0001209191-17-049761.txt : 20170821
0001209191-17-049761.hdr.sgml : 20170821
20170821204041
ACCESSION NUMBER: 0001209191-17-049761
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170817
FILED AS OF DATE: 20170821
DATE AS OF CHANGE: 20170821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hussain Muhammad Raghib
CENTRAL INDEX KEY: 0001680691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 171044024
MAIL ADDRESS:
STREET 1: C/O CAVIUM, INC.
STREET 2: 2315 N. FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-08-17
0
0001175609
CAVIUM, INC.
CAVM
0001680691
Hussain Muhammad Raghib
C/O CAVIUM, INC.
2315 N. FIRST STREET
SAN JOSE
CA
95131
0
1
0
0
Chief Operating Officer
Common stock
2017-08-17
4
S
0
20000
61.85
D
309938
I
See Footnote
Common stock
2017-08-21
4
M
0
20000
37.63
A
329938
I
See Footnote
Stock option right to buy
37.63
2017-08-21
4
M
0
20000
0.00
D
2013-09-22
2020-03-22
Common stock
20000
10000
D
The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
Shares were sold ranging from $61.33 per share to $62.20 per share.
Both direct and indirect holding. See footnote 4.
Of the amount of securities beneficially owned following reported transaction, 36,000 shares are owned indirectly by the reporting person through multiple family trusts.
1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years.
/S/ Raghib Hussain
2017-08-21