0001209191-15-026097.txt : 20150313 0001209191-15-026097.hdr.sgml : 20150313 20150313163658 ACCESSION NUMBER: 0001209191-15-026097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150311 FILED AS OF DATE: 20150313 DATE AS OF CHANGE: 20150313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CAVIUM, INC. CENTRAL INDEX KEY: 0001175609 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770558625 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 650-623-7000 MAIL ADDRESS: STREET 1: 2315 NORTH FIRST STREET CITY: SAN JOSE STATE: CA ZIP: 95131 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS, INC. DATE OF NAME CHANGE: 20070309 FORMER COMPANY: FORMER CONFORMED NAME: CAVIUM NETWORKS DATE OF NAME CHANGE: 20020614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ali Syed CENTRAL INDEX KEY: 0001395198 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33435 FILM NUMBER: 15699825 MAIL ADDRESS: STREET 1: 805 EAST MIDDLEFIELD ROAD CITY: MT. VIEW STATE: CA ZIP: 94043 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-03-11 0 0001175609 CAVIUM, INC. CAVM 0001395198 Ali Syed C/O CAVIUM, INC. 2315 N. FIRST STREET SAN JOSE CA 95131 1 1 0 0 Pres., CEO, Chairman of board Common stock 2015-03-11 4 M 0 131594 14.80 A 1504241 D Common stock 2015-03-11 4 S 0 131594 69.35 D 1372647 D Common stock 2015-03-12 4 M 0 43406 14.80 A 1416053 D Common stock 2015-03-12 4 S 0 43406 69.20 D 1372647 D Stock option right to buy 14.80 2015-03-11 4 M 0 131594 0.00 D 2008-09-17 2015-03-17 Common stock 131594 43406 D Stock option right to buy 14.80 2015-03-12 4 M 0 43406 0.00 D 2008-09-17 2015-03-17 Common stock 43406 0 D This was an exercise of stock options which were due to expire on March 17, 2015. Shares were sold ranging from $69.00 per share to $69.84 per share. Shares were sold ranging from $68.80 per share to $69.51 per share. /s/ Arthur D. Chadwick, with Power of Attorney 2015-03-13