0001174850-22-000050.txt : 20221110 0001174850-22-000050.hdr.sgml : 20221110 20221110132329 ACCESSION NUMBER: 0001174850-22-000050 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220930 FILED AS OF DATE: 20221110 DATE AS OF CHANGE: 20221110 EFFECTIVENESS DATE: 20221110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17319 FILM NUMBER: 221376240 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001174850 XXXXXXXX 09-30-2022 09-30-2022 NICOLET BANKSHARES INC

111 N WASHINGTON ST GREEN BAY WI 54301

13F HOLDINGS REPORT 028-17319 N H. PHILLIP MOORE, JR. 920-617-5325 H. PHILLIP MOORE, JR. GREEN BAY WI 11-10-2022 0 193 350189 false INFORMATION TABLE 2 information_table.xml INFORMATION TABLE ABBOTT LABS COMMON STOCK 002824100 2587 26731 SH SOLE 26731 0 0 ABBVIE INC COMMON STOCK 00287Y109 762 5675 SH SOLE 5300 0 375 ACCENTURE PLC CLASS A COMMON STOCK G1151C101 671 2608 SH SOLE 2608 0 0 ACI WORLDWIDE INC COMMON STOCK 004498101 267 12783 SH SOLE 12783 0 0 ADOBE SYS INC COMMON STOCK 00724F101 1181 4290 SH SOLE 4290 0 0 AES CORP COMMON STOCK 00130H105 411 18166 SH SOLE 18166 0 0 AFFILIATED MANAGERS GROUP COMMON STOCK 008252108 205 1833 SH SOLE 1833 0 0 AFLAC INC COMMON STOCK 001055102 214 3802 SH SOLE 3802 0 0 AKAMAI TECHNOLOGIES INC COMMON STOCK 00971T101 261 3245 SH SOLE 3245 0 0 ALPHABET INC CAP STK CL A COMMON STOCK 02079K305 2253 23559 SH SOLE 23559 0 0 ALPHABET INC CAP STK CL C COMMON STOCK 02079K107 3517 36571 SH SOLE 36571 0 0 ALPS ETF TR ALERIAN MLP ETF NEW OTHER 00162Q452 2865 78361 SH SOLE 78361 0 0 ALPS ETF TR ALERIAN MLP ETF NEW OTHER 00162Q452 25 679 SH OTR 679 0 0 ALTRIA GROUP INC COMMON STOCK 02209S103 250 6192 SH SOLE 6192 0 0 AMAZON.COM INC COMMON STOCK 023135106 3776 33417 SH SOLE 33417 0 0 AMERICAN TOWER CORP COMMON STOCK 03027X100 1486 6922 SH SOLE 6922 0 0 AMERICAN WTR WKS CO INC COMMON STOCK 030420103 407 3125 SH SOLE 3125 0 0 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 304 2250 SH SOLE 2250 0 0 AMGEN INC COMMON STOCK 031162100 220 977 SH SOLE 977 0 0 AMPHENOL CORP CL A COMMON STOCK 032095101 315 4697 SH SOLE 4697 0 0 ANALOG DEVICES INC COMMON STOCK 032654105 1162 8339 SH SOLE 8339 0 0 AON PLC SHS CL A COMMON STOCK G0403H108 1304 4867 SH SOLE 4867 0 0 APPLE INC COMMON STOCK 037833100 11144 80639 SH SOLE 79217 0 1422 AT&T INC COMMON STOCK 00206R102 234 15269 SH SOLE 15019 0 250 BANK AMER CORP COMMON STOCK 060505104 305 10109 SH SOLE 10109 0 0 BANK FIRST CORPORATION COMMON STOCK 06211J100 682 8914 SH SOLE 8914 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW COMMON STOCK 084670702 1847 6917 SH SOLE 5965 0 952 BIOGEN INC COMMON STOCK 09062X103 317 1188 SH SOLE 1188 0 0 BLACKROCK, INC COMMON STOCK 09247X101 569 1033 SH SOLE 1033 0 0 BLACKSTONE INC COMMON STOCK 09260D107 509 6084 SH SOLE 6084 0 0 BOEING CO COMMON STOCK 097023105 399 3295 SH SOLE 3295 0 0 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 1570 22088 SH SOLE 22088 0 0 CATERPILLAR INC COMMON STOCK 149123101 459 2800 SH SOLE 2800 0 0 CDW CORP COMMON STOCK 12514G108 207 1329 SH SOLE 1329 0 0 CHEVRON CORPORATION COMMON STOCK 166764100 1737 12088 SH SOLE 12088 0 0 CHIPOTLE MEXICAN GRILL INC-CL A COMMON STOCK 169656105 1169 778 SH SOLE 778 0 0 CIGNA CORP COMMON STOCK 125523100 229 824 SH SOLE 824 0 0 CISCO SYSTEMS INC COMMON STOCK 17275R102 724 18097 SH SOLE 18097 0 0 CITIGROUP INC COMMON STOCK 172967424 210 5031 SH SOLE 5031 0 0 COCA COLA CO COMMON STOCK 191216100 2212 39478 SH SOLE 39104 0 374 COMCAST CORP CL A COMMON STOCK 20030N101 913 31133 SH SOLE 31133 0 0 CONOCOPHILLIPS COMMON STOCK 20825C104 206 2014 SH SOLE 2014 0 0 COPART INC COMMON STOCK 217204106 243 2286 SH SOLE 2286 0 0 COSTCO WHOLESALE CORP COMMON STOCK 22160K105 3538 7491 SH SOLE 7491 0 0 CSX CORP COMMON STOCK 126408103 505 18963 SH SOLE 18963 0 0 CVS HEALTH CORPORATION COMMON STOCK 126650100 1924 20168 SH SOLE 19322 0 846 DANAHER CORP COMMON STOCK 235851102 1768 6844 SH SOLE 6844 0 0 DEERE & CO COMMON STOCK 244199105 1772 5307 SH SOLE 5307 0 0 DISNEY WALT CO COMMON STOCK 254687106 1112 11788 SH SOLE 11788 0 0 DUKE ENERGY CORP COMMON STOCK 26441C204 273 2930 SH SOLE 2930 0 0 DUPONT DE NEMOURS INC COMMON STOCK 26614N102 461 9142 SH SOLE 9142 0 0 EATON CORP PLC SHS COMMON STOCK G29183103 593 4443 SH SOLE 4443 0 0 EBAY INC COMMON STOCK 278642103 261 7104 SH SOLE 7104 0 0 ECOLAB INC COMMON STOCK 278865100 183 1265 SH SOLE 1265 0 0 EOG RES INC COMMON STOCK 26875P101 863 7725 SH SOLE 7725 0 0 EQUIFAX INC COMMON STOCK 294429105 347 2023 SH SOLE 2023 0 0 EVERGY INC COMMON STOCK 30034W106 475 8000 SH SOLE 0 0 8000 EVERTEC INC COMMON STOCK 30040P103 338 10785 SH SOLE 10785 0 0 EXXON MOBIL CORP COMMON STOCK 30231G102 2430 27826 SH SOLE 16126 0 11700 FEDEX CORPORATION COMMON STOCK 31428X106 256 1723 SH SOLE 1723 0 0 FIDELITY NATL INFORMATION COMMON STOCK 31620M106 683 9040 SH SOLE 9040 0 0 FISERV INC COMMON STOCK 337738108 648 6929 SH SOLE 6929 0 0 FLEXSHARES IBOXX 5YR TGT DUR ETF OTHER 33939L605 861 36791 SH SOLE 36791 0 0 FLEXSHARES IBOXX 5YR TGT DUR ETF OTHER 33939L605 6 268 SH OTR 268 0 0 FLEXSHARES MSTAR GBL UPSTRM ETF OTHER 33939L407 453 12053 SH SOLE 12053 0 0 FLEXSHARES MSTAR GBL UPSTRM ETF OTHER 33939L407 20 524 SH OTR 524 0 0 FREEPORT-MCMORAN INC COMMON STOCK 35671D857 203 7428 SH SOLE 7428 0 0 GENERAL DYNAMICS CORP COMMON STOCK 369550108 970 4572 SH SOLE 4572 0 0 GLOBAL PMTS INC COMMON STOCK 37940X102 350 3240 SH SOLE 3240 0 0 GLOBAL X FDS S&P 500 CATHOLIC OTHER 37954Y889 718 16456 SH SOLE 16456 0 0 GRAINGER W W INC COMMON STOCK 384802104 766 1566 SH SOLE 1566 0 0 HALLIBURTON CO COMMON STOCK 406216101 240 9748 SH SOLE 9748 0 0 HOME DEPOT INC COMMON STOCK 437076102 1729 6263 SH SOLE 6263 0 0 HONEYWELL INTL INC COMMON STOCK 438516106 1343 8044 SH SOLE 8044 0 0 ILLINOIS TOOL WKS INC COMMON STOCK 452308109 376 2084 SH SOLE 2084 0 0 INTEL CORP COMMON STOCK 458140100 754 29263 SH SOLE 29263 0 0 INTERCONTINENTAL EXCHANGE, INC COMMON STOCK 45866F104 1417 15687 SH SOLE 15687 0 0 INTERNATIONAL BUSINESS MACHS COMMON STOCK 459200101 711 5980 SH SOLE 5980 0 0 INTUIT COMMON STOCK 461202103 935 2413 SH SOLE 2413 0 0 INVESCO QQQ TR UNIT SER 1 OTHER 46090E103 1497 5600 SH SOLE 5600 0 0 ISHARES BARCLAYS TIPS BOND FUND OTHER 464287176 376 3584 SH SOLE 3584 0 0 ISHARES COHEN & STEERS REALTY OTHER 464287564 358 6680 SH SOLE 6680 0 0 ISHARES CORE MSCI EMK ETF OTHER 46434G103 495 11518 SH SOLE 11518 0 0 ISHARES CORE S&P 500 ETF OTHER 464287200 2876 8019 SH SOLE 7164 0 855 ISHARES CORE S&P MID-CAP ETF OTHER 464287507 204 930 SH SOLE 930 0 0 ISHARES CORE S&P SMALL-CAP ETF OTHER 464287804 209 2399 SH SOLE 2399 0 0 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF OTHER 464287150 252 3173 SH SOLE 3173 0 0 ISHARES MSCI EAFE INDEX FD OTHER 464287465 3620 64625 SH SOLE 64625 0 0 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 574 5592 SH SOLE 5592 0 0 ISHARES NATIONAL MUNI BOND ETF OTHER 464288414 138 1347 SH OTR 1347 0 0 ISHARES RUSSELL 1000 OTHER 464287622 788 3992 SH SOLE 3992 0 0 ISHARES RUSSELL 1000 GROWTH INDEX FD OTHER 464287614 4745 22553 SH SOLE 22553 0 0 ISHARES RUSSELL 1000 VALUE INDEX FUND OTHER 464287598 1897 13946 SH SOLE 13887 0 59 ISHARES RUSSELL 2000 INDEX FD OTHER 464287655 1643 9962 SH SOLE 9962 0 0 ISHARES S&P 500 BARRA GROWTH INDEX FUND OTHER 464287309 8285 143218 SH SOLE 143218 0 0 ISHARES S&P 500/VALUE OTHER 464287408 4243 33016 SH SOLE 33016 0 0 J P MORGAN EXCHANGE TRADED FD OTHER 46641Q241 1390 30539 SH SOLE 30539 0 0 JOHNSON & JOHNSON COMMON STOCK 478160104 2378 14555 SH SOLE 14555 0 0 JPM ALERIAN MLP INDEX ETN OTHER 46625H365 7050 351452 SH SOLE 350649 0 803 JPMORGAN CHASE & CO COMMON STOCK 46625H100 2793 26723 SH SOLE 26723 0 0 JPMORGAN ULTRA SHORT INC ETF OTHER 46641Q837 447 8912 SH SOLE 8912 0 0 KIMBERLY CLARK CORP COMMON STOCK 494368103 304 2699 SH SOLE 2699 0 0 LAM RESH CORP COMMON STOCK 512807108 401 1095 SH SOLE 1095 0 0 LAUDER ESTEE COS INC COMMON STOCK 518439104 879 4067 SH SOLE 4067 0 0 LILLY (ELI) & CO COMMON STOCK 532457108 1186 3667 SH SOLE 3667 0 0 LINDE PLC COM COMMON STOCK G5494J103 263 977 SH SOLE 977 0 0 LOCKHEED MARTIN CORP COMMON STOCK 539830109 268 693 SH SOLE 693 0 0 LOWES COS INC COMMON STOCK 548661107 1135 6046 SH SOLE 6046 0 0 MARSH & MCLENNAN COS INC COMMON STOCK 571748102 624 4180 SH SOLE 4180 0 0 MASCO CORP COMMON STOCK 574599106 324 6932 SH SOLE 6932 0 0 MASTERCARD INC COMMON STOCK 57636Q104 2098 7379 SH SOLE 7379 0 0 MCDONALDS CORP COMMON STOCK 580135101 1955 8474 SH SOLE 8474 0 0 MERCK & CO INC COMMON STOCK 58933Y105 476 5530 SH SOLE 5530 0 0 META PLATFORMS INC CL A COMMON STOCK 30303M102 1269 9347 SH SOLE 9347 0 0 MICROCHIP TECHNOLOGY INC COMMON STOCK 595017104 268 4394 SH SOLE 4394 0 0 MICROSOFT CORP COMMON STOCK 594918104 1 5 SH OTR 5 0 0 MICROSOFT CORP COMMON STOCK 594918104 7726 33176 SH SOLE 32058 0 1118 MONDELEZ INTL INC CL A COMMON STOCK 609207105 1262 23012 SH SOLE 23012 0 0 NAVIENT CORP COMMON STOCK 63938C108 177 12075 SH SOLE 12075 0 0 NEXTERA ENERGY INC COMMON STOCK 65339F101 1328 16940 SH SOLE 16940 0 0 NICOLET BANKSHARES INC COMMON STOCK 65406E102 65855 934905 SH OTR 0 0 934905 NIKE INC COMMON STOCK 654106103 919 11056 SH SOLE 11056 0 0 NORFOLK SOUTHN CORP COMMON STOCK 655844108 844 4027 SH SOLE 4027 0 0 NVIDIA CORP COMMON STOCK 67066G104 1585 13060 SH SOLE 13060 0 0 O REILLY AUTOMOTIVE INC COMMON STOCK 67103H107 276 392 SH SOLE 392 0 0 ORACLE CORPORATION COMMON STOCK 68389X105 478 7834 SH SOLE 7834 0 0 PALO ALTO NETWORKS INC COMMON STOCK 697435105 1348 8228 SH SOLE 8228 0 0 PAYPAL HLDGS INC COMMON STOCK 70450Y103 214 2484 SH SOLE 2484 0 0 PEPSICO INC COMMON STOCK 713448108 1507 9230 SH SOLE 9230 0 0 PFIZER INC COMMON STOCK 717081103 0 9 SH OTR 9 0 0 PFIZER INC COMMON STOCK 717081103 1840 42054 SH SOLE 41463 0 591 PHILIP MORRIS INTL INC COMMON STOCK 718172109 643 7742 SH SOLE 7579 0 163 PRINCIPAL FINL GROUP INC COMMON STOCK 74251V102 463 6418 SH SOLE 6418 0 0 PROCTER & GAMBLE CO COMMON STOCK 742718109 2244 17773 SH SOLE 17597 0 176 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF OTHER 74348A467 232 2900 SH SOLE 2900 0 0 QUALCOMM INC COMMON STOCK 747525103 262 2321 SH SOLE 2321 0 0 RAYTHEON TECHNOLOGIES CORP COMMON STOCK 75513E101 256 3123 SH SOLE 3123 0 0 ROCHE HOLDING AG ADR COMMON STOCK 771195104 262 6446 SH SOLE 6446 0 0 RPM INTERNATIONAL INC COMMON STOCK 749685103 220 2635 SH SOLE 2635 0 0 SALESFORCE, INC. COMMON STOCK 79466L302 1467 10196 SH SOLE 10196 0 0 SCHLUMBERGER LTD COMMON STOCK 806857108 610 16996 SH SOLE 16996 0 0 SCHNEIDER NATIONAL INC COMMON STOCK 80689H102 1847 91000 SH SOLE 91000 0 0 SCHWAB CHARLES CORP COMMON STOCK 808513105 392 5460 SH SOLE 5460 0 0 SCHWAB EMERG MARKETS EQUITY ETF OTHER 808524706 381 17007 SH SOLE 17007 0 0 SCHWAB INTERNATIONAL EQUITY ETF OTHER 808524805 313 11113 SH SOLE 11113 0 0 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF OTHER 78463X889 753 29171 SH SOLE 29171 0 0 SPDR PORTFOLIO S&P 500 GROWTH ETF OTHER 78464A409 22127 441648 SH SOLE 439826 0 1822 SPDR PORTFOLIO S&P 500 VALUE ETF OTHER 78464A508 38290 1110182 SH SOLE 1106939 0 3243 SPDR PORTFOLIO S&P 500 VALUE ETF OTHER 78464A508 24 706 SH OTR 706 0 0 SPDR S&P 500 ETF TRUST OTHER 78462F103 6831 19124 SH SOLE 18873 0 251 SPDR S&P 500 ETF TRUST OTHER 78462F103 146 408 SH OTR 408 0 0 SPDR S&P DIVIDEND OTHER 78464A763 526 4715 SH SOLE 4715 0 0 SPDR S&P MIDCAP 400 ETF TR OTHER 78467Y107 323 804 SH SOLE 804 0 0 SS&C TECHNOLOGIES HLDGS INC COMMON STOCK 78467J100 275 5760 SH SOLE 5760 0 0 STARBUCKS CORP COMMON STOCK 855244109 474 5624 SH SOLE 5624 0 0 STRYKER CORP COMMON STOCK 863667101 259 1278 SH SOLE 1278 0 0 SYNOPSYS INC COMMON STOCK 871607107 208 682 SH SOLE 682 0 0 T ROWE PRICE GROUP INC COMMON STOCK 74144T108 339 3226 SH SOLE 3226 0 0 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 1247 2458 SH SOLE 2458 0 0 TJX COS INC COMMON STOCK 872540109 863 13900 SH SOLE 13900 0 0 TRUIST FINL CORP COMMON STOCK 89832Q109 901 20691 SH SOLE 20691 0 0 UNION PAC CORP COMMON STOCK 907818108 689 3536 SH SOLE 3536 0 0 UNITED PARCEL SVC INC COMMON STOCK 911312106 521 3227 SH SOLE 3227 0 0 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 1130 2238 SH SOLE 2238 0 0 US BANCORP DEL COMMON STOCK 902973304 205 5072 SH SOLE 5072 0 0 VANGUARD BD INDEX FDS ULTRA SHORT BD ETF OTHER 92203C303 462 9430 SH SOLE 9430 0 0 VANGUARD FTSE DEVELOPED MARKETS OTHER 921943858 5793 159334 SH SOLE 159334 0 0 VANGUARD FTSE DEVELOPED MARKETS OTHER 921943858 14 376 SH OTR 376 0 0 VANGUARD FTSE EMERGING MARKETS ETF OTHER 922042858 505 13849 SH SOLE 13849 0 0 VANGUARD FTSE EMERGING MARKETS ETF OTHER 922042858 4 105 SH OTR 105 0 0 VANGUARD GROWTH ETF OTHER 922908736 1484 6937 SH SOLE 6937 0 0 VANGUARD HEALTH CARE ETF OTHER 92204A504 465 2078 SH SOLE 2078 0 0 VANGUARD INFORMATION TECHNOLOGY ETF OTHER 92204A702 244 794 SH SOLE 794 0 0 VANGUARD LARGE-CAP ETF OTHER 922908637 1706 10430 SH SOLE 10430 0 0 VANGUARD MID-CAP ETF OTHER 922908629 452 2404 SH SOLE 2404 0 0 VANGUARD MID-CAP VALUE INDEX OTHER 922908512 278 2279 SH SOLE 2279 0 0 VANGUARD S&P 500 ETF OTHER 922908363 3471 10574 SH SOLE 10574 0 0 VANGUARD S&P 500 GROWTH INDX ETF OTHER 921932505 683 3275 SH SOLE 3275 0 0 VANGUARD SMALL-CAP ETF OTHER 922908751 208 1216 SH SOLE 1216 0 0 VANGUARD TOTAL BOND MARKET ETF OTHER 921937835 13012 182424 SH SOLE 182424 0 0 VANGUARD TOTAL STOCK MARKET ETF OTHER 922908769 1290 7190 SH SOLE 7190 0 0 VANGUARD TOTAL STOCK MARKET ETF OTHER 922908769 99 553 SH OTR 553 0 0 VANGUARD VALUE ETF OTHER 922908744 3390 27450 SH SOLE 26883 0 567 VERIZON COMMUNICATIONS INC COMMON STOCK 92343V104 381 10046 SH SOLE 10046 0 0 VERTEX PHARMACEUTICALS INC COMMON STOCK 92532F100 262 906 SH SOLE 906 0 0 VISA INC CL A COMMON STOCK 92826C839 869 4891 SH SOLE 4891 0 0 WALMART INC COMMON STOCK 931142103 798 6155 SH SOLE 5155 0 1000 WEC ENERGY GROUP INC COMMON STOCK 92939U106 2190 24488 SH SOLE 24488 0 0 WELLS FARGO & COMPANY COMMON STOCK 949746101 966 24008 SH SOLE 24008 0 0 WISDOMTREE L/C DIVIDEND FUND OTHER 97717W307 253 4584 SH SOLE 4584 0 0 WYNDHAM HOTELS & RESORTS INC COMMON STOCK 98311A105 423 6900 SH SOLE 6900 0 0 YUM! BRANDS INC COMMON STOCK 988498101 345 3244 SH SOLE 3244 0 0 ZIMMER BIOMET HOLDINGS, INC. COMMON STOCK 98956P102 741 7092 SH SOLE 7092 0 0