0001209191-16-133938.txt : 20160726 0001209191-16-133938.hdr.sgml : 20160726 20160726171051 ACCESSION NUMBER: 0001209191-16-133938 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160722 FILED AS OF DATE: 20160726 DATE AS OF CHANGE: 20160726 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buss Brad W CENTRAL INDEX KEY: 0001336664 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 161784998 MAIL ADDRESS: STREET 1: 198 CHAMPION COURT CITY: SAN JOSE STATE: CA ZIP: 95134 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-07-22 0 0001175609 CAVIUM, INC. CAVM 0001336664 Buss Brad W C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 1 0 0 0 Common Stock 2016-07-22 4 A 0 5200 0.00 A 7700 D This was the initial Restricted Stock Unit (RSU) grant to the reporting person pursuant to Cavium's 2016 Equity Incentive Plan. This RSU grant will vest on April 30, 2017. On the vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost. /s/ Vincent P. Pangrazio with Power of Attorney 2016-07-26