0001209191-15-038107.txt : 20150501 0001209191-15-038107.hdr.sgml : 20150501 20150501175405 ACCESSION NUMBER: 0001209191-15-038107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150429 FILED AS OF DATE: 20150501 DATE AS OF CHANGE: 20150501 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apigee Corp CENTRAL INDEX KEY: 0001324772 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 201367539 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 SOUTH ALMADEN BLVD. STREET 2: 16TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95113 BUSINESS PHONE: 408-343-7300 MAIL ADDRESS: STREET 1: 10 SOUTH ALMADEN BLVD. STREET 2: 16TH FLOOR CITY: SAN JOSE STATE: CA ZIP: 95113 FORMER COMPANY: FORMER CONFORMED NAME: Sonoa Systems Inc DATE OF NAME CHANGE: 20050425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Howard Matthew D. CENTRAL INDEX KEY: 0001576176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37346 FILM NUMBER: 15825771 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crowe Jeffrey CENTRAL INDEX KEY: 0001535261 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37346 FILM NUMBER: 15825772 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norwest Venture Partners XI, LP CENTRAL INDEX KEY: 0001534522 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37346 FILM NUMBER: 15825773 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-321-8000 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORWEST VENTURE PARTNERS VIII LP CENTRAL INDEX KEY: 0001176230 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37346 FILM NUMBER: 15825774 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650 321-8000 MAIL ADDRESS: STREET 1: C/O NORWEST VENTURE PARTNERS STREET 2: 525 UNIVERSITY AVENUE, SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Norwest Venture Partners IX, LP CENTRAL INDEX KEY: 0001309124 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37346 FILM NUMBER: 15825775 BUSINESS ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-321-8000 MAIL ADDRESS: STREET 1: 525 UNIVERSITY AVENUE STREET 2: SUITE 800 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-29 0 0001324772 Apigee Corp APIC 0001309124 Norwest Venture Partners IX, LP 525 UNIVERSITY AVENUE, SUITE 800 PALO ALTO CA 94301 0 0 1 0 0001176230 NORWEST VENTURE PARTNERS VIII LP 525 UNIVERSITY AVENUE, 800 PALO ALTO CA 94301 0 0 1 0 0001534522 Norwest Venture Partners XI, LP 525 UNIVERSITY AVENUE, SUITE 800 PALO ALTO CA 94301 0 0 1 0 0001535261 Crowe Jeffrey 525 UNIVERSITY AVENUE, SUITE 800 PALO ALTO CA 94301 0 0 1 0 0001576176 Howard Matthew D. 525 UNIVERSITY AVENUE, SUITE 800 PALO ALTO CA 94301 0 0 1 0 Common Stock 2015-04-29 4 C 0 4976891 A 4976891 D Common Stock 2015-04-29 4 C 0 873561 A 873561 I By Limited Partnership Common Stock 2015-04-29 4 C 0 423812 A 423812 I By Limited Partnership Series A Convertible Preferred Stock 2015-04-29 4 C 0 719441 0.00 D Common Stock 907306 0 D Series B Convertible Preferred Stock 2015-04-29 4 C 0 492945 0.00 D Common Stock 671982 0 D Series C Convertible Preferred Stock 2015-04-29 4 C 0 936231 0.00 D Common Stock 936231 0 D Series D Convertible Preferred Stock 2015-04-29 4 C 0 570623 0.00 D Common Stock 570623 0 D Series E Convertible Preferred Stock 2015-04-29 4 C 0 578462 0.00 D Common Stock 578462 0 D Series F Convertible Preferred Stock 2015-04-29 4 C 0 468039 0.00 D Common Stock 468039 0 D Series G Convertible Preferred Stock 2015-04-29 4 C 0 503059 0.00 D Common Stock 503059 0 D Series H Convertible Preferred Stock 2015-04-29 4 C 0 329172 0.00 D Common Stock 341189 0 D Series A Convertible Preferred Stock 2015-04-29 4 C 0 124283 0.00 D Common Stock 156736 0 I By Limited Partnership Series B Convertible Preferred Stock 2015-04-29 4 C 0 85156 0.00 D Common Stock 116084 0 I By Limited Partnership Series C Convertible Preferred Stock 2015-04-29 4 C 0 161733 0.00 D Common Stock 161733 0 I By Limited Partnership Series D Convertible Preferred Stock 2015-04-29 4 C 0 103472 0.00 D Common Stock 103472 0 I By Limited Partnership Series E Convertible Preferred Stock 2015-04-29 4 C 0 104894 0.00 D Common Stock 104894 0 I By Limited Partnership Series F Convertible Preferred Stock 2015-04-29 4 C 0 82113 0.00 D Common Stock 82113 0 I By Limited Partnership Series G Convertible Preferred Stock 2015-04-29 4 C 0 88320 0.00 D Common Stock 88320 0 I By Limited Partnership Series H Convertible Preferred Stock 2015-04-29 4 C 0 58088 0.00 D Common Stock 60209 0 I By Limited Partnership Series G Convertible Preferred Stock 2015-04-29 4 C 0 423812 0.00 D Common Stock 423812 0 I By Limited Partnership The securities shown on Line 1 of Table 1 and Lines 1 through 8 of Table 2 represent securities held of record by Norwest Venture Partners IX, LP ("NVP IX"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein. The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1.261 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date. The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1.363 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date. The Series C Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date. The Series D Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date. The Series E Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date. The Series F Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date. The Series G Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date. The Series H Convertible Preferred Stock automatically converted into Common Stock on a 1.037 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date. The securities shown on Line 2 of Table 1 and Lines 9 through 16 of Table 2 represent securities held of record by Norwest Venture Partners VIII, LP ("NVP VIII"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein. The securities shown on Line 3 of Table 1 and Line 17 of Table 2 represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein. By: /s/ Kurt Betcher, as Attorney-in-fact 2015-05-01