0001628280-23-021159.txt : 20230606 0001628280-23-021159.hdr.sgml : 20230606 20230606211158 ACCESSION NUMBER: 0001628280-23-021159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230602 FILED AS OF DATE: 20230606 DATE AS OF CHANGE: 20230606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arougheti Michael J CENTRAL INDEX KEY: 0001304471 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36429 FILM NUMBER: 23997501 MAIL ADDRESS: STREET 1: 2000 AVENUE OF THE STARS, 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ares Management Corp CENTRAL INDEX KEY: 0001176948 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 954656677 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 AVE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 3102014100 MAIL ADDRESS: STREET 1: 2000 AVE OF THE STARS STREET 2: 12TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: ARES MANAGEMENT LP DATE OF NAME CHANGE: 20020701 4 1 wk-form4_1686100309.xml FORM 4 X0407 4 2023-06-02 0 0001176948 Ares Management Corp ARES 0001304471 Arougheti Michael J 2000 AVENUE OF THE STARS 12TH FLOOR LOS ANGELES CA 90067 1 1 0 0 Co-Founder, CEO and President 0 Class A Common Stock 2023-06-02 4 S 0 4460 90 D 625841 I By Atticus Enterprises LLC Class A Common Stock 2023-06-06 4 S 0 106130 90.38 D 519711 I By Atticus Enterprises LLC Class A Common Stock 2023-06-06 4 S 0 152033 91.29 D 367678 I By Atticus Enterprises LLC Class A Common Stock 825000 D This transaction was effected pursuant to a 10b5-1 trading plan adopted on February 22, 2023 by the reporting person, or a vehicle controlled by him. The price reported in Column 4 is a weighted average price. These shares were sold on June 2, 2023 in multiple transactions at prices ranging from $90.00 to $90.02. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote and footnotes 3 and 4. The price reported in Column 4 is a weighted average price. These shares were sold on June 6, 2023 in multiple transactions at prices ranging from $90.00 to $90.99. The price reported in Column 4 is a weighted average price. These shares were sold on June 6, 2023 in multiple transactions at prices ranging from $91.00 to $91.51. Represents 825,000 restricted units granted under the Third Amended and Restated 2014 Equity Incentive Plan. Each restricted unit represents the right to receive one share of Class A Common Stock upon vesting. The restricted units vest in installments in accordance with the applicable restricted unit award agreement. /s/ Naseem Sagati Aghili, by power of attorney 2023-06-06