0001104659-13-070823.txt : 20130918
0001104659-13-070823.hdr.sgml : 20130918
20130918173619
ACCESSION NUMBER: 0001104659-13-070823
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130918
FILED AS OF DATE: 20130918
DATE AS OF CHANGE: 20130918
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Marketo, Inc.
CENTRAL INDEX KEY: 0001490660
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 562558241
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650 376-2300
MAIL ADDRESS:
STREET 1: 901 MARINERS ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALL FREDERICK
CENTRAL INDEX KEY: 0001175993
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35909
FILM NUMBER: 131104234
MAIL ADDRESS:
STREET 1: C/O MARKETO, INC.
STREET 2: 901 MARINER'S ISLAND BLVD., SUITE 200
CITY: SAN MATEO
STATE: CA
ZIP: 94404
4
1
a4.xml
4
X0306
4
2013-09-18
0
0001490660
Marketo, Inc.
MKTO
0001175993
BALL FREDERICK
C/O MARKETO, INC.
901 MARINERS ISLAND BLVD., SUITE 200
SAN MATEO
CA
94404
0
1
0
0
SVP & Chief Financial Officer
Common Stock
2013-09-18
4
M
0
50000
2.38
A
50000
D
Common Stock
2013-09-18
4
S
0
50000
33.9913
D
0
D
Common Stock
30000
I
See footnote
Employee Stock Option (right to buy)
2.38
2013-09-18
4
M
0
50000
0
D
2021-05-16
Common Stock
50000
320000
D
The shares are held directly by The 1998 Ball Family Trust for which the Reporting Person serves as trustee.
The option is subject to an early exercise provision and is immediately exercisable. One-fourth of the shares subject to the option vested on May 2, 2012 and one forty-eighth of the shares vest monthly thereafter.
/s/ Frederick A. Ball
2013-09-18