0001209191-14-038822.txt : 20140623 0001209191-14-038822.hdr.sgml : 20140623 20140603182907 ACCESSION NUMBER: 0001209191-14-038822 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140530 FILED AS OF DATE: 20140603 DATE AS OF CHANGE: 20140603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCFARLAND STUART A CENTRAL INDEX KEY: 0001249307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 14888907 MAIL ADDRESS: STREET 1: C/O FORTRESS INVESTMENT GROUP STREET 2: 1345 AVE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-05-30 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001249307 MCFARLAND STUART A C/O FORTRESS INVESTMENT GROUP 1251 AVE OF THE AMERICAS 16TH FL NEW YORK NY 10020 1 0 0 0 Common Stock, par value $0.01 per share 2014-05-30 4 A 0 10352 0.00 A 57635 D Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $4.83 on May 29, 2014. /s/ Stuart A. McFarland 2014-06-03