13F-HR 1 a2211783z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2012 ----------------------- Check Here if Amendment / /; Amendment Number: --------- This Amendment (Check only one.): / / is a restatement. / / adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Anton V. Schutz ------------------------------- Address: 150 Allens Creek Road ------------------------------- Rochester, NY 14618 ------------------------------- Form 13F File Number: 028-15037 --------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: N/A ------------------------------- Title: ------------------------------- Phone: (585) 770-1770 ------------------------------- Signature, Place, and Date of Signing: /s/Anton V. Schutz Rochester, NY 11/13/2012 ------------------------------- ----------------- ------------- [Signature] [City, State] [Date] Report Type (Check only one.): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-10662 Mendon Capital Advisors Corp. --------------- ------------------------------------ FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 -------------------- Form 13F Information Table Entry Total: 33 -------------------- Form 13F Information Table Value Total: 3,322.11 -------------------- (thousands) List of Other Included Managers: NONE
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 ------------------------ -------- --------- -------- ----------------- ----------- ------ ------------------ TITLE OF VALUE SH/PRN SH/PUT/ INVSTMT OTHER VOTING AUTHORITY ISSUER CLASS CUSIP (x1000) AMOUNT PRN CALL DISCRTN MGRS SOLE SHARED NONE ASTORIA FINANCIAL COM 046265104 49 5,000 SH-DEFINED 0 BSB BANCORP COM 0557h108 64.5 5000 SH-DEFINED 0 BANCORP SOUTH COM 059692103 73.7 5000 SH-DEFINED 0 BANK OF COMMERCE COM 06424j103 112 25000 SH-DEFINED 0 BRIDGE CAPITAL COM 108030107 115.95 7500 SH-DEFINED 0 CVB FINANCIAL COM 126600105 107.46 9000 SH-DEFINED 0 CALIFORNIA UNITED COM 130781107 139 12000 SH-DEFINED 0 CAPE BANCORP COM 139209100 94 10000 SH-DEFINED 0 CENTERSTATES FINANCIAL COM 15201p109 36 4000 SH-DEFINED 0 COBIZ FINANCIAL COM 190897108 70 10000 SH-DEFINED 0 FIRST MIDWEST COM 320867104 75 6000 SH-DEFINED 0 FIRST UNITED BANCORP COM 33740n105 65 10000 SH-DEFINED 0 FOX CHASE BANCORP COM 35137t108 62.5 4000 SH-DEFINED 0 FRANKLIN FINANCIAL COM 35353c102 85 5000 SH-DEFINED 0 HERITAGE COMMERCE COM 426927109 139 20000 SH-DEFINED 0 HERITAGE OAKS BANCORP COM 42724r107 184 32000 SH-DEFINED 0 MB FINANCIAL COM 55264u108 99 5000 SH-DEFINED 0 NEW ENGLAND BANCSHARES COM 643863202 144 10500 SH-DEFINED 0 NEWPORT BANCORP COM 651754103 39 2600 SH-DEFINED 0 OBA FINANCIAL COM 67424g101 91 6000 SH-DEFINED 0 OMNI AMERICAN BANCORP COM 68216r107 159 7000 SH-DEFINED 0 PACWEST BANCORP COM 295263103 140 6000 SH-DEFINED 0 PACIFIC PREMIER BANCORP COM 69478x105 95 10000 SH-DEFINED 0 PARK STERLING COM 70086y105 148 30000 SH-DEFINED 0 PEAPACK GLADSTONE COM 704699107 33 2000 SH-DEFINED 0 PEOPLES FEDERAL COM 711037101 138 8000 SH-DEFINED 0 SEACOAST BANKING COM 811707306 122 77000 SH-DEFINED 0 STERLING BANK NY COM 859158107 99 10000 SH-DEFINED 0 SUSQUEHANNA BANCSHARES COM 869099101 38 3600 SH-DEFINED 0 TEXAS CAPITAL BANCSHARES COM 88224q107 174 3500 SH-DEFINED 0 UNITED FINANCIAL BANCORP COM 91030t109 145 10000 SH-DEFINED 0 VIEWPOINT FINANCIAL COM 92672a101 96 5000 SH-DEFINED 0 WESTERN ALLIANCE BANCORP COM 957638109 92 9000 SH-DEFINED 0