0001209191-17-014471.txt : 20170224 0001209191-17-014471.hdr.sgml : 20170224 20170224175117 ACCESSION NUMBER: 0001209191-17-014471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170222 FILED AS OF DATE: 20170224 DATE AS OF CHANGE: 20170224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MEHROTRA SANJAY CENTRAL INDEX KEY: 0001242654 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 17638825 MAIL ADDRESS: STREET 1: C/O WESTERN DIGITAL CORPORATION STREET 2: 3355 MICHELSON DRIVE, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92612 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-22 0 0001175609 CAVIUM, INC. CAVM 0001242654 MEHROTRA SANJAY C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 1 0 0 0 Common stock 2017-02-22 4 M 0 12500 25.17 A 81708 D Common stock 2017-02-22 4 S 0 12500 67.00 D 69208 D Stock option right to buy 25.17 2017-02-22 4 M 0 12500 0.00 D 2010-06-07 2017-05-07 Common stock 12500 0 D Shares were sold ranging from $66.76 per share to $67.49 per share. 1/48th of the shares subject to the option vest monthly over 48 months. /s/ Vincent P. Pangrazio with Power of Attorney 2017-02-24