0001490660-14-000017.txt : 20140116 0001490660-14-000017.hdr.sgml : 20140116 20140116204301 ACCESSION NUMBER: 0001490660-14-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140115 FILED AS OF DATE: 20140116 DATE AS OF CHANGE: 20140116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALL FREDERICK CENTRAL INDEX KEY: 0001175993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 14533418 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2014-01-15 0 0001490660 Marketo, Inc. MKTO 0001175993 BALL FREDERICK 901 MARINERS ISLAND BLVD SAN MATEO CA 94404 0 1 0 0 SVP & Chief Financial Officer Common Stock 2014-01-15 4 M 0 10000.0 2.38 A 10000 D Common Stock 2014-01-15 4 S 0 8400.0 43.44 D 1600 D Common Stock 2014-01-15 4 S 0 1600.0 44.08 D 0 D Common Stock 2014-01-15 4 S 0 4200.0 43.45 D 10800 I by Trust Common Stock 2014-01-15 4 S 0 800.0 44.06 D 10000 I by Trust Non-Qualified Stock Option (right to buy) 2.38 2014-01-15 4 M 0 10000.0 0.0 D 2021-05-16 Common Stock 10000 267984 D These shares were sold pursuant to a 10b5-1 plan entered into by Mr. Ball on 9/4/2013. This transaction was executed in multiple trades at prices ranging from $42.81 to $43.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $43.91 to $44.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $42.82 to $43.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares are held directly by The 1998 Ball Family Trust for which the Reporting Person serves as trustee. This transaction was executed in multiple trades at prices ranging from $43.92 to $44.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 2, 2012 and one forty-eighth of the shares vest monthly thereafter. By: Margo Smith For: Frederick A. Ball 2014-01-16