0001209191-17-010213.txt : 20170213
0001209191-17-010213.hdr.sgml : 20170213
20170213191206
ACCESSION NUMBER: 0001209191-17-010213
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170210
FILED AS OF DATE: 20170213
DATE AS OF CHANGE: 20170213
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hussain Muhammad Raghib
CENTRAL INDEX KEY: 0001680691
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 17601616
MAIL ADDRESS:
STREET 1: C/O CAVIUM, INC.
STREET 2: 2315 N. FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-02-10
0
0001175609
CAVIUM, INC.
CAVM
0001680691
Hussain Muhammad Raghib
C/O CAVIUM, INC.
2315 N. FIRST STREET
SAN JOSE
CA
95131
0
1
0
0
Chief Operating Officer
Common stock
2017-02-10
4
A
0
32789
A
419938
I
See Footnote
Stock option right to buy
65.80
2017-02-10
4
A
0
28762
0.00
A
2024-02-10
Common stock
28762
28762
D
This is a Restricted Stock Unit (RSU) grant with a 4-year vesting term. The first 25% of this RSU grant will vest on January 31, 2018; and an additional 25% will vest thereafter on January 31st of each following year. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost.
Both direct and indirect. See footnote 3.
Of the amount of securities beneficially owned following reported transactions, 36,000 shares are owned indirectly by the reporting person through multiple family trusts.
This grant has a 4-year vesting term. 1/4 of the shares subject to the option vest on the first year anniversary of the grant date and the remaining shares will vest monthly thereafter over the next three years.
/s/ Arthur D. Chadwick with Power of Attorney
2017-02-13