelting LLCKazakhstanOn Smelter Look-up Tab List Only
GoldKazzincKazakhstanConformant
GoldKennecott Utah Copper LLCUnited States of AmericaConformant
GoldKGHM Polska Miedz Spolka AkcyjnaPolandConformant
GoldKojima Chemicals Co., Ltd.JapanConformant
GoldKorea Zinc Co., Ltd.Republic of KoreaConformant
A-3




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
GoldKyrgyzaltyn JSCKyrgyzstanOn Smelter Look-up Tab List Only
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationOn Smelter Look-up Tab List Only
GoldL’azurde Company For JewelrySaudi ArabiaOn Smelter Look-up Tab List Only
GoldLingbao Gold Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldL’Orfebre S.A.AndorraConformant
GoldLS-NIKKO Copper Inc.Republic of KoreaConformant
GoldLT Metal Ltd.Republic of KoreaConformant
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldMarsam MetalsBrazilConformant
GoldMaterionUnited States of AmericaConformant
GoldMatsuda Sangyo Co., Ltd.JapanConformant
GoldMetal Concentrators SA (Pty) Ltd.South AfricaConformant
GoldMetalor Technologies (Hong Kong) Ltd.ChinaConformant
GoldMetalor Technologies S.A.SwitzerlandConformant
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeConformant
GoldMetalor Technologies (Suzhou) Ltd.ChinaConformant
GoldMetalor USA Refining CorporationUnited States of AmericaConformant
GoldMetalurgica Met-Mex Penoles S.A. De CVMexicoConformant
GoldMitsubishi Materials CorporationJapanConformant
GoldMitsui Mining and Smelting Co., Ltd.JapanConformant
GoldMMTC-PAMP India Pvt., Ltd.IndiaConformant
GoldModeltech Sdn BhdMalaysiaOn Smelter Look-up Tab List Only
GoldMorris and WatsonNew ZealandOn Smelter Look-up Tab List Only
GoldMoscow Special Alloys Processing PlantRussian FederationOn Smelter Look-up Tab List Only
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyConformant
GoldNavoi Mining and Metallurgical CombinatUzbekistanConformant
GoldNH Recytech CompanyRepublic of KoreaConformant
GoldNihon Material Co., Ltd.JapanConformant
A-4




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
GoldÖgussa Österreichische Gold- und Silber-Scheideanstalt GmbHAustriaConformant
GoldOhura Precious Metal Industry Co., Ltd.JapanConformant
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationOn Smelter Look-up Tab List Only
GoldOJSC Novosibirsk RefineryRussian FederationOn Smelter Look-up Tab List Only
GoldPAMP S.A.SwitzerlandConformant
GoldPease & CurrenUnited States of AmericaOn Smelter Look-up Tab List Only
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldPlanta Recuperadora de Metales SpAChileConformant
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationOn Smelter Look-up Tab List Only
GoldPT Aneka Tambang (Persero) TbkIndonesiaConformant
GoldPX Précinox S.A.SwitzerlandConformant
GoldQG Refining, LLCUnited States of AmericaOn Smelter Look-up Tab List Only
GoldRand Refinery (Pty) Ltd.South AfricaConformant
GoldRefinery of Seemine Gold Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldREMONDIS PMR B.V.NetherlandsConformant
GoldRoyal Canadian MintCanadaConformant
GoldSAAMPFranceConformant
GoldSabin Metal Corp.United States of AmericaOn Smelter Look-up Tab List Only
GoldSafimet S.p.AItalyConformant
GoldSAFINA A.S.CzechiaConformant
GoldSai RefineryIndiaOn Smelter Look-up Tab List Only
GoldSamduck Precious MetalsRepublic of KoreaConformant
GoldSamwon Metals CorpRepublic of KoreaOn Smelter Look-up Tab List Only
GoldSancus ZFS (L’Orfebre, SA)ColombiaActive
GoldSAXONIA Edelmetalle GmbHGermanyOn Smelter Look-up Tab List Only
GoldSEMPSA Joyería Platería S.A.SpainConformant
GoldShandong Gold Smelting Co., Ltd.ChinaConformant
Gold
Shandong Humon Smelting Co., Ltd.
ChinaOn Smelter Look-up Tab List Only
A-5




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaConformant
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaConformant
GoldSingway Technology Co., Ltd.Taiwan, Province of ChinaConformant
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationOn Smelter Look-up Tab List Only
GoldSolar Applied Materials Technology Corp.Taiwan, Province of ChinaConformant
GoldSovereign MetalsIndiaOn Smelter Look-up Tab List Only
GoldState Research Institute Center for Physical Science and TechnologyLithuaniaOn Smelter Look-up Tab List Only
GoldSumitomo Metal Mining Co., Ltd.JapanConformant
GoldSudan Gold RefinerySudanOn Smelter Look-up Tab List Only
GoldSungEel HiMetal Co., Ltd.Republic of KoreaConformant
GoldT.C.A S.p.AItalyConformant
GoldTanaka Kikinzoku Kogyo K.K.JapanConformant
GoldTokuriki Honten Co., Ltd.JapanConformant
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldTony Goetz NVBelgiumOn Smelter Look-up Tab List Only
GoldTOO Tau-Ken-AltynKazakhstanConformant
GoldTorecomRepublic of KoreaConformant
GoldUmicore Precious Metals ThailandThailandConformant
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumConformant
GoldUnited Precious Metal Refining, Inc.United States of AmericaConformant
GoldValcambi SASwitzerlandConformant
GoldWEEEREFININGFranceActive
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaConformant
GoldWIELAND Edelmetalle GmbHGermanyConformant
GoldYamakin Co., Ltd.JapanConformant
GoldYokohama Metal Co., Ltd.JapanConformant
GoldYunnan Copper Industry Co., Ltd.ChinaOn Smelter Look-up Tab List Only
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaConformant
A-6




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
TantalumAMG BrasilBrazilConformant
TantalumAsaka Riken Co., Ltd.JapanConformant
TantalumChangsha South Tantalum Niobium Co., Ltd.ChinaConformant
TantalumD Block Metals, LLCUnited States of AmericaConformant
TantalumExotech Inc.United States of AmericaOn Smelter Look-up Tab List Only
TantalumF&X Electro-Materials Ltd.ChinaConformant
TantalumFIR Metals & Resource Ltd.ChinaConformant
TantalumGlobal Advanced Metals AizuJapanConformant
TantalumGlobal Advanced Metals BoyertownUnited States of AmericaConformant
TantalumH.C. Starck Hermsdorf GmbHGermanyConformant
TantalumH.C. Starck Inc.United States of AmericaConformant
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaConformant
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaConformant
TantalumJiangxi Tuohong New Raw MaterialChinaConformant
TantalumJiujiang JinXin Nonferrous Metals Co., Ltd.ChinaConformant
TantalumJiujiang Tanbre Co., Ltd.ChinaConformant
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaConformant
TantalumKEMET de MexicoMexicoConformant
TantalumMeta MaterialsNorth Macedonia, Republic OfConformant
TantalumMetallurgical Products India Pvt., Ltd.IndiaConformant
TantalumMineracao Taboca S.A.BrazilConformant
TantalumMitsui Mining & Smelting Co., Ltd.JapanConformant
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaConformant
TantalumNPM Silmet ASEstoniaConformant
TantalumQuantumCleanUnited States of AmericaConformant
TantalumResind Industria e Comercio Ltda.BrazilConformant
Tantalum
RFH Yancheng Jinye New Material Technology Co., Ltd
ChinaConformant
TantalumSolikamsk Magnesium Works OAORussian FederationConformant
TantalumTaki Chemicals Co., Ltd.JapanConformant
TantalumTANIOBIS Co., Ltd.ThailandConformant
TantalumTANIOBIS GmbHGermanyConformant
TantalumTANIOBIS Japan Co., Ltd.JapanConformant
TantalumTANIOBIS Smelting GmbH & Co. KGGermanyConformant
TantalumTelex MetalsUnited States of AmericaConformant
TantalumUlba Metallurgical Plant JSCKazakhstanConformant
A-7




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaConformant
TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaConformant
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaConformant
TinAlphaUnited States of AmericaConformant
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamOn Smelter Look-up Tab List Only
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaConformant
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaConformant
TinChina Tin Group Co., Ltd.ChinaConformant
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilActive
TinCRM SynergiesSpainConformant
TinCV Venus Inti PerkasaIndonesiaActive
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaOn Smelter Look-up Tab List Only
TinDowaJapanConformant
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamOn Smelter Look-up Tab List Only
TinEM VintoBolivia (Plurinational State of)Conformant
TinEstanho de Rondonia S.A.BrazilConformant
TinFabrica Auricchio Industria e Comercio Ltda.BrazilConformant
TinFenix MetalsPolandConformant
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaOn Smelter Look-up Tab List Only
TinGejiu Kai Meng Industry and Trade LLCChinaOn Smelter Look-up Tab List Only
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaConformant
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaConformant
TinGejiu Zili Mining and Metallurgy Co., Ltd.ChinaConformant
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaConformant
TinHuiChang Hill Tin Industry Co., Ltd.ChinaConformant
TinJiangxi New Nanshan Technology Ltd.ChinaConformant
TinLuna Smelter, Ltd.RwandaConformant
TinMagnu's Minerais Metais e Ligas Ltda.BrazilConformant
TinMalaysia Smelting Corporation (MSC)MalaysiaConformant
TinMa'anshan Weitai Tin Co., Ltd.ChinaConformant
A-8




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
TinMelt Metais e Ligas S.A.BrazilOn Smelter Look-up Tab List Only
TinMetallic Resources, Inc.United States of AmericaConformant
TinMetallo Belgium N.V.BelgiumConformant
TinMetallo Spain S.L.U.SpainConformant
TinMineracao Taboca S.A.BrazilConformant
TinMinsurPeruConformant
TinMitsubishi Materials CorporationJapanConformant
TinModeltech Sdn BhdMalaysiaOn Smelter Look-up Tab List Only
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamOn Smelter Look-up Tab List Only
TinNovosibirsk Processing Plant Ltd.Russian FederationConformant
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandConformant
TinO.M. Manufacturing Philippines, Inc.PhilippinesConformant
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State of)Conformant
TinPongpipat Company LimitedMyanmarOn Smelter Look-up Tab List Only
TinPrecious Minerals and Smelting LimitedIndiaOn Smelter Look-up Tab List Only
TinPT ATD Makmur Mandiri JayaIndonesiaConformant
TinPT Artha Cipta LanggengIndonesiaConformant
TinPT Aries Kencana SejahteraIndonesiaActive
TinPT Babel Inti PerkasaIndonesiaConformant
TinPT Babel Surya Alam LestariIndonesiaConformant
TinPT Bangka SerumpunIndonesiaConformant
TinPT Belitung Industri SejahteraIndonesiaOn Smelter Look-up Tab List Only
TinPT Bukit TimahIndonesiaConformant
TinPT Cipta Persada MuliaIndonesiaConformant
TinPT Menara Cipta MuliaIndonesiaConformant
TinPT Mitra Stania PrimaIndonesiaConformant
TinPT Mitra Sukses GlobalindoIndonesiaActive
TinPT Panca Mega PersadaIndonesiaOn Smelter Look-up Tab List Only
TinPT Prima Timah UtamaIndonesiaConformant
TinPT Rajawali Rimba PerkasaIndonesiaConformant
TinPT Rajehan AriqIndonesiaConformant
TinPT Refined Bangka TinIndonesiaConformant
A-9




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
TinPT Sariwiguna BinasentosaIndonesiaConformant
TinPT Stanindo Inti PerkasaIndonesiaConformant
TinPT Sukses Inti MakmurIndonesiaActive
TinPT Timah NusantaraIndonesiaActive
TinPT Timah Tbk KundurIndonesiaConformant
TinPT Timah Tbk MentokIndonesiaConformant
TinPT Tinindo Inter NusaIndonesiaConformant
TinPT Tirus Putra MandiriIndonesiaOn Smelter Look-up Tab List Only
TinPT Tommy UtamaIndonesiaOn Smelter Look-up Tab List Only
TinResind Indústria e Comércio Ltda.BrazilConformant
TinRui Da HungTaiwan, Province of ChinaConformant
TinSoft Metais Ltda.BrazilConformant
TinSuper LigasBrazilActive
TinThaisarcoThailandConformant
TinThai Nguyen Mining and Metallurgy Co., Ltd.Viet NamConformant
TinTin Smelting Branch of Yunnan Tin Co., Ltd.ChinaConformant
TinTin Technology & RefiningUnited States of AmericaConformant
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamOn Smelter Look-up Tab List Only
TinWhite Solder Metalurgia e Mineração Ltda.BrazilConformant
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaConformant
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaOn Smelter Look-up Tab List Only
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilActive
TungstenACL Metais EireliBrazilConformant
TungstenA.L.M.T. Corp.JapanConformant
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamConformant
TungstenChenzhou Diamond Tungsten Products Co., Ltd.ChinaOn Smelter Look-up Tab List Only
TungstenChina Molybdenum Tungsten Co., Ltd.ChinaConformant
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaConformant
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaOn Smelter Look-up Tab List Only
TungstenCronimet Brasil LtdaBrazilConformant
TungstenFujian Ganmin RareMetal Co., Ltd.ChinaConformant
TungstenFujian Xinlu Tungsten Co., Ltd.ChinaConformant
TungstenGanzhou Haichuang Tungsten Co., Ltd.ChinaConformant
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.ChinaConformant
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaConformant
A-10




MineralSmelter or Refiner NameSmelter or Refiner LocationCompliance Status
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaConformant
TungstenGlobal Tungsten & Powders Corp.United States of AmericaConformant
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaConformant
TungstenH.C. Starck Tungsten GmbHGermanyConformant
TungstenHubei Green Tungsten Co., Ltd.ChinaConformant
TungstenHunan Chenzhou Mining Co., Ltd.ChinaConformant
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.ChinaConformant
TungstenHydrometallurg, JSCRussian FederationConformant
TungstenJapan New Metals Co., Ltd.JapanConformant
TungstenJiangwu H. C. Starck Tungsten Products Co., Ltd.ChinaConformant
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaConformant
TungstenJiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd.ChinaOn Smelter Look-up Tab List Only
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaConformant
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaConformant
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaConformant
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationConformant
TungstenKennametal FallonUnited States of AmericaConformant
TungstenKennametal HuntsvilleUnited States of AmericaConformant
TungstenKGETS Co., Ltd.Republic of KoreaConformant
TungstenLianyou Metals Co., Ltd.Taiwan, Province of ChinaConformant
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaConformant
TungstenMasan High-Tech MaterialsViet NamConformant
TungstenMoliren Ltd.Russian FederationConformant
TungstenNiagara Refining LLCUnited States of AmericaConformant
TungstenNPP Tyazhmetprom LLCRussian FederationActive
TungstenOOO “Technolom” 1Russian FederationActive
TungstenOOO “Technolom” 2Russian FederationActive
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesConformant
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyConformant
TungstenUnecha Refractory metals plantRussian FederationConformant
TungstenWolfram Bergbau und Hütten AGAustriaConformant
TungstenWoltech Korea Co., Ltd.Republic of KoreaConformant
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaConformant
TungstenXiamen Tungsten Co., Ltd.ChinaConformant
TungstenXinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.ChinaConformant


A-11




(1) We note the following in connection with the information contained in the foregoing table:
(a) All compliance status information in the table is based on information made publicly available by the RMI as of May 6, 2022.
(b) “Conformant” means that a smelter or refiner has successfully completed an assessment against the applicable Responsible Minerals Assurance Process (the “RMAP”) standard or an equivalent cross-recognized assessment. Included smelters and refiners were not necessarily Conformant for all or part of 2021 and may not continue to be Conformant for any future period.
(c) “Active” is a RMAP designation that means that the smelter or refiner has committed to undergo an RMAP assessment, completed the relevant documents, and scheduled the on-site assessment. These may be in the pre-assessment, assessment, or corrective-action phases of the assessment.
(d) “On Smelter Look-up Tab List Only” means that a smelter or refiner is listed on the Smelter Look-up tab list of the CMRT, but is not listed as “Conformant” or “Active.”
(e) The compliance status and smelter and refiner location indicated in the table is based solely on information made publicly available by the RMI, without independent verification by us.


A-12