0001209191-17-007319.txt : 20170202 0001209191-17-007319.hdr.sgml : 20170202 20170202192038 ACCESSION NUMBER: 0001209191-17-007319 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170131 FILED AS OF DATE: 20170202 DATE AS OF CHANGE: 20170202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pangrazio Vincent P CENTRAL INDEX KEY: 0001514114 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 17569913 MAIL ADDRESS: STREET 1: C/O CAVIUM NETWORKS, INC. STREET 2: 805 EAST MIDDLEFIELD ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-01-31 0 0001175609 CAVIUM, INC. CAVM 0001514114 Pangrazio Vincent P C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 0 1 0 0 SVP,Gen. Counsel & Secretary Common stock 2017-01-31 4 A 0 9232 A 56970 D On February 11, 2016, pursuant to Cavium's 2007 Equity Incentive Plan, Cavium's Compensation Committee granted a one-year performance based RSU to the reporting person based on achievement of a certain milestone. The performance based RSU earned upon achievement of the certain milestone will vest and the underlying common stock of Cavium will be issued to the reporting person on January 31, 2017. As determined by Cavium's Compensation Committee on January 27, 2017, the performance criteria was met at a level that caused 9,232 shares to vest, and the reporting person received the same number of shares of Cavium's common stock at no cost. /s/ Arthur D. Chadwick with Power of Attorney 2017-02-02