0001335440-13-000001.txt : 20130103 0001335440-13-000001.hdr.sgml : 20130103 20130103205156 ACCESSION NUMBER: 0001335440-13-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130103 DATE AS OF CHANGE: 20130103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Finnerty Kevin J CENTRAL INDEX KEY: 0001335440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 13509551 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-12-31 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001335440 Finnerty Kevin J 1345 AVENUE OF THE AMERICAS 46TH FLOOR NEW YORK NY 10105 1 0 0 0 Common Stock, par value $0.01 per share 2012-12-31 4 A 0 3456 0 A 308985 D Shares were issued to director, in lieu of cash, as compensation for services provided to the issuer, pursuant to the issuer's stock option plan. The applicable closing stock price was $8.68 on December 31, 2012. Kevin J. Finnerty 2013-01-03