0001209191-23-016077.txt : 20230303 0001209191-23-016077.hdr.sgml : 20230303 20230303204630 ACCESSION NUMBER: 0001209191-23-016077 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230301 FILED AS OF DATE: 20230303 DATE AS OF CHANGE: 20230303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCCARTHY MICHAEL O III CENTRAL INDEX KEY: 0001177264 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 23707264 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QuantumScape Corp CENTRAL INDEX KEY: 0001811414 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 850796578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 452-2000 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: Kensington Capital Acquisition Corp. DATE OF NAME CHANGE: 20200505 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-01 0 0001811414 QuantumScape Corp QS 0001177264 MCCARTHY MICHAEL O III C/O QUANTUMSCAPE CORPORATION 1730 TECHNOLOGY DRIVE SAN JOSE CA 95110 0 1 0 0 Chief Legal Officer Class A Common Stock 2023-03-01 4 M 0 130648 0.6439 A 855988 D Class A Common Stock 2023-03-01 4 S 0 130648 9.0533 D 725340 D Class A Common Stock 2023-03-03 4 M 0 161958 0.6439 A 887298 D Class A Common Stock 2023-03-03 4 M 0 24375 1.3128 A 911673 D Class A Common Stock 2023-03-03 4 S 0 186333 9.0306 D 725340 D Stock Option (right to buy) 0.6439 2023-03-01 4 M 0 130648 0.00 D 2014-09-18 2023-09-18 Class A Common Stock 130648 161958 D Stock Option (right to buy) 0.6439 2023-03-03 4 M 0 161958 0.00 D 2014-09-18 2023-09-18 Class A Common Stock 161958 0 D Stock Option (right to buy) 1.3128 2023-03-03 4 M 0 24375 0.00 D 2019-02-18 2026-05-03 Class A Common Stock 24375 76167 D The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.85 to $9.22, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.105, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. Includes 593,678 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. /s/ Michael O. McCarthy, III 2023-03-03