0001127602-24-023072.txt : 20240828 0001127602-24-023072.hdr.sgml : 20240828 20240828155727 ACCESSION NUMBER: 0001127602-24-023072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240826 FILED AS OF DATE: 20240828 DATE AS OF CHANGE: 20240828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DANIELS MICHAEL E CENTRAL INDEX KEY: 0001243706 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37700 FILM NUMBER: 241255186 MAIL ADDRESS: STREET 1: C/O NICOLET NATIONAL BANK STREET 2: 111 NORTH WASHINGTON STREET CITY: GREEN BAY STATE: WI ZIP: 54301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NICOLET BANKSHARES INC CENTRAL INDEX KEY: 0001174850 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] ORGANIZATION NAME: 02 Finance IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 BUSINESS PHONE: 920 430 1400 MAIL ADDRESS: STREET 1: 111 N WASHINGTON ST CITY: GREEN BAY STATE: WI ZIP: 54301 4 1 form4.xml PRIMARY DOCUMENT X0508 4 2024-08-26 0001174850 NICOLET BANKSHARES INC NIC 0001243706 DANIELS MICHAEL E C/O NICOLET NATIONAL BANK 111 NORTH WASHINGTON STREET GREEN BAY WI 54301 1 1 Chairman, President & CEO 0 Common Stock 2024-08-26 4 M 0 1289 48.85 A 73691 D Common Stock 2024-08-26 4 S 0 1289 98.94 D 72402 D Common Stock 6252 I By 401(k) Plan Common Stock 9803 I By Spouse Stock Option (Right to Buy) 48.85 2024-08-26 4 M 0 1289 0 D 2027-05-16 Common Stock 1289 123711 D The price reported in column 4 is a weighted average price. These shares sold in multiple transactions at prices ranging from $98.85 to $99.40, inclusive. Mr. Daniels undertakes to provide to Nicolet Bankshares, Inc., any security holder of Nicolet Bankshares, Inc., or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Includes an additional 105 shares acquired under the Employee Stock Purchase Plan since Mr. Daniels last Form 4 filing dated December 13, 2023. Mr. Daniels owns a total of 913 shares in the Employee Stock Purchase Plan as of the date of this report. The non-qualified stock option fully vested as of May 16, 2022, and is currently exercisable as to all remaining 123,711 shares. /s/ H. Phillip Moore, Jr., as attorney-in-fact for Michael E. Daniels 2024-08-28