0001209191-17-057041.txt : 20171016 0001209191-17-057041.hdr.sgml : 20171016 20171016193419 ACCESSION NUMBER: 0001209191-17-057041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171012 FILED AS OF DATE: 20171016 DATE AS OF CHANGE: 20171016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knickerbocker Aron Marc CENTRAL INDEX KEY: 0001578766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36070 FILM NUMBER: 171139672 MAIL ADDRESS: STREET 1: C/O FIVE PRIME THERAPEUTICS, INC. STREET 2: TWO CORPORATE DRIVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIVE PRIME THERAPEUTICS INC CENTRAL INDEX KEY: 0001175505 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 260038620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO CORPORATE DRIVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 415-365-5600 MAIL ADDRESS: STREET 1: TWO CORPORATE DRIVE CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-10-12 0 0001175505 FIVE PRIME THERAPEUTICS INC FPRX 0001578766 Knickerbocker Aron Marc TWO CORPORATE DRIVE SOUTH SAN FRANCISCO CA 94080 1 1 0 0 Chief Operating Officer Common Stock 2017-10-12 4 M 0 1396 8.49 A 161691 D Common Stock 2017-10-12 4 M 0 9655 7.26 A 171346 D Common Stock 15083 I By the Aron M. Knickerbocker Revocable Trust Employee Stock Option (right to buy) 8.49 2017-10-12 4 M 0 1396 0.00 D 2022-01-01 Common Stock 1396 4186 D Employee Stock Option (right to buy) 7.26 2017-10-12 4 M 0 9655 0.00 D 2023-07-18 Common Stock 9655 14735 D This option is fully vested and immediately exercisable. /s/ Francis Sarena, Attorney-in-fact 2017-10-16