0001209191-18-012035.txt : 20180221
0001209191-18-012035.hdr.sgml : 20180221
20180221173008
ACCESSION NUMBER: 0001209191-18-012035
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180216
FILED AS OF DATE: 20180221
DATE AS OF CHANGE: 20180221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHADWICK ARTHUR D
CENTRAL INDEX KEY: 0001228022
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 18629652
MAIL ADDRESS:
STREET 1: 280 N BERNARDO AVE
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-16
0
0001175609
CAVIUM, INC.
CAVM
0001228022
CHADWICK ARTHUR D
C/O CAVIUM, INC.
2315 N. FIRST STREET
SAN JOSE
CA
95131
0
1
0
0
VP Finance & Admin CFO
Common stock
2018-02-16
4
M
0
30000
37.22
A
116811
D
Common stock
2018-02-16
4
M
0
30000
35.73
A
146811
D
Common stock
2018-02-16
4
M
0
7404
37.83
A
154215
D
Common stock
2018-02-16
4
S
0
67404
87.24
D
86811
D
Common stock
2018-02-20
4
M
0
2596
37.83
A
89407
D
Common stock
2018-02-20
4
M
0
22000
37.63
A
111407
D
Common stock
2018-02-20
4
S
0
50798
88.41
D
60609
D
Stock option right to buy
37.22
2018-02-16
4
M
0
30000
0.00
D
2018-03-10
Common Stock
30000
0
D
Stock option right to buy
35.73
2018-02-16
4
M
0
30000
0.00
D
2019-02-24
Common stock
30000
0
D
Stock option right to buy
37.83
2018-02-16
4
M
0
7404
0.00
D
2021-02-07
Common stock
7404
3596
D
Stock option right to buy
37.83
2018-02-20
4
M
0
2596
0.00
D
2021-02-07
Common stock
2596
1000
D
Stock option right to buy
37.63
2018-02-20
4
M
0
22000
0.00
D
2020-03-22
Common stock
22000
0
D
The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
Shares were sold ranging from $86.63 per share to $87.64 per share.
Shares were sold ranging from $86.98 per share to $88.87 per share.
1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years.
/s/ Vincent P. Pangrazio with Power of Attorney
2018-02-21