0001209191-18-045934.txt : 20180808 0001209191-18-045934.hdr.sgml : 20180808 20180808194923 ACCESSION NUMBER: 0001209191-18-045934 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180807 FILED AS OF DATE: 20180808 DATE AS OF CHANGE: 20180808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knickerbocker Aron Marc CENTRAL INDEX KEY: 0001578766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36070 FILM NUMBER: 181002887 MAIL ADDRESS: STREET 1: C/O FIVE PRIME THERAPEUTICS, INC. STREET 2: TWO CORPORATE DRIVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIVE PRIME THERAPEUTICS INC CENTRAL INDEX KEY: 0001175505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 260038620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-365-5600 MAIL ADDRESS: STREET 1: 111 OYSTER POINT BOULEVARD CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-08-07 0 0001175505 FIVE PRIME THERAPEUTICS INC FPRX 0001578766 Knickerbocker Aron Marc 111 OYSTER POINT BOULEVARD SOUTH SAN FRANCISCO CA 94080 1 1 0 0 President & CEO Common Stock 2018-08-07 4 M 0 500 11.14 A 191867 D Common Stock 2018-08-08 4 M 0 500 11.14 A 192367 D Common Stock 14238 I By the Aron M. Knickerbocker Revocable Trust Employee Stock Option (right to buy) 11.14 2018-08-07 4 M 0 500 0.00 D 2024-08-21 Common Stock 500 39179 D Employee Stock Option (right to buy) 11.14 2018-08-08 4 M 0 500 0.00 D 2024-08-21 Common Stock 500 38679 D The shares underlying the option vest at a rate of one forty-eighth (1/48th) per month following August 22, 2014, provided the reporting person provides services to Five Prime Therapeutics, Inc. through each such date. Since the reporting person's last exercise of this option, the reporting person transferred to his ex-wife an employee stock option to purchase 3,850 shares of FPRX common stock pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife. /s/ Francis Sarena, Attorney-in-fact 2018-08-08