0001209191-18-019263.txt : 20180313 0001209191-18-019263.hdr.sgml : 20180313 20180313170033 ACCESSION NUMBER: 0001209191-18-019263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180309 FILED AS OF DATE: 20180313 DATE AS OF CHANGE: 20180313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jain Anil Kumar CENTRAL INDEX KEY: 0001397903 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 18687206 MAIL ADDRESS: STREET 1: 805 EAST MIDDLEFIELD ROAD CITY: MT. VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-09 0 0001175609 CAVIUM, INC. CAVM 0001397903 Jain Anil Kumar C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 0 1 0 0 Corporate VP, IC Engineering Common stock 2018-03-09 4 M 0 5397 35.73 A 105612 D Common stock 2018-03-09 4 M 0 6747 37.63 A 112359 D Common stock 2018-03-09 4 S 0 20924 92.52 D 91435 D Stock option right to buy 35.73 2018-03-09 4 M 0 5397 0.00 D 2019-02-24 Common stock 5397 2187 D Stock option right to buy 37.63 2018-03-09 4 M 0 6747 0.00 D 2020-03-22 Common stock 6747 5171 D The sale was made under a 10b5-1 trading plan as adopted by the reporting person. Shares were sold ranging from $92.50 per share to $92.66 per share. 1/8th of the shares subject to the option vest on the six month anniversary of the grant date and 1/48th of the shares vest monthly thereafter over the next three and one half years. /s/ Vincent P. Pangrazio with Power of Attorney 2018-03-13