0001181431-15-000786.txt : 20150108
0001181431-15-000786.hdr.sgml : 20150108
20150108213345
ACCESSION NUMBER: 0001181431-15-000786
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150107
FILED AS OF DATE: 20150108
DATE AS OF CHANGE: 20150108
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEWCASTLE INVESTMENT CORP
CENTRAL INDEX KEY: 0001175483
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 810559116
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2127986100
MAIL ADDRESS:
STREET 1: C/O FORTRESS
STREET 2: 1345 AVENUE OF THE AMERICAS 46TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10105
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Finnerty Kevin J
CENTRAL INDEX KEY: 0001335440
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31458
FILM NUMBER: 15517487
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
STREET 2: 46TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10105
4
1
rrd421325.xml
FORM 4
X0306
4
2015-01-07
0
0001175483
NEWCASTLE INVESTMENT CORP
NCT
0001335440
Finnerty Kevin J
1345 AVENUE OF THE AMERICAS, 46 FL
NEW YORK
NY
10105
1
0
0
0
Common Stock, par value $0.01 per share
2015-01-07
4
A
0
8260
0.00
A
70675
D
Shares were issued to director as compensation for services provided to the issuer in accordance with the issuer's Incentive Award Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $4.54 on 12/30/2014.
Reflects the Issuer's 3-for-1 reverse stock split on August 18, 2014 and a 2-for-1 reverse stock split on October 22, 2014.
/s/ Kevin J. Finnerty
2015-01-08