0001209191-16-094872.txt : 20160202
0001209191-16-094872.hdr.sgml : 20160202
20160202171809
ACCESSION NUMBER: 0001209191-16-094872
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160130
FILED AS OF DATE: 20160202
DATE AS OF CHANGE: 20160202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CAVIUM, INC.
CENTRAL INDEX KEY: 0001175609
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 770558625
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
BUSINESS PHONE: 650-623-7000
MAIL ADDRESS:
STREET 1: 2315 NORTH FIRST STREET
CITY: SAN JOSE
STATE: CA
ZIP: 95131
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS, INC.
DATE OF NAME CHANGE: 20070309
FORMER COMPANY:
FORMER CONFORMED NAME: CAVIUM NETWORKS
DATE OF NAME CHANGE: 20020614
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ali Syed
CENTRAL INDEX KEY: 0001395198
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33435
FILM NUMBER: 161381947
MAIL ADDRESS:
STREET 1: 805 EAST MIDDLEFIELD ROAD
CITY: MT. VIEW
STATE: CA
ZIP: 94043
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-01-30
0
0001175609
CAVIUM, INC.
CAVM
0001395198
Ali Syed
C/O CAVIUM, INC.
2315 N. FIRST STREET
SAN JOSE
CA
95131
1
1
0
0
Pres., CEO, Chairman of board
Common stock
2016-01-30
4
M
0
12500
A
1385147
D
Restricted stock units
2016-01-30
4
M
0
12500
0.00
D
Common stock
12500
0
D
As reported on Form 4 dated February 28, 2012, the reporting person received a grant of 50,000 Restricted Stock Units ("RSU's") on February 24, 2012 pursuant to Cavium's 2007 Equity Incentive Plan. 25% of the RSUs will vest annually on each of January 30, 2013, January 30, 2014, January 30, 2015 and January 30, 2016. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Cavium's common stock at no cost. On January 30, 2016, the final 25% of these RSU's vested, resulting in the issuance of 12,500 shares of Cavium's common stock.
/s/ Arthur D. Chadwick, with Power of Attorney
2016-02-02