0001175535-21-000093.txt : 20210701 0001175535-21-000093.hdr.sgml : 20210701 20210701162735 ACCESSION NUMBER: 0001175535-21-000093 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210701 DATE AS OF CHANGE: 20210701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MASTANDREA JAMES C CENTRAL INDEX KEY: 0001225704 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34855 FILM NUMBER: 211066195 MAIL ADDRESS: STREET 1: 1240 HURON ROAD SUITE 301 CITY: CLEVELAND STATE: OH ZIP: 44115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Whitestone REIT CENTRAL INDEX KEY: 0001175535 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 760594970 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2600 SOUTH GESSNER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77063 BUSINESS PHONE: 713-827-9595 MAIL ADDRESS: STREET 1: 2600 SOUTH GESSNER STREET 2: SUITE 500 CITY: HOUSTON STATE: TX ZIP: 77063 FORMER COMPANY: FORMER CONFORMED NAME: HARTMAN COMMERCIAL PROPERTIES REIT DATE OF NAME CHANGE: 20020613 4 1 wf-form4_162517112382443.xml FORM 4 X0306 4 2021-06-30 0 0001175535 Whitestone REIT WSR 0001225704 MASTANDREA JAMES C 2600 SOUTH GESSNER, SUITE 500 HOUSTON TX 77063 1 1 0 0 CHAIRMAN & CEO Common Shares 2021-06-30 4 A 0 120000 0 A 1526512 D Common Shares 126431 I By L.P. Common Shares 2021-06-30 4 A 0 30000 0 A 295972 I By Spouse Common Shares 2021-06-30 4 F 0 878 8.25 D 295094 I By Spouse Represents restricted common share units granted pursuant to the Company's 2018 Long-Term Equity Incentive Ownership Plan. Such restricted common share units are subject to risk of forfeiture and vest as follows: 1/3rd on June 30, 2022, 1/3rd on June 30, 2023 and 1/3rd on June 30, 2024. Represents common shares held by Midwest Development Venture IV, an Illinois limited partnership ("Midwest"). Mr. Mastandrea owns both a limited partner interest in Midwest and 100% of the equity of the general partner of Midwest. As a result, Mr. Mastandrea may be deemed to be the beneficial owner of the common shares held by Midwest. Mr. Mastandrea disclaims beneficial ownership in the common shares held by Midwest except to the extent of his pecuniary interest therein and the inclusion of these common shares in this report shall not be deemed an admission of beneficial ownership of all of the reported common shares for purposes of Section 16 or for any other purpose. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. Represents common shares withheld by the Company to satisfy tax withholding obligations in connection with the vesting of certain restricted units previously granted pursuant to the Company's 2018 Long-Term Equity Incentive Ownership Plan. Per Share value assigned by the Company to the tax withholding shares based on the closing sales price of the common shares on June 30, 2021. /s/David K. Holeman, Attorney-in-Fact for James C. Mastandrea 2021-07-01