0001209191-16-096515.txt : 20160208
0001209191-16-096515.hdr.sgml : 20160208
20160208190902
ACCESSION NUMBER: 0001209191-16-096515
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160204
FILED AS OF DATE: 20160208
DATE AS OF CHANGE: 20160208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ali Syed
CENTRAL INDEX KEY: 0001395198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 161396851
MAIL ADDRESS:
STREET 1: 805 EAST MIDDLEFIELD ROAD
CITY: MT. VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-02-04
0
0001175609
CAVIUM, INC.
CAVM
0001395198
Ali Syed
C/O CAVIUM, INC.
2315 N. FIRST STREET
SAN JOSE
CA
95131
1
1
0
0
Pres., CEO, Chairman of board
Common stock
2016-02-04
4
M
0
300000
10.32
A
1685147
D
Common stock
2016-02-04
4
M
0
3730
3.04
A
1688877
D
Common stock
2016-02-04
4
S
0
186820
53.74
D
1502057
D
Common stock
2016-02-05
4
M
0
171270
3.04
A
1673327
D
Common stock
2016-02-05
4
M
0
49006
3.04
A
1722333
D
Common stock
2016-02-05
4
S
0
120000
51.96
D
1602333
D
Common stock
2016-02-08
4
M
0
125994
3.04
A
1728327
D
Common stock
2016-02-08
4
S
0
69700
47.97
D
1658627
D
Stock option right to buy
10.32
2016-02-04
4
M
0
300000
0.00
D
2009-08-06
2016-02-02
Common stock
300000
0
D
Stock option right to buy
3.04
2016-02-04
4
M
0
3730
0.00
D
2006-03-22
2016-03-22
Common stock
3730
171270
D
Stock option right to buy
3.04
2016-02-05
4
M
0
172270
0.00
D
2006-03-22
2016-03-22
Common stock
171270
0
D
Stock option right to buy
3.04
2016-02-05
4
M
0
49006
0.00
D
2006-03-22
2016-03-22
Common stock
49006
125994
D
Stock option right to buy
3.04
2016-02-08
4
M
0
125994
0.00
D
2006-03-22
2016-03-22
Common stock
125994
0
D
This was an exercise of stock options which were due to expire on February 6, 2016.
This was an exercise of stock options which were due to expire on March 22, 2016.
The sale was made under a 10b5-1 trading plan adopted by the reporting person.
Shares were sold ranging from $52.81 per share to $54.38 per share.
Shares were sold ranging from $51.15 per share to $53.62 per share.
Shares were sold ranging from $46.85 per share to $50.05 per share.
/s/ Arthur D. Chadwick with Power of Attorney
2016-02-08