0001209191-16-098365.txt : 20160212
0001209191-16-098365.hdr.sgml : 20160212
20160212211655
ACCESSION NUMBER: 0001209191-16-098365
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160211
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pangrazio Vincent P
CENTRAL INDEX KEY: 0001514114
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 161422326
MAIL ADDRESS:
STREET 1: C/O CAVIUM NETWORKS, INC.
STREET 2: 805 EAST MIDDLEFIELD ROAD
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-11
0
0001175609
CAVIUM, INC.
CAVM
0001514114
Pangrazio Vincent P
2315 N. FIRST STREET
SAN JOSE
CA
95131
0
1
0
0
SVP,Gen. Counsel & Secretary
Common stock
2016-02-11
4
A
0
17310
A
52738
D
Stock option right to buy
48.88
2016-02-11
4
A
0
15365
0.00
A
2023-02-11
Common stock
15365
15365
D
This is a Restricted Stock Unit (RSU) grant with a 4-year vesting term. The first 25% of this RSU grant will vest on January 31, 2017; and an additional 25% will vest thereafter on January 31st of each following year. On each vesting date, for each RSU vesting on such date, the reporting person will receive on share of Cavium's common stock at no cost.
This grant has a 4-year vesting term. 1/4 of the shares subject to the option vest on the first year anniversary of the grant date and the remaining shares will vest monthly thereafter over the next three years.
/s/ Vincent P. Pangrazio
2016-02-12