0000899243-15-010387.txt : 20151223 0000899243-15-010387.hdr.sgml : 20151223 20151223195516 ACCESSION NUMBER: 0000899243-15-010387 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151221 FILED AS OF DATE: 20151223 DATE AS OF CHANGE: 20151223 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYTODYN INC CENTRAL INDEX KEY: 0001175680 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 753056237 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 1111 MAIN STREET, SUITE 660 CITY: VANCOUVER STATE: WA ZIP: 98660 BUSINESS PHONE: 360-980-8524 MAIL ADDRESS: STREET 1: 1111 MAIN STREET, SUITE 660 CITY: VANCOUVER STATE: WA ZIP: 98660 FORMER COMPANY: FORMER CONFORMED NAME: REXRAY CORP DATE OF NAME CHANGE: 20020617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gould Gregory A CENTRAL INDEX KEY: 0001252905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-49908 FILM NUMBER: 151306779 MAIL ADDRESS: STREET 1: 1111 MAIN STREET, SUITE 660 CITY: VANCOUVER STATE: WA ZIP: 98660 FORMER NAME: FORMER CONFORMED NAME: GOULD GREGORY A DATE OF NAME CHANGE: 20030708 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-21 0 0001175680 CYTODYN INC CYDY 0001252905 Gould Gregory A 1111 MAIN STREET, SUITE 660 VANCOUVER WA 98660 1 0 0 0 Stock Options (right to buy) 2.00 2015-12-21 4 D 0 50000 A 2016-08-08 Common Stock 50000 0 D Stock Options (right to buy) 2.00 2015-12-21 4 A 0 50000 A 2021-08-08 Common Stock 50000 50000 D Stock Options (right to buy) 1.55 2015-12-21 4 D 0 25000 A 2017-06-01 Common Stock 25000 0 D Stock Options (right to buy) 1.55 2015-12-21 4 A 0 25000 A 2022-06-01 Common Stock 25000 25000 D Stock Options (right to buy) 0.975 2015-12-21 4 D 0 50000 A 2020-06-01 Common Stock 50000 0 D Stock Options (right to buy) 0.975 2015-12-21 4 A 0 50000 A 2025-06-01 Common Stock 50000 50000 D The reported transactions involve the amendment of certain outstanding options to extend the expiration date of each by a period of five years, resulting in (for purposes of Section 16 of the Exchange Act of 1934, as amended) the deemed cancellation of the "old" option and the grant of a replacement option. There have been no changes in the exercise prices of such options, which were all at or above the closing sale price of the issuer's common stock as of the date of the reported transactions. Such options were fully vested and exercisable as of the date of the reported transactions. Such options were originally granted on June 1, 2015 and provide for vesting in four equal quarterly installments commencing on September 1, 2015. /s/ Michael D. Mulholland, as attorney-in-fact 2015-12-23