0001104659-13-070823.txt : 20130918 0001104659-13-070823.hdr.sgml : 20130918 20130918173619 ACCESSION NUMBER: 0001104659-13-070823 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130918 FILED AS OF DATE: 20130918 DATE AS OF CHANGE: 20130918 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Marketo, Inc. CENTRAL INDEX KEY: 0001490660 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 562558241 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650 376-2300 MAIL ADDRESS: STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALL FREDERICK CENTRAL INDEX KEY: 0001175993 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35909 FILM NUMBER: 131104234 MAIL ADDRESS: STREET 1: C/O MARKETO, INC. STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 200 CITY: SAN MATEO STATE: CA ZIP: 94404 4 1 a4.xml 4 X0306 4 2013-09-18 0 0001490660 Marketo, Inc. MKTO 0001175993 BALL FREDERICK C/O MARKETO, INC. 901 MARINERS ISLAND BLVD., SUITE 200 SAN MATEO CA 94404 0 1 0 0 SVP & Chief Financial Officer Common Stock 2013-09-18 4 M 0 50000 2.38 A 50000 D Common Stock 2013-09-18 4 S 0 50000 33.9913 D 0 D Common Stock 30000 I See footnote Employee Stock Option (right to buy) 2.38 2013-09-18 4 M 0 50000 0 D 2021-05-16 Common Stock 50000 320000 D The shares are held directly by The 1998 Ball Family Trust for which the Reporting Person serves as trustee. The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 2, 2012 and one forty-eighth of the shares vest monthly thereafter. /s/ Frederick A. Ball 2013-09-18