0001209191-17-049761.txt : 20170821 0001209191-17-049761.hdr.sgml : 20170821 20170821204041 ACCESSION NUMBER: 0001209191-17-049761 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170817 FILED AS OF DATE: 20170821 DATE AS OF CHANGE: 20170821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hussain Muhammad Raghib CENTRAL INDEX KEY: 0001680691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 171044024 MAIL ADDRESS: STREET 1: C/O CAVIUM, INC. STREET 2: 2315 N. FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-08-17 0 0001175609 CAVIUM, INC. CAVM 0001680691 Hussain Muhammad Raghib C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 0 1 0 0 Chief Operating Officer Common stock 2017-08-17 4 S 0 20000 61.85 D 309938 I See Footnote Common stock 2017-08-21 4 M 0 20000 37.63 A 329938 I See Footnote Stock option right to buy 37.63 2017-08-21 4 M 0 20000 0.00 D 2013-09-22 2020-03-22 Common stock 20000 10000 D The sale was made under a 10b5-1 trading plan as adopted by the reporting person. Shares were sold ranging from $61.33 per share to $62.20 per share. Both direct and indirect holding. See footnote 4. Of the amount of securities beneficially owned following reported transaction, 36,000 shares are owned indirectly by the reporting person through multiple family trusts. 1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years. /S/ Raghib Hussain 2017-08-21