0001209191-14-055275.txt : 20140902
0001209191-14-055275.hdr.sgml : 20140901
20140902171937
ACCESSION NUMBER: 0001209191-14-055275
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140829
FILED AS OF DATE: 20140902
DATE AS OF CHANGE: 20140902
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP
CENTRAL INDEX KEY: 0001175483
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 810559116
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2127986100
MAIL ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCKOWN DAVID K
CENTRAL INDEX KEY: 0001209144
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31458
FILM NUMBER: 141078249
MAIL ADDRESS:
STREET 1: EATON VANCE MANAGEMENT
CITY: BOSTON
STATE: MA
ZIP: 02110
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-08-29
0
0001175483
NEWCASTLE INVESTMENT CORP
NCT
0001209144
MCKOWN DAVID K
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
1
0
0
0
Common Stock, par value $0.01 per share
2014-08-29
4
S
0
9498
13.45
D
9713
D
This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.43 to $13.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
This report reflects the effects of the Issuer's 3-for-1 reverse stock split that occurred on August 18, 2014.
/s/ David K. McKown
2014-09-02