0001493152-23-007010.txt : 20230308 0001493152-23-007010.hdr.sgml : 20230308 20230308163144 ACCESSION NUMBER: 0001493152-23-007010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230307 FILED AS OF DATE: 20230308 DATE AS OF CHANGE: 20230308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huffman Janet CENTRAL INDEX KEY: 0001866284 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32188 FILM NUMBER: 23716568 MAIL ADDRESS: STREET 1: 5317 FRUITVILLE RD SUITE 6 CITY: SARASOTA STATE: FL ZIP: 34232 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORAGENICS INC CENTRAL INDEX KEY: 0001174940 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 593410522 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4902 EISENHOWER BLVD STREET 2: SUITE 125 CITY: TAMPA STATE: FL ZIP: 33634 BUSINESS PHONE: 8132867900 MAIL ADDRESS: STREET 1: 4902 EISENHOWER BLVD STREET 2: SUITE 125 CITY: TAMPA STATE: FL ZIP: 33634 4 1 ownership.xml X0306 4 2023-03-07 0 0001174940 ORAGENICS INC OGEN 0001866284 Huffman Janet 4902 EISENHOWER BOULEVARD TAMPA FL 33634 0 1 0 0 CFO, Secretary and Treasurer Employee Option (Right to Buy) 4.00 2023-03-07 4 A 0 7000 0 A 2023-03-07 2033-03-07 Common Stock 7000 7000 D Represents an award of options to purchase shares of the Company's common stock under the Company's 2021 Equity Incentive Plan in connection with the engagement to serve as the Company's Chief Financial Officer. The options vest as follows: 1,400 options vest on the grant date, 1,400 options vest on September 7, 2023, 1,400 options vest on March 7, 2024, 1,400 options vest on September 7, 2024, and 1,400 options vest on March 7, 2025. The option exercise price is the Company's closing price on the date of grant. /s/ Mark A. Catchur, as Attorney-in-Fact for Janet Huffman 2023-03-08