0001209191-15-080090.txt : 20151113
0001209191-15-080090.hdr.sgml : 20151113
20151113173402
ACCESSION NUMBER: 0001209191-15-080090
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151111
FILED AS OF DATE: 20151113
DATE AS OF CHANGE: 20151113
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP
CENTRAL INDEX KEY: 0001175483
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 810559116
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2127986100
MAIL ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RIIS KENNETH M
CENTRAL INDEX KEY: 0001245522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31458
FILM NUMBER: 151230375
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICA 46 FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-11-11
0
0001175483
NEWCASTLE INVESTMENT CORP
NCT
0001245522
RIIS KENNETH M
1345 AVENUE OF THE AMERICAS, 46 FL
NEW YORK
NY
10105
1
1
0
0
CEO and President
Common Stock, par value $0.01 per share
2015-11-11
4
S
0
37556
4.6384
D
156263
D
Shares sold solely to generate proceeds to pay the withholding tax associated with the delivery of shares upon exercise of stock options reported on the reporting person's form filed on November 10, 2015.
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.62 to $4.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
This report reflects the issuer's 2-for-1 reverse stock split that occurred on October 22, 2014.
/s/ Kenneth M. Riis
2015-11-13