0001209191-17-019906.txt : 20170310 0001209191-17-019906.hdr.sgml : 20170310 20170310170647 ACCESSION NUMBER: 0001209191-17-019906 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170308 FILED AS OF DATE: 20170310 DATE AS OF CHANGE: 20170310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHADWICK ARTHUR D CENTRAL INDEX KEY: 0001228022 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 17682986 MAIL ADDRESS: STREET 1: 280 N BERNARDO AVE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-03-08 0 0001175609 CAVIUM, INC. CAVM 0001228022 CHADWICK ARTHUR D C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 0 1 0 0 VP Finance & Admin CFO Common stock 2017-03-08 4 S 0 63813 69.76 D 95383 D The sale was made under a 10b5-1 trading plan as adopted by the reporting person. Shares were sold ranging from $68.04 per share to $71.13 per share. /s/ Arthur D. Chadwick 2017-03-10