-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WuI/z/Hh4mijIRC2+f/Ka1w+9oud9dC8OQiiJS95e85ofX7bjAZWgLGx/krPHhSN CmUkBIVCspmIH7260MqQJQ== 0001245523-05-000001.txt : 20050405 0001245523-05-000001.hdr.sgml : 20050405 20050405182536 ACCESSION NUMBER: 0001245523-05-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050401 FILED AS OF DATE: 20050405 DATE AS OF CHANGE: 20050405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1251 AVENUE OF THE AMERICAS 16TH FL CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HESS DEBRA ANN CENTRAL INDEX KEY: 0001245523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 05735436 BUSINESS ADDRESS: BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: 1251 AVENUE OF THE AMERICA 16 FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2005-04-01 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001245523 HESS DEBRA ANN 1251 AVENUE OF THE AMERICA 16 FLOOR NEW YORK NY 10020 0 1 0 0 CHIEF FINANCIAL OFFICER Common Stock, par value $0.01 2005-04-01 4 X 0 5000 20.35 A 10000 D Option (Right to Buy) 20.35 2005-04-01 4 X 0 5000 20.35 D 2003-07-11 2013-07-11 Common Stock, par value $0.01 5000 4800 D Options were fully vested on the date of the grant from the Issuer and become exercisable in thirty equal monthly installments beginning on the first of the month fllowing the month in which the Options were granted. /s/ Debra A. Hess 2004-04-05 -----END PRIVACY-ENHANCED MESSAGE-----