0001209191-14-055275.txt : 20140902 0001209191-14-055275.hdr.sgml : 20140901 20140902171937 ACCESSION NUMBER: 0001209191-14-055275 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140829 FILED AS OF DATE: 20140902 DATE AS OF CHANGE: 20140902 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKOWN DAVID K CENTRAL INDEX KEY: 0001209144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 141078249 MAIL ADDRESS: STREET 1: EATON VANCE MANAGEMENT CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-08-29 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001209144 MCKOWN DAVID K 1345 AVENUE OF THE AMERICAS, 46TH FLOOR NEW YORK NY 10105 1 0 0 0 Common Stock, par value $0.01 per share 2014-08-29 4 S 0 9498 13.45 D 9713 D This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.43 to $13.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. This report reflects the effects of the Issuer's 3-for-1 reverse stock split that occurred on August 18, 2014. /s/ David K. McKown 2014-09-02