0001209191-16-151994.txt : 20161123
0001209191-16-151994.hdr.sgml : 20161123
20161123180717
ACCESSION NUMBER: 0001209191-16-151994
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161121
FILED AS OF DATE: 20161123
DATE AS OF CHANGE: 20161123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ali Syed
CENTRAL INDEX KEY: 0001395198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 162017472
MAIL ADDRESS:
STREET 1: 805 EAST MIDDLEFIELD ROAD
CITY: MT. VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-11-21
0
0001175609
CAVIUM, INC.
CAVM
0001395198
Ali Syed
C/O CAVIUM, INC.
2315 N. FIRST STREET
SAN JOSE
CA
95131
1
1
0
0
Pres., CEO, Chairman of board
Common stock
2016-11-21
4
M
0
150000
24.16
A
1843431
D
Common stock
2016-11-21
4
S
0
109948
54.85
D
1733483
D
Stock option right to buy
24.16
2016-11-21
4
M
0
150000
0.00
D
2010-07-06
2017-01-06
Common stock
150000
0
D
This was an exercise of stock options which were due to expire on January 6, 2017
The sale was made under a 10b5-1 trading plan as adopted by the reporting person.
Shares were sold ranging from $54.50 per share to $55.85 per share.
1/8th of the shares subject to the option vest on the six month anniversary of the vesting commencement date and 1/48th of the shares vest monthly thereafter over the next three and one half years.
/s/ Vincent P. Pangrazio, with Power of Attorney
2016-11-23