0000899243-18-009958.txt : 20180411 0000899243-18-009958.hdr.sgml : 20180411 20180411164541 ACCESSION NUMBER: 0000899243-18-009958 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180409 FILED AS OF DATE: 20180411 DATE AS OF CHANGE: 20180411 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARBAS PAUL M CENTRAL INDEX KEY: 0001176453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38086 FILM NUMBER: 18750478 MAIL ADDRESS: STREET 1: C/O DPL INC. STREET 2: 1065 WOODMAN DRIVE CITY: DAYTON STATE: OH ZIP: 45432 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Vistra Energy Corp. CENTRAL INDEX KEY: 0001692819 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 364833255 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6555 SIERRA DRIVE CITY: IRVING STATE: TX ZIP: 75039 BUSINESS PHONE: (214) 812-4600 MAIL ADDRESS: STREET 1: 6555 SIERRA DRIVE CITY: IRVING STATE: TX ZIP: 75039 FORMER COMPANY: FORMER CONFORMED NAME: Vistra Energy Corp DATE OF NAME CHANGE: 20161221 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-09 0 0001692819 Vistra Energy Corp. VST 0001176453 BARBAS PAUL M 6555 SIERRA DRIVE IRVING TX 75039 1 0 0 0 Common Stock 2018-04-09 4 A 0 15610 A 15610 D Common Stock 2018-04-09 4 A 0 9879.104 A 25489.104 D Acquired pursuant to the Agreement and Plan of Merger, dated October 29, 2017 (the "Merger Agreement"), pursuant to which Dynegy Inc. ("Dynegy") merged with and into Vistra Energy Corp. (the "Issuer") (the "Merger"). Pursuant to the Merger Agreement, each outstanding share of Dynegy common stock held immediately prior to the effective time of the Merger (other than certain excluded shares) converted into 0.652 shares of Issuer common stock. Pursuant to the Merger Agreement, each Dynegy restricted stock unit outstanding immediately prior to the effective time of the Merger converted into an award of restricted stock units with respect to Issuer common stock (with the number of shares appropriately adjusted based on the exchange ratio of 0.652 shares of Issuer common stock for each share of Dynegy common stock). These restricted stock units vest in full on May 18, 2018. /s/ Paul M. Barbas 2018-04-11