UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM SD
Specialized Disclosure Report
Cavium, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 001-33435 | 77-0558625 | ||
| (State or other jurisdiction of incorporation or organization) |
(Commission File Number) |
(IRS Employer Identification No.) |
2315 N. First Street, San Jose, CA 95131
(Address of principal executive offices) (Zip Code)
Vincent P. Pangrazio, telephone: (408) 943-7100
(Name and telephone number, including area code, of the person to contact in connection with this report.)
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| x | Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2015. |
Section 1 – Conflict Minerals Disclosure
Item 1.01 Conflict Minerals Disclosure and Report
A copy of Cavium, Inc.’s Conflict Minerals Report for calendar year 2015 is filed as Exhibit 1.01 hereto and is publicly available at http://cavium.com/corporate-social-responsibility.html.*
Item 1.02 Exhibit
The Conflict Mineral Report required by Item 1.01 is filed as Exhibit 1.01 to this Form SD.
Section 2 – Exhibits
Item 2.01 Exhibits
The following exhibit is filed as part of this report:
Exhibit 1.01 — Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form SD.
| * | Any reference in this Form SD or the attached exhibit(s) to our corporate website(s), and the contents thereof, is provided for convenience only; such websites and the contents thereof are not incorporated by reference into this Form SD nor deemed filed with the Securities and Exchange Commission. |
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| Cavium, Inc. | ||||||||
| By: | /s/ Vincent P. Pangrazio |
Date: May 27, 2016 | ||||||
| Name: | Vincent P. Pangrazio | |||||||
| Title: | SVP, General Counsel and Secretary | |||||||
Exhibit 1.01
Conflict Minerals Report of Cavium, Inc.
for the year ended December 31, 2015
This report is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to “conflict minerals.” As of the date this report is filed with the SEC “conflict minerals” for purposes of the Rule and this report are defined as columbite-tantalite, cassiterite, gold, wolframite, and their derivatives, which are limited to tantalum, tin, and tungsten. The Rule imposes certain reporting obligations on SEC registrants when conflict minerals are necessary to the functionality or production of their products, including disclosure of whether any of the conflict minerals originated in the Democratic Republic of the Congo or an adjoining country (collectively the “Covered Countries”).
This report has been prepared by management of Cavium, Inc. (herein referred to as “Cavium,” the “Company,” “we,” “us,” or “our”). The information includes the activities of all majority-owned subsidiaries.
Company Overview
We are a provider of highly integrated semiconductor processors that enable intelligent processing for wired and wireless networking, communications, storage, cloud, wireless, security, video and connected home and office applications. A range of our products also include a rich suite of embedded security protocols that enable unified threat management, or UTM, secure connectivity, network perimeter protection, and Deep Packet Inspection. We sell our products to providers of networking equipment that sell into the enterprise, datacenter, service provider, and broadband and consumer markets. In the enterprise market, our products are used in routers, switches, wireless local area networks, or WLAN, and UTM. In the datacenter market, our products are used in servers and server load balancers. In the service provider market in wired infrastructure our products are used in edge routers, cable modem termination system head-ends, and media gateways, and in wireless infrastructure in 3G/4G/5G base stations, radio network controllers, small cell, and evolved packet core nodes. In the broadband and consumer market our products are used in home gateways, wireless High-Definition Multimedia Interface, WLAN, small office/home office, and UTM. Our products are systems on a chip, or SoCs, which incorporate single or multiple processor cores, a highly integrated architecture and customizable software that is based on a broad range of standard operating systems.
Supply Chain Overview
We focus our resources on the design, sales and marketing of our products, and outsource the manufacturing of our products. Since we outsource manufacturing of our products, we do not purchase raw ore or unrefined conflict minerals nor do we engage in the actual mining of conflict minerals, therefore we are many steps removed in the supply chain from the mining of conflict minerals.
The origin of conflict minerals cannot be determined with any certainty once the ores are smelted, refined and converted to ingots, bullion or other conflict minerals containing derivatives. The smelters and refiners are consolidating points for ore and are in the best position in the supply chain to know the origin of the ores. In order to manage the task of determining the source of necessary conflict minerals in our products, we rely upon our suppliers to provide information on the origin of the conflict minerals contained in components and materials supplied to us, including identification of smelters and refiners of conflict minerals that are supplied to them. Our suppliers are expected to provide the conflict mineral sourcing information to us per our Environmental and Conflict Mineral Program.
Reasonable Country of Origin Inquiry
Pursuant to the Rule, we conducted a good faith country of origin inquiry, or RCOI, that was reasonably designed to determine whether any of the conflict minerals necessary to the functionality or production of our products originated in the Covered Countries or were from recycled or scrap sources.
We conducted a survey of our suppliers that may contribute necessary conflict minerals to our products using the Conflict-Free Sourcing Initiative (“CFSI”) Reporting Template (the “CMRT”) to obtain country of origin information for any conflict minerals that may be in our products. The CMRT is a standardized reporting template that was developed to facilitate the transfer of information through the supply chain regarding smelters that provide material to a company’s supply chain and mineral country of origin.
We received responses from 100% of the direct suppliers we surveyed. In their responses our suppliers identified various smelters that may have processed conflict minerals for our products. We compared our suppliers’ responses with data provided by CFSI’s Conflict-Free Smelter Program (the “CFSP”).
Based on our direct suppliers’ responses to our RCOI we had reason to believe that some of the necessary conflict minerals used in our products may have originated in the Covered Countries and may not have come from recycled or scrap sources.
Design of Due Diligence
Our conflict minerals due diligence program is designed to conform in all material respects with the framework provided by The Organization for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold and for tantalum, tin, and tungsten (collectively, the “OECD Guidance”).
Due Diligence Performed
Summarized below are the due diligence measures we performed for the reporting period on the source and chain of custody of necessary conflict minerals which we had reason to believe may have originated from Covered Countries and may not have come from recycled or scrap sources as they relate to the five-step framework set forth in the OECD Guidance:
OECD Guidance Step 1: Establish strong company management systems
| • | We adopted and publicly communicated our Policy on Corporate Social and Environmental Responsibility and Conflict Mineral Policy, which can be found on our website. |
| • | We assembled an internal conflict minerals team, with representation from our operations, legal, and quality supply chain management departments which report to executive management. |
| • | We used a system of control and transparency over our conflict minerals supply chain management process. We engaged a third-party conflict mineral due diligence service provider which utilized an in-house software program tool that compiles supplier CMRT data collected and validated for Cavium. |
| • | We adopted our Environmental and Conflict Mineral Program which requires our suppliers to submit information to us, including regarding conflict minerals, and we communicated our conflict minerals supplier requirements to our direct suppliers. We require our direct suppliers comply with our conflict mineral requirements. |
| • | We maintained a telephone number to allow internal reporting about any matter of concern, including those related to conflict minerals. |
OECD Guidance Step 2: Identify and assess risk in the supply chain
| • | We identified relevant direct suppliers that supplied products to us that may contain conflict minerals. |
| • | We conducted a supply chain survey by using the CMRT, requesting such suppliers to provide information regarding smelters and refiners in our supply chain as well as country of origin information. |
| • | We reviewed supplier responses for completeness and accuracy and we provided suppliers with feedback on responses containing errors, inconsistencies or incomplete information. |
| • | We compared smelters and refiners identified in the supplier responses with the CFSP list of processing facilities that received a “conflict-free” designation from CFSP and other independent third party audit programs such as the London Bullion Market Association (“LBMA”) and the Responsible Jewellery Council (“RJC”). |
| • | We contacted non-responsive suppliers, requesting their responses. |
OECD Guidance Step 3: Design and implement a strategy to respond to risk
| • | We held conflict minerals team meetings to, among other things, review our conflict minerals program, any potential or actual risks identified during due diligence, and the status of supplier responses. |
| • | We identified risks in our supply chain. |
| • | We developed risk mitigation measures on a case-by-case basis and the conflict minerals team monitored progress at meetings; and when such risk mitigation measures did not meet conflict minerals team requirements, the team escalated items to senior members of the team for additional support. |
| • | Contacted certain smelter and refiner facilities that have not received a “conflict-free” designation from an independent third-party audit program to encourage their participation. |
| • | We followed a risk mitigation response plan to monitor and track unresponsive suppliers and/or incomplete or inaccurate supply chain information. |
| • | We requested that certain suppliers remove specific smelters or refiners from their supply chain that we deemed to be high-risk. |
OECD Guidance Step 4: Independent third-party audit of smelter/refiner’s due diligence practices
| • | Because we do not source directly from processing facilities, we relied on publicly available results of third party audits of smelters and refiners, such as CFSI, LBMA and RJC, to validate the sourcing practices of such facilities in our supply chain. |
OECD Guidance Step 5: Report annually on supply chain due diligence
| • | We file our Form SD and Conflict Mineral Report with the SEC on an annual basis and make it available on our website. |
| • | We publicly communicate our Policy on Corporate Social and Environmental Responsibility and Conflict Mineral Policy, which can be found on our website. |
Results of Due Diligence
Based on the due diligence described above, the supply chain for our products during 2015 sourced minerals from over 415 smelters, refineries or recyclers and scrap suppliers who supplied materials or components to our suppliers. Approximately 271 of these smelters and refineries have been recognized by the CFSP as being legitimate smelters or refiners and 210 are on the list of CFSI’s certified Conflict Free Smelters and considered to be conflict free. A list of smelters and refiners in our supply chain that CFSP has determined to be legitimate facilities is attached hereto as Appendix A. Some of our direct supplier responses represented their supply chain at a company-level rather than being product-specific. As a result, the list of facilities in Appendix A may contain more facilities than those that actually process the conflict minerals contained in our products.
We requested country of origin information from each of our direct suppliers for the purposes of determining the source and chain of custody of the necessary conflict minerals in our supply chain. We also relied on country of origin information provided by the CFSI when available. While some of our suppliers reported the names or countries of sourcing mines, most were unable to obtain mine or location of origin information for their necessary conflict minerals. Therefore, we were unable to ascertain the country of origin of all of the conflict minerals in our products for the year ended December 31, 2015.
Steps We Will Take to Mitigate Risk and Improve Due Diligence
In the future we will try to develop and improve our due diligence process including furthering accountability within our supply chain.
In order to mitigate any risk that the necessary conflict minerals in Cavium products could benefit armed groups in the Covered Countries, we intend to:
| • | increase the frequency of our supplier survey and validate the information we receive from suppliers; |
| • | engage with suppliers to improve supplier responses including supplier training; |
| • | enhance our smelter validation process including direct communication with the smelters; |
| • | encourage suppliers to use smelters that obtain CFS status; and |
| • | enhance internal and supplier training. |
Inherent Limitations of Due Diligence
As a result of our downstream position in the supply chain of conflict minerals, our due diligence measures can provide only reasonable, not absolute, assurance regarding the source and chain of custody of the necessary conflict minerals in our products. Our due diligence processes are based on the necessity of seeking data from our suppliers and those suppliers seeking similar information within their supply chains to identify the original sources of the conflict minerals. We also rely on information regarding smelter status collected and provided through independent third party audit programs. Such information may yield inaccurate or incomplete information and may be subject to fraud.
Another complicating factor is the unavailability of country of origin information from our suppliers on a continuous, real-time basis. The supply chain of conflict minerals is a multi-step process operating more or less on a daily basis, with ore delivered to smelters and refiners, smelters and refiners smelting or refining ores into metal containing derivatives, derivatives being shipped, sold and stored in numerous market locations around the world and distributors and purchasers holding varying amounts of the derivatives in inventory. As a result, we ask that the data from our suppliers cover the entire reporting year.
The historical statements contained in this report are based on information available to us at the time of the filing of the Form SD to which this report relates. This report also contains forward-looking statements, including our plans to mitigate risk, improve our programs and improve our processes, which are based on our current expectations and involve numerous risks and uncertainties that may cause these forward-looking statements to be inaccurate. Risks that may cause these forward-looking statements to be inaccurate include: we may fail to carry out these plans in a timely manner or at all; these plans may not be effective; our suppliers, their respective suppliers and smelters, our industry peers or industry groups may not cooperate with us in our efforts to carry out these steps; these steps may not be effective in mitigating the risk that conflict minerals used in our products benefit armed groups; or other risks detailed from time-to-time in our Securities and Exchange Commission filings and reports, including, but not limited to, our most recent quarterly report on Form 10-Q. We do not intend to update the information contained in this report.
Appendix A
| Metal |
Name of Smelter or Refiner |
Smelter or Refiner Location | ||
| Gold | Singway Technology Co., Ltd. | TAIWAN | ||
| Gold | Republic Metals Corporation | UNITED STATES | ||
| Gold | MMTC-PAMP India Pvt., Ltd. | INDIA | ||
| Gold | Faggi Enrico S.p.A. | ITALY | ||
| Gold | Umicore Precious Metals Thailand | THAILAND | ||
| Gold | Guangdong Jinding Gold Limited | CHINA | ||
| Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CHINA | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | ||
| Gold | Yokohama Metal Co., Ltd. | JAPAN | ||
| Gold | YAMAMOTO PRECIOUS METAL CO., LTD. | JAPAN | ||
| Gold | Western Australian Mint trading as The Perth Mint | AUSTRALIA | ||
| Gold | Valcambi SA | SWITZERLAND | ||
| Gold | United Precious Metal Refining, Inc. | UNITED STATES | ||
| Gold | Umicore SA Business Unit Precious Metals Refining | BELGIUM | ||
| Gold | Umicore Brasil Ltda. | BRAZIL | ||
| Gold | Torecom | KOREA, REPUBLIC OF | ||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | CHINA | ||
| Gold | Tokuriki Honten Co., Ltd. | JAPAN | ||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | ||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | CHINA | ||
| Gold | Tanaka Kikinzoku Kogyo K.K. | JAPAN | ||
| Gold | Sumitomo Metal Mining Co., Ltd. | JAPAN | ||
| Gold | Solar Applied Materials Technology Corp. | TAIWAN | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | ||
| Gold | So Accurate Group, Inc. | UNITED STATES | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | CHINA | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | ||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CHINA | ||
| Gold | SEMPSA Joyería Platería SA | SPAIN | ||
| Gold | Schone Edelmetaal B.V. | NETHERLANDS | ||
| Gold | SAMWON METALS Corp. | KOREA, REPUBLIC OF | ||
| Gold | Samduck Precious Metals | KOREA, REPUBLIC OF | ||
| Gold | Sabin Metal Corp. | UNITED STATES | ||
| Gold | Royal Canadian Mint | CANADA | ||
| Gold | Rand Refinery (Pty) Ltd. | SOUTH AFRICA | ||
| Gold | PX Précinox SA | SWITZERLAND | ||
| Gold | PT Aneka Tambang (Persero) Tbk | INDONESIA |
| Gold | Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | ||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | CHINA | ||
| Gold | PAMP SA | SWITZERLAND | ||
| Gold | OJSC Kolyma Refinery | RUSSIAN FEDERATION | ||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastvetmet) | RUSSIAN FEDERATION | ||
| Gold | Ohura Precious Metal Industry Co., Ltd. | JAPAN | ||
| Gold | Elemetal Refining, LLC | UNITED STATES | ||
| Gold | Nihon Material Co., Ltd. | JAPAN | ||
| Gold | Navoi Mining and Metallurgical Combinat | UZBEKISTAN | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.Ş. | TURKEY | ||
| Gold | Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | ||
| Gold | Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||
| Gold | Mitsubishi Materials Corporation | JAPAN | ||
| Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | MEXICO | ||
| Gold | Metalor USA Refining Corporation | UNITED STATES | ||
| Gold | Metalor Technologies SA | SWITZERLAND | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | ||
| Gold | Metalor Technologies (Hong Kong) Ltd. | CHINA | ||
| Gold | Metalor Technologies (Suzhou) Ltd. | CHINA | ||
| Gold | Matsuda Sangyo Co., Ltd. | JAPAN | ||
| Gold | Materion | UNITED STATES | ||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | CHINA | ||
| Gold | LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | ||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | CHINA | ||
| Gold | Lingbao Gold Company Limited | CHINA | ||
| Gold | L’ azurde Company For Jewelry | SAUDI ARABIA | ||
| Gold | Kyrgyzaltyn JSC | KYRGYZSTAN | ||
| Gold | Korea Metal Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold | Kojima Chemicals Co., Ltd. | JAPAN | ||
| Gold | Kennecott Utah Copper LLC | UNITED STATES | ||
| Gold | Kazzinc | KAZAKHSTAN | ||
| Gold | JX Nippon Mining & Metals Co., Ltd. | JAPAN | ||
| Gold | JSC Uralelectromed | RUSSIAN FEDERATION | ||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | ||
| Gold | Asahi Refining Canada Limited | CANADA | ||
| Gold | Asahi Refining USA Inc. | UNITED STATES | ||
| Gold | Jiangxi Copper Company Limited | CHINA | ||
| Gold | Japan Mint | JAPAN |
| Gold | Istanbul Gold Refinery | TURKEY | ||
| Gold | Ishifuku Metal Industry Co., Ltd. | JAPAN | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Company Limited | CHINA | ||
| Gold | Hwasung CJ Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| Gold | Heraeus Precious Metals GmbH & Co. KG | GERMANY | ||
| Gold | Heraeus Ltd. Hong Kong | CHINA | ||
| Gold | Heimerle + Meule GmbH | GERMANY | ||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | CHINA | ||
| Gold | Gansu Seemine Material Hi-Tech Co., Ltd. | CHINA | ||
| Gold | OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | ||
| Gold | Eco-System Recycling Co., Ltd. | JAPAN | ||
| Gold | Dowa | JAPAN | ||
| Gold | DODUCO GmbH | GERMANY | ||
| Gold | Do Sung Corporation | KOREA, REPUBLIC OF | ||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | CHINA | ||
| Gold | Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold | Chugai Mining | JAPAN | ||
| Gold | Chimet S.p.A. | ITALY | ||
| Gold | Yunnan Copper Industry Co., Ltd. | CHINA | ||
| Gold | Cendres + Métaux SA | SWITZERLAND | ||
| Gold | CCR Refinery - Glencore Canada Corporation | CANADA | ||
| Gold | Caridad | MEXICO | ||
| Gold | C. Hafner GmbH + Co. KG | GERMANY | ||
| Gold | Boliden AB | SWEDEN | ||
| Gold | Bauer Walser AG | GERMANY | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | ||
| Gold | Aurubis AG | GERMANY | ||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | TURKEY | ||
| Gold | Asaka Riken Co., Ltd. | JAPAN | ||
| Gold | Asahi Pretec Corporation | JAPAN | ||
| Gold | Argor-Heraeus SA | SWITZERLAND | ||
| Gold | AngloGold Ashanti Córrego do Sítio Mineração | BRAZIL | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | ||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | ||
| Gold | Aida Chemical Industries Co., Ltd. | JAPAN | ||
| Gold | Advanced Chemical Company | UNITED STATES | ||
| Gold | Acade Noble Metal (Zhao Yuan) Corporation | CHINA | ||
| Gold | ASARCO LLC | UNITED STATES | ||
| Gold | Australia and New Zealand Banking Group Limited | AUSTRALIA |
| Gold | Colt Refining | UNITED STATES | ||
| Gold | DaeryongENC | KOREA, REPUBLIC OF | ||
| Gold | Harima Smelter | JAPAN | ||
| Gold | Harmony Gold Mining Company Limited | SOUTH AFRICA | ||
| Gold | Heesung Catalysts Corp. | KOREA, REPUBLIC OF | ||
| Gold | Heraeus Group | CHINA | ||
| Gold | Heraeus Ltd. Hong Kong | HONG KONG | ||
| Gold | Heraeus Precious Metals North America (HPMN) | UNITED STATES | ||
| Gold | Hishikari Gold Mine (Isa) | JAPAN | ||
| Gold | Jin Jinyin refining company limited | CHINA | ||
| Gold | Jinfeng Gold Mine Smelter | CHINA | ||
| Gold | Kangqiang Electronics Co., Ltd | CHINA | ||
| Gold | Kee Shing (Holdings) Limited. | HONG KONG | ||
| Gold | Kunshan Jinli chemical industry reagents co.,Ltd. | CHINA | ||
| Gold | Kyocera Group | JAPAN | ||
| Gold | Metalor Technologies (Hong Kong) Ltd | HONG KONG | ||
| Gold | Morigin Company | JAPAN | ||
| Gold | PT Timah (Persero), Tbk | INDONESIA | ||
| Gold | QUALIBOND TECHNOLOGY CO.,LTD | TAIWAN | ||
| Gold | Senju Metal Industry Co., Ltd. | JAPAN | ||
| Gold | Shang Hai Gold Exchange | CHINA | ||
| Gold | Shen Zhen Thousand Island Ltd. | CHINA | ||
| Gold | SHENZHEN DUOXIN INDUSTRIAL CO,LTD | CHINA | ||
| Gold | Suzhou Xingrui Noble metal material co.ltd | CHINA | ||
| Gold | Tai zhou chang san Jiao electron Co.,Ltd. | CHINA | ||
| Gold | Taizhou Delta Electronics Co., Ltd. | CHINA | ||
| Gold | Technic, Inc. | UNITED STATES | ||
| Gold | THE HUTTI GOLD MINES CO.LTD | INDIA | ||
| Gold | Tiancheng Chemical | CHINA | ||
| Gold | Williams/ Williams Brewster | UNITED STATES | ||
| Gold | Wuxi Middle Treasures Materials | CHINA | ||
| Gold | Yantai Zhaojin Kanfort Precious Metals Incorporated Company | CHINA | ||
| Gold | Yoo Chang Metal Inc. | KOREA, REPUBLIC OF | ||
| Gold | Zhe Jiang Guang Yuan Noble Metal Smelting Factory | CHINA | ||
| Gold | Zhongshan Public Security Bureau, Guangdong Province ,China | CHINA | ||
| Tantalum | Tranzact, Inc. | UNITED STATES | ||
| Tantalum | KEMET Blue Powder | UNITED STATES | ||
| Tantalum | Global Advanced Metals Aizu | JAPAN | ||
| Tantalum | Global Advanced Metals Boyertown | UNITED STATES | ||
| Tantalum | Plansee SE Reutte | AUSTRIA | ||
| Tantalum | H.C. Starck Smelting GmbH & Co.KG | GERMANY |
| Tantalum | H.C. Starck Ltd. | JAPAN | ||
| Tantalum | H.C. Starck Inc. | UNITED STATES | ||
| Tantalum | H.C. Starck Hermsdorf GmbH | GERMANY | ||
| Tantalum | H.C. Starck GmbH Laufenburg | GERMANY | ||
| Tantalum | H.C. Starck GmbH Goslar | GERMANY | ||
| Tantalum | H.C. Starck Co., Ltd. | THAILAND | ||
| Tantalum | Plansee SE Liezen | AUSTRIA | ||
| Tantalum | KEMET Blue Metals | MEXICO | ||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CHINA | ||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum | FIR Metals & Resource Ltd. | CHINA | ||
| Tantalum | D Block Metals, LLC | UNITED STATES | ||
| Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CHINA | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | ||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | ||
| Tantalum | Zhuzhou Cemented Carbide | CHINA | ||
| Tantalum | Ulba Metallurgical Plant JSC | KAZAKHSTAN | ||
| Tantalum | Telex Metals | UNITED STATES | ||
| Tantalum | Taki Chemicals | JAPAN | ||
| Tantalum | Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | ||
| Tantalum | RFH Tantalum Smeltry Co., Ltd. | CHINA | ||
| Tantalum | QuantumClean | UNITED STATES | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | ||
| Tantalum | Molycorp Silmet A.S. | ESTONIA | ||
| Tantalum | Mitsui Mining & Smelting | JAPAN | ||
| Tantalum | Mineração Taboca S.A. | BRAZIL | ||
| Tantalum | Metallurgical Products India Pvt., Ltd. | INDIA | ||
| Tantalum | LSM Brasil S.A. | BRAZIL | ||
| Tantalum | King-Tan Tantalum Industry Ltd. | CHINA | ||
| Tantalum | Jiujiang Tanbre Co., Ltd. | CHINA | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | ||
| Tantalum | Hi-Temp Specialty Metals, Inc. | UNITED STATES | ||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CHINA | ||
| Tantalum | F&X Electro-Materials Ltd. | CHINA | ||
| Tantalum | Exotech Inc. | UNITED STATES | ||
| Tantalum | Duoluoshan | CHINA | ||
| Tantalum | Conghua Tantalum and Niobium Smeltry | CHINA | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||
| Tantalum | Companhia Industrial Fluminense | BRAZIL | ||
| Tantalum | Ethiopian Minerals Development Share Company | ETHIOPIA | ||
| Tantalum | Fujian Nanping Ta/Nb Ltd. | CHINA |
| Tantalum | Gannon & Scott | UNITED STATES | ||
| Tantalum | JX Nippon Mining & Metals Co., Ltd. | JAPAN | ||
| Tantalum | METAL DO CO.,LTD | JAPAN | ||
| Tantalum | Niotan | UNITED STATES | ||
| Tantalum | NTET, Thailand | THAILAND | ||
| Tantalum | Posco | KOREA, REPUBLIC OF | ||
| Tantalum | Tantalite Resources | SOUTH AFRICA | ||
| Tin | PT Bangka Prima Tin | INDONESIA | ||
| Tin | Elmet S.L.U. (Metallo Group) | SPAIN | ||
| Tin | Metallo-Chimique N.V. | BELGIUM | ||
| Tin | Resind Indústria e Comércio Ltda. | BRAZIL | ||
| Tin | An Vinh Joint Stock Mineral Processing Company | VIET NAM | ||
| Tin | PT Cipta Persada Mulia | INDONESIA | ||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | VIET NAM | ||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | VIET NAM | ||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | VIET NAM | ||
| Tin | CV Ayi Jaya | INDONESIA | ||
| Tin | PT Inti Stania Prima | INDONESIA | ||
| Tin | O.M. Manufacturing Philippines, Inc. | PHILIPPINES | ||
| Tin | Phoenix Metal Ltd. | RWANDA | ||
| Tin | PT ATD Makmur Mandiri Jaya | INDONESIA | ||
| Tin | Melt Metais e Ligas S/A | BRAZIL | ||
| Tin | PT Wahana Perkit Jaya | INDONESIA | ||
| Tin | Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | ||
| Tin | CV Venus Inti Perkasa | INDONESIA | ||
| Tin | Yunnan Tin Group (Holding) Company Limited | CHINA | ||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | ||
| Tin | White Solder Metalurgia e Mineração Ltda. | BRAZIL | ||
| Tin | VQB Mineral and Trading Group JSC | VIET NAM | ||
| Tin | Thaisarco | THAILAND | ||
| Tin | Soft Metais Ltda. | BRAZIL | ||
| Tin | Rui Da Hung | TAIWAN | ||
| Tin | PT Tommy Utama | INDONESIA | ||
| Tin | PT Tinindo Inter Nusa | INDONESIA | ||
| Tin | PT Pelat Timah Nusantara Tbk | INDONESIA | ||
| Tin | PT Timah (Persero) Tbk Mentok | INDONESIA | ||
| Tin | PT Timah (Persero) Tbk Kundur | INDONESIA | ||
| Tin | PT Sumber Jaya Indah | INDONESIA | ||
| Tin | PT Stanindo Inti Perkasa | INDONESIA | ||
| Tin | PT Seirama Tin investment | INDONESIA | ||
| Tin | PT Sariwiguna Binasentosa | INDONESIA | ||
| Tin | PT REFINED BANGKA TIN | INDONESIA |
| Tin | PT Prima Timah Utama | INDONESIA | ||
| Tin | PT Panca Mega Persada | INDONESIA | ||
| Tin | PT Mitra Stania Prima | INDONESIA | ||
| Tin | PT Karimun Mining | INDONESIA | ||
| Tin | PT Fang Di MulTindo | INDONESIA | ||
| Tin | PT Eunindo Usaha Mandiri | INDONESIA | ||
| Tin | PT DS Jaya Abadi | INDONESIA | ||
| Tin | PT Bukit Timah | INDONESIA | ||
| Tin | PT BilliTin Makmur Lestari | INDONESIA | ||
| Tin | PT Belitung Industri Sejahtera | INDONESIA | ||
| Tin | PT Bangka Tin Industry | INDONESIA | ||
| Tin | PT Bangka Timah Utama Sejahtera | INDONESIA | ||
| Tin | PT Bangka Putra Karya | INDONESIA | ||
| Tin | PT Bangka Kudai Tin | INDONESIA | ||
| Tin | PT Babel Inti Perkasa | INDONESIA | ||
| Tin | PT Artha Cipta Langgeng | INDONESIA | ||
| Tin | PT Alam Lestari Kencana | INDONESIA | ||
| Tin | Operaciones Metalurgical S.A. | BOLIVIA | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | ||
| Tin | Novosibirsk Processing Plant Ltd. | RUSSIAN FEDERATION | ||
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | CHINA | ||
| Tin | Mitsubishi Materials Corporation | JAPAN | ||
| Tin | Minsur | PERU | ||
| Tin | Mineração Taboca S.A. | BRAZIL | ||
| Tin | Metallic Resources, Inc. | UNITED STATES | ||
| Tin | Metahub Industries Sdn. Bhd. | MALAYSIA | ||
| Tin | Malaysia Smelting Corporation (MSC) | MALAYSIA | ||
| Tin | China Tin Group Co., Ltd. | CHINA | ||
| Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CHINA | ||
| Tin | Gejiu Kai Meng Industry and Trade LLC | CHINA | ||
| Tin | Huichang Jinshunda Tin Co., Ltd. | CHINA | ||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CHINA | ||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | ||
| Tin | Fenix Metals | POLAND | ||
| Tin | Feinhütte Halsbrücke GmbH | GERMANY | ||
| Tin | Estanho de Rondônia S.A. | BRAZIL | ||
| Tin | EM Vinto | BOLIVIA | ||
| Tin | Dowa | JAPAN | ||
| Tin | CV United Smelting | INDONESIA | ||
| Tin | CV Serumpun Sebalai | INDONESIA | ||
| Tin | PT Aries Kencana Sejahtera | INDONESIA | ||
| Tin | PT Justindo | INDONESIA |
| Tin | CV Gita Pesona | INDONESIA | ||
| Tin | Cooperativa Metalurgica de Rondônia Ltda. | BRAZIL | ||
| Tin | Alpha | UNITED STATES | ||
| Tin | CNMC (Guangxi) PGMA Co., Ltd. | CHINA | ||
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | ||
| Tin | 5N Plus | GERMANY | ||
| Tin | 5N Plus | UNITED STATES | ||
| Tin | Amalgamated Metal Corporation PLC | UNITED KINGDOM | ||
| Tin | American Iron and Metal | CANADA | ||
| Tin | American Iron and Metal | UNITED STATES | ||
| Tin | Aoki Loboratories Ltd. | CHINA | ||
| Tin | BALVER ZINN Josef Jost GmbH & Co. KG | GERMANY | ||
| Tin | Best Metais e Soldas SA | BRAZIL | ||
| Tin | Brinkmann Chemie AG | GERMANY | ||
| Tin | Britannia Refined Metals Ltd. | UNITED KINGDOM | ||
| Tin | China Hongqiao | CHINA | ||
| Tin | China Min metals | CHINA | ||
| Tin | CSC Pure Technologies | RUSSIAN FEDERATION | ||
| Tin | CV Duta Putra Bangka | INDONESIA | ||
| Tin | CV Makmur Jaya | INDONESIA | ||
| Tin | Daewoo International | KOREA, REPUBLIC OF | ||
| Tin | DUKSAN HI-METAL | KOREA, REPUBLIC OF | ||
| Tin | Electroloy Metal Co. Ltd | CHINA | ||
| Tin | Electroloy Metal Co. Ltd | SINGAPORE | ||
| Tin | Fuji Metal Mining Corp. | TAIWAN | ||
| Tin | Funsur | BRAZIL | ||
| Tin | Furukawa Electric | JAPAN | ||
| Tin | Gold Bell Group | CHINA | ||
| Tin | Grant Manufacturing and Alloying | UNITED STATES | ||
| Tin | Heesung Metal Ltd. | KOREA, REPUBLIC OF | ||
| Tin | Heraeus Group | CHINA | ||
| Tin | Heraeus Group | GERMANY | ||
| Tin | Heraeus Group | HONG KONG | ||
| Tin | Heraeus Precious Metals GmbH & Co. KG | SINGAPORE | ||
| Tin | Hitachi Cable, Ltd. | JAPAN | ||
| Tin | IPS | FRANCE | ||
| Tin | Jean GOLDSCHMIDT INTERNATIONAL S.A. | BELGIUM | ||
| Tin | JIN YUAN Ming | CHINA | ||
| Tin | Jinzhou | CHINA |
| Tin | Koki Products Co.,Ltd | JAPAN | ||
| Tin | KOVOHUTĚ PŘÍBRAM NÁSTUPNICKÁ, A.S. | CZECH REPUBLIC | ||
| Tin | Kupol | RUSSIAN FEDERATION | ||
| Tin | Matsuda Sangyo Co., Ltd. | JAPAN | ||
| Tin | MCP Heck | GERMANY | ||
| Tin | Nathan Trotter & Co., Inc. | UNITED STATES | ||
| Tin | Poongsan | KOREA, REPUBLIC OF | ||
| Tin | PT Aneka Tambang (Persero) Tbk | INDONESIA | ||
| Tin | PT Babel Surya Alam Lestari | INDONESIA | ||
| Tin | PT HP Metals Indonesia | INDONESIA | ||
| Tin | PT Koba Tin | INDONESIA | ||
| Tin | PT Yinchendo Mining Industry | INDONESIA | ||
| Tin | PT. CITRALOGAM ALPHASEJAHTERA | INDONESIA | ||
| Tin | Pure Technology (UK) Limited | RUSSIAN FEDERATION | ||
| Tin | QUALIBOND TECHNOLOGY CO.,LTD | TAIWAN | ||
| Tin | Rohm & Hass | CHINA | ||
| Tin | S Company | THAILAND | ||
| Tin | Samhwa Non-Ferrous Metal. Inc Co.,Ltd. | KOREA, REPUBLIC OF | ||
| Tin | SENJU METAL INDUSTRY CO.,LTD. | JAPAN | ||
| Tin | SGS BOLIVIA S.A. | BOLIVIA | ||
| Tin | Shan Tou Shi Yong Yuan Jin Shu Zai Sheng Co. Ltd. | CHINA | ||
| Tin | Shenmao Technology Inc. | MALAYSIA | ||
| Tin | Singapore LME Tin | SINGAPORE | ||
| Tin | Snow up to the city of Suzhou Chemical Co., Ltd. | CHINA | ||
| Tin | Taicang City Nancang Metal Material Co.,Ltd | CHINA | ||
| Tin | Tamura Corporation | JAPAN | ||
| Tin | TENNANT METAL PTY LTD. | AUSTRALIA | ||
| Tin | TONGDING METALLIC MATERIAL CO.LTD | CHINA | ||
| Tin | Traxys | FRANCE | ||
| Tin | Wilhelm Westmetall | GERMANY | ||
| Tin | XiHai | CHINA | ||
| Tin | Yifeng Tin Industry (Chenzhou) Co Ltd | CHINA | ||
| Tin | Yutinic Resources | UNITED STATES | ||
| Tin | Zhongshi Metal Co., Ltd | CHINA | ||
| Tungsten | Hydrometallurg, JSC | RUSSIAN FEDERATION | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | ||
| Tungsten | H.C. Starck Smelting GmbH & Co.KG | GERMANY | ||
| Tungsten | H.C. Starck GmbH | GERMANY |
| Tungsten | Pobedit, JSC | RUSSIAN FEDERATION | ||
| Tungsten | Ganxian Shirui New Material Co., Ltd. | CHINA | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | ||
| Tungsten | Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. | CHINA | ||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Xiamen Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Wolfram Bergbau und Hütten AG | AUSTRIA | ||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | ||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | ||
| Tungsten | Kennametal Fallon | UNITED STATES | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CHINA | ||
| Tungsten | Japan New Metals Co., Ltd. | JAPAN | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| Tungsten | Global Tungsten & Powders Corp. | UNITED STATES | ||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CHINA | ||
| Tungsten | Kennametal Huntsville | UNITED STATES | ||
| Tungsten | A.L.M.T. TUNGSTEN Corp. | JAPAN | ||
| Tungsten | Axis Material Limited | JAPAN | ||
| Tungsten | Buffalo Tungsten Inc | CHINA | ||
| Tungsten | HC Starck GmbH | RUSSIAN FEDERATION | ||
| Tungsten | Hitachi, Ltd. | JAPAN | ||
| Tungsten | Izawa Metal Co., Ltd | JAPAN | ||
| Tungsten | Meterion Advanced Materials Thin Film Products | UNITED STATES | ||
| Tungsten | MITSUI & CO., LTD. | JAPAN | ||
| Tungsten | Nanchang Cemented Carbide Limited Liability Company | CHINA | ||
| Tungsten | North American Tungsten | CANADA | ||
| Tungsten | Saganoseki Smelter & Refinery | JAPAN | ||
| Tungsten | Sandvik Material Technology | SWEDEN | ||
| Tungsten | Sichuan Metals & Materials Imp & Exp Co | CHINA |
| Tungsten | SKE (China): Shanghai Kyocera Electronics CO. LTD. | CHINA | ||
| Tungsten | Soleras | UNITED STATES | ||
| Tungsten | Sumitomo Group | CHINA | ||
| Tungsten | Sumitomo Metal Mining Co., Ltd. | JAPAN | ||
| Tungsten | Sunaga Tungsten | JAPAN | ||
| Tungsten | Taiyo Nippon Sanso Taiwan | CHINA | ||
| Tungsten | Tamano Smelter, Hibi Kyodo Smelting Co., Ltd | JAPAN | ||
| Tungsten | Tosoh | UNITED STATES | ||
| Tungsten | ULVAC, Inc. | JAPAN | ||
| Tungsten | Voss Metals Company, Inc | UNITED STATES | ||
| Tungsten | Williams Brewster | UNITED STATES | ||
| Tungsten | Xiamen Golden Egret Special Alloy Co. Ltd. | CHINA | ||
| Tungsten | Xiamen Honglu Tungsten Molybdenum Co., Ltd. | CHINA |