13F-HR 1 a2212871z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Anton V. Schutz ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-15037 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: N/A ------------------------------- Title: ------------------------------- Phone: (585) 770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/ Anton V. Schutz Rochester, NY 2/13/2013 ------------------------------- -------------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 028-10662 Mendon Capital Advisors Corp. -------------- ------------------------------------ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 31 -------------------- Form 13F Information Table Value Total: 3,613 -------------------- (in thousands) List of Other Included Managers: NONE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------ -------- --------- ------ ---------------- ---------- ------ -------------------- VOTING AUTHORITY TITLE OF VALUE SH/PRN SH/PUT/ INVSTMT OTHER ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE ASTORIA FINANCIAL COM 046265104 47 5,000 SH-DEFINED 0 BSB BANCORP COM 0557h108 61 5000 SH-DEFINED 0 BANK OF COMMERCE COM 06424j103 58 12500 SH-DEFINED 0 BRIDGE CAPITAL COM 108030107 140 9000 SH-DEFINED 0 CVB FINANCIAL COM 126600105 94 9000 SH-DEFINED 0 CALIFORNIA UNITED COM 130781107 141 12000 SH-DEFINED 0 CAPE BANCORP COM 139209100 104 12000 SH-DEFINED 0 COBIZ FINANCIAL COM 190897108 74 10000 SH-DEFINED 0 FIRST DEFIANCE FINL COM 32006W106 115 6000 SH-DEFINED 0 FIRST UNITED BANCORP COM 33740n105 63 10000 SH-DEFINED 0 FOX CHASE BANCORP COM 35137t108 67 4000 SH-DEFINED 0 FRANKLIN FINANCIAL COM 35353c102 83 5000 SH-DEFINED 0 HERITAGE COMMERCE COM 426927109 140 20000 SH-DEFINED 0 HERITAGE OAKS BANCORP COM 42724r107 186 32000 SH-DEFINED 0 MB FINANCIAL COM 55264u108 99 5000 SH-DEFINED 0 NEWPORT BANCORP COM 651754103 43 2600 SH-DEFINED 0 NORTH VALLEY BANCORP COM 66304M204 49 3418 SH-DEFINED 0 OBA FINANCIAL COM 67424g101 167 9500 SH-DEFINED 0 OMNI AMERICAN BANCORP COM 68216r107 162 7000 SH-DEFINED 0 PACWEST BANCORP COM 295263103 198 8000 SH-DEFINED 0 PACIFIC PREMIER BANCORP COM 69478x105 205 20000 SH-DEFINED 0 PARK STERLING COM 70086y105 157 30000 SH-DEFINED 0 PEAPACK GLADSTONE COM 704699107 56 4000 SH-DEFINED 0 PEOPLES FEDERAL COM 711037101 174 10000 SH-DEFINED 0 SEACOAST BANKING COM 811707306 76 47000 SH-DEFINED 0 SOUTHCOAST FINANCIAL COM 84129R100 70 13800 SH-DEFINED 0 STERLING BANK NY COM 859158107 112 12307 SH-DEFINED 0 TEXAS CAPITAL BANCSHARES COM 88224q107 157 3500 SH-DEFINED 0 UNITED FINANCIAL BANCORP COM 91030t109 315 20053 SH-DEFINED 0 VIEWPOINT FINANCIAL COM 92672a101 105 5000 SH-DEFINED 0 WESTERN ALLIANCE BANCORP COM 957638109 95 9000 SH-DEFINED 0