0001209191-21-036523.txt : 20210528
0001209191-21-036523.hdr.sgml : 20210528
20210528161058
ACCESSION NUMBER: 0001209191-21-036523
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210527
FILED AS OF DATE: 20210528
DATE AS OF CHANGE: 20210528
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCCARTHY MICHAEL O III
CENTRAL INDEX KEY: 0001177264
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39345
FILM NUMBER: 21980278
MAIL ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QuantumScape Corp
CENTRAL INDEX KEY: 0001811414
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 850796578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 452-2000
MAIL ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: Kensington Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200505
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-05-27
0
0001811414
QuantumScape Corp
QS
0001177264
MCCARTHY MICHAEL O III
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE
SAN JOSE
CA
95110
0
1
0
0
Chief Legal Officer
Class A Common Stock
2021-05-27
4
C
0
14521
0.00
A
972882
D
Class A Common Stock
2021-05-27
4
S
0
100000
26.1479
D
872882
D
Stock Option (right to buy)
0.6439
2021-05-27
4
M
0
14521
0.00
D
2014-04-08
2023-05-01
Class B Common Stock
14521
110152
D
Class B Common Stock
0.6439
2021-05-27
4
M
0
14521
0.00
A
Class A Common Stock
14521
14521
D
Class B Common Stock
2021-05-27
4
C
0
14521
0.00
D
Class A Common Stock
14521
0
D
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the Reporting Person's election and has no expiration date.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.00 to $26.50, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
Includes 452,447 shares represented by RSUs. Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.
25% of the shares subject to the option vested and became exercisable on April 8, 2014, and the remaining shares will vest monthly thereafter, subject to the Reporting Person's continued service at each vesting date.
/s/ Michael O. McCarthy III
2021-05-28