0001209191-18-006527.txt : 20180201
0001209191-18-006527.hdr.sgml : 20180201
20180201172203
ACCESSION NUMBER: 0001209191-18-006527
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180131
FILED AS OF DATE: 20180201
DATE AS OF CHANGE: 20180201
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hussain Muhammad Raghib
CENTRAL INDEX KEY: 0001680691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 18567776
MAIL ADDRESS:
STREET 1: C/O CAVIUM, INC.
STREET 2: 2315 N. FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-31
0
0001175609
CAVIUM, INC.
CAVM
0001680691
Hussain Muhammad Raghib
C/O CAVIUM, INC.
2315 N. FIRST STREET
SAN JOSE
CA
95131
0
1
0
0
Chief Operating Officer
Common stock
2018-01-31
4
A
0
12351
A
374553
I
See footnote
On February 10, 2017, pursuant to Cavium's 2016 Equity Incentive Plan, Cavium's Compensation Committee granted a one-year performance based RSU to the reporting person based on achievement of a certain milestone. The performance based RSU earned upon achievement of the certain milestone will vest and the underlying common stock of Cavium will be issued to the reporting person equally on January 31, 2018 and January 31, 2019. As determined by Cavium's Compensation Committee, the performance criteria was met at a level that caused 12,351 shares to be earned, and the reporting person received 6,175 shares of Cavium's common stock at no cost on January 31, 2018. The remaining 6,176 shares of Cavium's common stock will vest and delivered to the reporting person at no cost on January 31, 2019.
Both direct and indirect. See footnote 3.
Of the amount of securities beneficially owned following reported transaction, 36,000 shares are owned indirectly by the reporting person through multiple family trusts.
/s/ Arthur D. Chadwick with Power of Attorney
2018-02-01