13F-HR 1 a2215287z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Anton V. Schutz ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-15037 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: N/A ------------------------------- Title: ------------------------------- Phone: (585) 770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton V. Schutz Rochester, NY 5/15/2013 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 028-10662 Mendon Capital Advisors Corp. --------------- ------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 30 -------------------- Form 13F Information Table Value Total: 4,033 -------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------ -------- --------- ------- ---------------- ---------- ------ -------------------- VOTING AUTHORITY TITLE OF VALUE SH/PRN SH/PUT/ INVSTMT OTHER ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE ASTORIA FINANCIAL COM 046265104 49 5,000 SH-DEFINED 0 BSB BANCORP COM 0557h108 138 10000 SH-DEFINED 0 BANK MUTUAL COM 063750103 83 15000 SH-DEFINED 0 BRIDGE CAPITAL COM 108030107 137 9000 SH-DEFINED 0 CVB FINANCIAL COM 126600105 101 9000 SH-DEFINED 0 CALIFORNIA UNITED COM 130781107 156 12000 SH-DEFINED 0 CAPE BANCORP COM 139209100 137 15000 SH-DEFINED 0 COBIZ FINANCIAL COM 190897108 121 15000 SH-DEFINED 0 COMERICA COM 200340107 90 2500 SH-DEFINED 0 FIRST DEFIANCE FINL COM 32006W106 70 3000 SH-DEFINED 0 FIRST UNITED BANCORP COM 33740n105 120 18500 SH-DEFINED 0 FOX CHASE BANCORP COM 35137t108 68 4000 SH-DEFINED 0 FRANKLIN FINANCIAL COM 35353c102 91 5000 SH-DEFINED 0 HERITAGE COMMERCE COM 426927109 165 24500 SH-DEFINED 0 HERITAGE OAKS BANCORP COM 42724r107 202 35500 SH-DEFINED 0 NORTH VALLEY BANCORP COM 66304M204 124 7000 SH-DEFINED 0 OBA FINANCIAL COM 67424g101 86 4500 SH-DEFINED 0 OMNI AMERICAN BANCORP COM 68216r107 177 7000 SH-DEFINED 0 PACWEST BANCORP COM 295263103 233 8000 SH-DEFINED 0 PACIFIC PREMIER BANCORP COM 69478x105 263 20000 SH-DEFINED 0 PARK STERLING COM 70086y105 169 30000 SH-DEFINED 0 PEAPACK GLADSTONE COM 704699107 60 4000 SH-DEFINED 0 PEOPLES FEDERAL COM 711037101 191 10000 SH-DEFINED 0 SOUTHCOAST FINANCIAL COM 84129R100 70 13800 SH-DEFINED 0 STERLING BANK NY COM 859158107 125 12307 SH-DEFINED 0 SUFFOLK BANCORP COM 864739197 100 7000 SH-DEFINED 0 SYNOVUS COM 87161c105 100 36000 SH-DEFINED 0 TEXAS CAPITAL BANCSHARES COM 88224q107 202 5000 SH-DEFINED 0 UNITED FINANCIAL BANCORP COM 91030t109 305 20053 SH-DEFINED 0 VIEWPOINT FINANCIAL COM 92672a101 101 5000 SH-DEFINED 0