0001209191-15-038107.txt : 20150501
0001209191-15-038107.hdr.sgml : 20150501
20150501175405
ACCESSION NUMBER: 0001209191-15-038107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150429
FILED AS OF DATE: 20150501
DATE AS OF CHANGE: 20150501
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apigee Corp
CENTRAL INDEX KEY: 0001324772
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 201367539
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 SOUTH ALMADEN BLVD.
STREET 2: 16TH FLOOR
CITY: SAN JOSE
STATE: CA
ZIP: 95113
BUSINESS PHONE: 408-343-7300
MAIL ADDRESS:
STREET 1: 10 SOUTH ALMADEN BLVD.
STREET 2: 16TH FLOOR
CITY: SAN JOSE
STATE: CA
ZIP: 95113
FORMER COMPANY:
FORMER CONFORMED NAME: Sonoa Systems Inc
DATE OF NAME CHANGE: 20050425
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Howard Matthew D.
CENTRAL INDEX KEY: 0001576176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37346
FILM NUMBER: 15825771
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Crowe Jeffrey
CENTRAL INDEX KEY: 0001535261
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37346
FILM NUMBER: 15825772
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Norwest Venture Partners XI, LP
CENTRAL INDEX KEY: 0001534522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37346
FILM NUMBER: 15825773
BUSINESS ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-321-8000
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NORWEST VENTURE PARTNERS VIII LP
CENTRAL INDEX KEY: 0001176230
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37346
FILM NUMBER: 15825774
BUSINESS ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650 321-8000
MAIL ADDRESS:
STREET 1: C/O NORWEST VENTURE PARTNERS
STREET 2: 525 UNIVERSITY AVENUE, SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Norwest Venture Partners IX, LP
CENTRAL INDEX KEY: 0001309124
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37346
FILM NUMBER: 15825775
BUSINESS ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-321-8000
MAIL ADDRESS:
STREET 1: 525 UNIVERSITY AVENUE
STREET 2: SUITE 800
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-04-29
0
0001324772
Apigee Corp
APIC
0001309124
Norwest Venture Partners IX, LP
525 UNIVERSITY AVENUE, SUITE 800
PALO ALTO
CA
94301
0
0
1
0
0001176230
NORWEST VENTURE PARTNERS VIII LP
525 UNIVERSITY AVENUE, 800
PALO ALTO
CA
94301
0
0
1
0
0001534522
Norwest Venture Partners XI, LP
525 UNIVERSITY AVENUE, SUITE 800
PALO ALTO
CA
94301
0
0
1
0
0001535261
Crowe Jeffrey
525 UNIVERSITY AVENUE, SUITE 800
PALO ALTO
CA
94301
0
0
1
0
0001576176
Howard Matthew D.
525 UNIVERSITY AVENUE, SUITE 800
PALO ALTO
CA
94301
0
0
1
0
Common Stock
2015-04-29
4
C
0
4976891
A
4976891
D
Common Stock
2015-04-29
4
C
0
873561
A
873561
I
By Limited Partnership
Common Stock
2015-04-29
4
C
0
423812
A
423812
I
By Limited Partnership
Series A Convertible Preferred Stock
2015-04-29
4
C
0
719441
0.00
D
Common Stock
907306
0
D
Series B Convertible Preferred Stock
2015-04-29
4
C
0
492945
0.00
D
Common Stock
671982
0
D
Series C Convertible Preferred Stock
2015-04-29
4
C
0
936231
0.00
D
Common Stock
936231
0
D
Series D Convertible Preferred Stock
2015-04-29
4
C
0
570623
0.00
D
Common Stock
570623
0
D
Series E Convertible Preferred Stock
2015-04-29
4
C
0
578462
0.00
D
Common Stock
578462
0
D
Series F Convertible Preferred Stock
2015-04-29
4
C
0
468039
0.00
D
Common Stock
468039
0
D
Series G Convertible Preferred Stock
2015-04-29
4
C
0
503059
0.00
D
Common Stock
503059
0
D
Series H Convertible Preferred Stock
2015-04-29
4
C
0
329172
0.00
D
Common Stock
341189
0
D
Series A Convertible Preferred Stock
2015-04-29
4
C
0
124283
0.00
D
Common Stock
156736
0
I
By Limited Partnership
Series B Convertible Preferred Stock
2015-04-29
4
C
0
85156
0.00
D
Common Stock
116084
0
I
By Limited Partnership
Series C Convertible Preferred Stock
2015-04-29
4
C
0
161733
0.00
D
Common Stock
161733
0
I
By Limited Partnership
Series D Convertible Preferred Stock
2015-04-29
4
C
0
103472
0.00
D
Common Stock
103472
0
I
By Limited Partnership
Series E Convertible Preferred Stock
2015-04-29
4
C
0
104894
0.00
D
Common Stock
104894
0
I
By Limited Partnership
Series F Convertible Preferred Stock
2015-04-29
4
C
0
82113
0.00
D
Common Stock
82113
0
I
By Limited Partnership
Series G Convertible Preferred Stock
2015-04-29
4
C
0
88320
0.00
D
Common Stock
88320
0
I
By Limited Partnership
Series H Convertible Preferred Stock
2015-04-29
4
C
0
58088
0.00
D
Common Stock
60209
0
I
By Limited Partnership
Series G Convertible Preferred Stock
2015-04-29
4
C
0
423812
0.00
D
Common Stock
423812
0
I
By Limited Partnership
The securities shown on Line 1 of Table 1 and Lines 1 through 8 of Table 2 represent securities held of record by Norwest Venture Partners IX, LP ("NVP IX"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP IX, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
The Series A Convertible Preferred Stock automatically converted into Common Stock on a 1.261 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series B Convertible Preferred Stock automatically converted into Common Stock on a 1.363 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series C Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series D Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series E Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series F Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series G Convertible Preferred Stock automatically converted into Common Stock on a one for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
The Series H Convertible Preferred Stock automatically converted into Common Stock on a 1.037 for one basis immediately prior to completion of the Issuer's initial public offering of common stock and had no expiration date.
The securities shown on Line 2 of Table 1 and Lines 9 through 16 of Table 2 represent securities held of record by Norwest Venture Partners VIII, LP ("NVP VIII"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP VIII, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
The securities shown on Line 3 of Table 1 and Line 17 of Table 2 represent securities held of record by Norwest Venture Partners XI, LP ("NVP XI"). By virtue of their positions as co-Chief Executive Officers of NVP Associates, LLC ("NVP Associates"), the managing member of the general partner of NVP XI, Matthew Howard and Jeffrey Crowe may be deemed to share voting and dispositive power with respect to such securities. Messrs. Howard and Crowe disclaim beneficial ownership of all such securities, except to the extent of any pecuniary interest therein.
By: /s/ Kurt Betcher, as Attorney-in-fact
2015-05-01