0001209191-18-012035.txt : 20180221 0001209191-18-012035.hdr.sgml : 20180221 20180221173008 ACCESSION NUMBER: 0001209191-18-012035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180216 FILED AS OF DATE: 20180221 DATE AS OF CHANGE: 20180221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHADWICK ARTHUR D CENTRAL INDEX KEY: 0001228022 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 18629652 MAIL ADDRESS: STREET 1: 280 N BERNARDO AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-16 0 0001175609 CAVIUM, INC. CAVM 0001228022 CHADWICK ARTHUR D C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 0 1 0 0 VP Finance & Admin CFO Common stock 2018-02-16 4 M 0 30000 37.22 A 116811 D Common stock 2018-02-16 4 M 0 30000 35.73 A 146811 D Common stock 2018-02-16 4 M 0 7404 37.83 A 154215 D Common stock 2018-02-16 4 S 0 67404 87.24 D 86811 D Common stock 2018-02-20 4 M 0 2596 37.83 A 89407 D Common stock 2018-02-20 4 M 0 22000 37.63 A 111407 D Common stock 2018-02-20 4 S 0 50798 88.41 D 60609 D Stock option right to buy 37.22 2018-02-16 4 M 0 30000 0.00 D 2018-03-10 Common Stock 30000 0 D Stock option right to buy 35.73 2018-02-16 4 M 0 30000 0.00 D 2019-02-24 Common stock 30000 0 D Stock option right to buy 37.83 2018-02-16 4 M 0 7404 0.00 D 2021-02-07 Common stock 7404 3596 D Stock option right to buy 37.83 2018-02-20 4 M 0 2596 0.00 D 2021-02-07 Common stock 2596 1000 D Stock option right to buy 37.63 2018-02-20 4 M 0 22000 0.00 D 2020-03-22 Common stock 22000 0 D The sale was made under a 10b5-1 trading plan as adopted by the reporting person. Shares were sold ranging from $86.63 per share to $87.64 per share. Shares were sold ranging from $86.98 per share to $88.87 per share. 1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years. /s/ Vincent P. Pangrazio with Power of Attorney 2018-02-21