-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L6hdiJror56xHL6Vi9cktunh2ntnxDuGgssIj2v9EybcGHsSMPaCYWiqoWfr3xvv wEzZhU8Ue2M2apbl1PThIg== 0001253197-04-000001.txt : 20040623 0001253197-04-000001.hdr.sgml : 20040623 20040623121707 ACCESSION NUMBER: 0001253197-04-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040528 FILED AS OF DATE: 20040623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MILLER PETER MARCUSSEN CENTRAL INDEX KEY: 0001253197 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 04876622 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICAS STREET 2: 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2004-05-28 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001253197 MILLER PETER MARCUSSEN 1251 AVENUE OF THE AMERICAS 16TH FL NEW YORK NY 10020 1 0 0 0 Common Stock, par value $0.01 per share 2004-05-28 4 P 0 537 27.94 A 5922 D Common Stock, par value $0.01 per share 2800 I Miller Family 1992 Trust Common Stock, par value $0.01 per share 3800 I J. Whitehead Keogh Plan Mr. Miller's Form 4 dated May 3, 2004, incorrectly reported, as a result of a transcription error, his direct holdings as 5,835 rather than 5,385. Mr. Miller disclaims beneficial ownership of all shares of the issuer held by the Miller Family 1992 Trust. Mr. Miller disclaims beneficial ownership of all shares of the issuer held by Ms. Whitehead's Keogh Plan. /s/ Peter Miller 2004-06-23 -----END PRIVACY-ENHANCED MESSAGE-----