0001209191-14-055038.txt : 20140829
0001209191-14-055038.hdr.sgml : 20140829
20140829160521
ACCESSION NUMBER: 0001209191-14-055038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140827
FILED AS OF DATE: 20140829
DATE AS OF CHANGE: 20140829
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP
CENTRAL INDEX KEY: 0001175483
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 810559116
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2127986100
MAIL ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Tyson Alan L.
CENTRAL INDEX KEY: 0001536275
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31458
FILM NUMBER: 141075410
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-08-27
0
0001175483
NEWCASTLE INVESTMENT CORP
NCT
0001536275
Tyson Alan L.
1345 AVENUE OF THE AMERICAS, 46TH FLOOR
NEW YORK
NY
10105
1
0
0
0
Common Stock, par value $0.01 per share
2014-08-27
4
M
0
666
3.21
A
52586
D
Common Stock, par value $0.01 per share
2014-08-27
4
F
0
158
13.50
D
52428
D
Stock Option (right to buy)
3.21
2014-08-27
4
M
0
666
0.00
D
Common Stock, par value $0.01 per share
666
0
D
The reported stock options were granted by the issuer to the reporting person in December 2011, who assumed the options for no value.
Non-Officer Director Stock Options are fully vested as of the grant date in accordance with the terms of the Newcastle Investment Corp. Nonqualified Stock Option and Incentive Award Plan.
This report reflects the effects of the Issuer's 3-for-1 reverse stock split that occurred on August 18, 2014.
/s/ Alan L. Tyson
2014-08-29