0001209191-16-094872.txt : 20160202 0001209191-16-094872.hdr.sgml : 20160202 20160202171809 ACCESSION NUMBER: 0001209191-16-094872 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160130 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ali Syed CENTRAL INDEX KEY: 0001395198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 161381947 MAIL ADDRESS: STREET 1: 805 EAST MIDDLEFIELD ROAD CITY: MT. VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-01-30 0 0001175609 CAVIUM, INC. CAVM 0001395198 Ali Syed C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 1 1 0 0 Pres., CEO, Chairman of board Common stock 2016-01-30 4 M 0 12500 A 1385147 D Restricted stock units 2016-01-30 4 M 0 12500 0.00 D Common stock 12500 0 D As reported on Form 4 dated February 28, 2012, the reporting person received a grant of 50,000 Restricted Stock Units ("RSU's") on February 24, 2012 pursuant to Cavium's 2007 Equity Incentive Plan. 25% of the RSUs will vest annually on each of January 30, 2013, January 30, 2014, January 30, 2015 and January 30, 2016. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost. On January 30, 2016, the final 25% of these RSU's vested, resulting in the issuance of 12,500 shares of Cavium's common stock. /s/ Arthur D. Chadwick, with Power of Attorney 2016-02-02