0001209191-17-017680.txt : 20170303
0001209191-17-017680.hdr.sgml : 20170303
20170303165244
ACCESSION NUMBER: 0001209191-17-017680
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170301
FILED AS OF DATE: 20170303
DATE AS OF CHANGE: 20170303
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pangrazio Vincent P
CENTRAL INDEX KEY: 0001514114
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 17664793
MAIL ADDRESS:
STREET 1: C/O CAVIUM NETWORKS, INC.
STREET 2: 805 EAST MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-03-01
0
0001175609
CAVIUM, INC.
CAVM
0001514114
Pangrazio Vincent P
C/O CAVIUM, INC.
2315 N. FIRST STREET
SAN JOSE
CA
95131
0
1
0
0
SVP,Gen. Counsel & Secretary
Common stock
2017-03-01
4
M
0
15000
37.22
A
60039
D
Common stock
2017-03-01
4
S
0
15000
67.22
D
45039
D
Stock option right to buy
37.22
2017-03-01
4
M
0
15000
0.00
D
2018-03-10
Common stock
15000
30000
D
The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years.
/s/ Vincent P. Pangrazio
2017-03-03