0001209191-18-045934.txt : 20180808
0001209191-18-045934.hdr.sgml : 20180808
20180808194923
ACCESSION NUMBER: 0001209191-18-045934
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180807
FILED AS OF DATE: 20180808
DATE AS OF CHANGE: 20180808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Knickerbocker Aron Marc
CENTRAL INDEX KEY: 0001578766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36070
FILM NUMBER: 181002887
MAIL ADDRESS:
STREET 1: C/O FIVE PRIME THERAPEUTICS, INC.
STREET 2: TWO CORPORATE DRIVE
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIVE PRIME THERAPEUTICS INC
CENTRAL INDEX KEY: 0001175505
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 260038620
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 111 OYSTER POINT BOULEVARD
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 415-365-5600
MAIL ADDRESS:
STREET 1: 111 OYSTER POINT BOULEVARD
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-08-07
0
0001175505
FIVE PRIME THERAPEUTICS INC
FPRX
0001578766
Knickerbocker Aron Marc
111 OYSTER POINT BOULEVARD
SOUTH SAN FRANCISCO
CA
94080
1
1
0
0
President & CEO
Common Stock
2018-08-07
4
M
0
500
11.14
A
191867
D
Common Stock
2018-08-08
4
M
0
500
11.14
A
192367
D
Common Stock
14238
I
By the Aron M. Knickerbocker Revocable Trust
Employee Stock Option (right to buy)
11.14
2018-08-07
4
M
0
500
0.00
D
2024-08-21
Common Stock
500
39179
D
Employee Stock Option (right to buy)
11.14
2018-08-08
4
M
0
500
0.00
D
2024-08-21
Common Stock
500
38679
D
The shares underlying the option vest at a rate of one forty-eighth (1/48th) per month following August 22, 2014, provided the reporting person provides services to Five Prime Therapeutics, Inc. through each such date.
Since the reporting person's last exercise of this option, the reporting person transferred to his ex-wife an employee stock option to purchase 3,850 shares of FPRX common stock pursuant to a domestic relations order. The reporting person no longer reports as beneficially owned any securities owned by his ex-wife.
/s/ Francis Sarena, Attorney-in-fact
2018-08-08