0001181431-15-000786.txt : 20150108 0001181431-15-000786.hdr.sgml : 20150108 20150108213345 ACCESSION NUMBER: 0001181431-15-000786 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150107 FILED AS OF DATE: 20150108 DATE AS OF CHANGE: 20150108 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP CENTRAL INDEX KEY: 0001175483 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 810559116 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 BUSINESS PHONE: 2127986100 MAIL ADDRESS: STREET 1: C/O FORTRESS STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Finnerty Kevin J CENTRAL INDEX KEY: 0001335440 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31458 FILM NUMBER: 15517487 MAIL ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: 46TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10105 4 1 rrd421325.xml FORM 4 X0306 4 2015-01-07 0 0001175483 NEWCASTLE INVESTMENT CORP NCT 0001335440 Finnerty Kevin J 1345 AVENUE OF THE AMERICAS, 46 FL NEW YORK NY 10105 1 0 0 0 Common Stock, par value $0.01 per share 2015-01-07 4 A 0 8260 0.00 A 70675 D Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $4.54 on 12/30/2014. Reflects the Issuer's 3-for-1 reverse stock split on August 18, 2014 and a 2-for-1 reverse stock split on October 22, 2014. /s/ Kevin J. Finnerty 2015-01-08