0001490660-14-000017.txt : 20140116
0001490660-14-000017.hdr.sgml : 20140116
20140116204301
ACCESSION NUMBER: 0001490660-14-000017
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140115
FILED AS OF DATE: 20140116
DATE AS OF CHANGE: 20140116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALL FREDERICK
CENTRAL INDEX KEY: 0001175993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 14533418
MAIL ADDRESS:
STREET 1: C/O MARKETO, INC.
STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2014-01-15
0
0001490660
Marketo, Inc.
MKTO
0001175993
BALL FREDERICK
901 MARINERS ISLAND BLVD
SAN MATEO
CA
94404
0
1
0
0
SVP & Chief Financial Officer
Common Stock
2014-01-15
4
M
0
10000.0
2.38
A
10000
D
Common Stock
2014-01-15
4
S
0
8400.0
43.44
D
1600
D
Common Stock
2014-01-15
4
S
0
1600.0
44.08
D
0
D
Common Stock
2014-01-15
4
S
0
4200.0
43.45
D
10800
I
by Trust
Common Stock
2014-01-15
4
S
0
800.0
44.06
D
10000
I
by Trust
Non-Qualified Stock Option (right to buy)
2.38
2014-01-15
4
M
0
10000.0
0.0
D
2021-05-16
Common Stock
10000
267984
D
These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Ball on 9/4/2013.
This transaction was executed in multiple trades at prices ranging from $42.81 to $43.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $43.91 to $44.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $42.82 to $43.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The shares are held directly by The 1998 Ball Family Trust for which the Reporting Person serves as trustee.
This transaction was executed in multiple trades at prices ranging from $43.92 to $44.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 2, 2012 and one forty-eighth of the shares vest monthly thereafter.
By: Margo Smith For: Frederick A. Ball
2014-01-16